The points in time at which various ancient human societies began to go the wrong way (whether by force from outsiders, or by bad decisions made from within) are numerous and span thousands of years, but, thankfully for our future, some few remotely-situated Indigenous societies around the world never departed from those basic, ancient ways of seeing and living with the natural world and still have enough of their ancestral homelands not yet confiscated or destroyed by colonialist predators to make that continuance possible. The Kogi people of the northern Andes mountains in Colombia are a prime and now well-known example,[20] as are some of the more remote tribes to the south and east of them in the Amazon rainforest. Other relatively intact traditional indigenous societies exist in remote locations in central Africa, the Pacific islands, northern and southeastern Asia, and a few other remote locations in the Americas and elsewhere.[21] It is by learning from people such as these, and from all of our relations in the non-human world as well, that we might be able to find our way back to truly green, sustainable and regenerative ways of life. There are also many more Indigenous peoples throughout the world who have just a little or none of their ancestral homelands still accessible to them, retain only pieces of their traditional cultural values and practices, and have just a small number of tribal members who are still fluent in their ancestral languages. Colonialism, capitalism, cultural oppression, and intercultural relations have brought many changes to them, but, even so, for people whose encounter with wrong ways of living is more recent than most of the rest of humanity, the way back to truly green eco-harmony might be a little easier.[22]
Unless a community consciously agrees to put the needs of their entire local ecosystem and all lives within it first, above what they conceive to be human needs, their community will someday fail and collapse.
As clearly as we now see that the concept of utopian societies was never meant to mean “perfect” societies, it should also be clearly understood that traditional Indigenous societies were never perfect either, just as no human society has ever been perfect and none ever will. But, model ideal societies do not have to be perfect to provide inspiration, wisdom, and direction for our paths forward into the difficult future. It is interesting to note that the first contacts that European colonialists and their descendants had with Indigenous peoples of the western hemisphere (or, “the Americas” and the first people to be called “Americans”) inspired a small wave of utopian thinking that lasted for centuries,[23] and now, in this time of profound global crises, many people are looking to Indigenous individuals, societies and cultures for guidance and leadership towards resolution of the current crises and for ways to create viable, Earth-sustaining and regenerative future communities. Many utopian community social experiments have come and gone over the last five centuries, and one reason why the vast majority of them failed is that they did not look closely enough at the models to be found in Indigenous societies all over the world. While some communities have mimicked Indigenous, eco-based, reciprocal economic models to some extent, and others have imitated Indigenous representative political models, there are two elements of the original ways of human social organization, which nearly all non-Indigenous-led utopian communal experiments have missed, and which are essential to ideal community success. One element is the understanding that humans are just one of millions of types of people (or, “species”) who all have the potential to make essential, invaluable contributions to the interconnected web of regenerative life on Earth.[24] All species of the living world belong here and need each other. People from anthropocentric, “human needs first,” or “humans-are-most-important,” or “humans are superior to all other species” societies have an extremely difficult time trying to see that, unless they somehow acquire a special ability to break free from that very powerful mass delusion. Unless a community consciously agrees to put the needs of their entire local ecosystem and all lives within it first, above what they conceive to be human needs, their community will someday fail and collapse. A big step on the way to getting there is to realize that the greatest human need is to be in tune with the needs of the entire living organism to which we are all connected.
The second element is the need to learn how to have deep communion or interactive communication (listening, hearing, and being heard) with all of our non-human relations in the natural world (animals, plants, earth, water, fire and air). That idea sounds very unreal, or even impossible, to most modern humans today, but there are many stories and indications that most of our species once had and commonly engaged in such abilities, throughout most of our history as homo sapiens sapiens. Although I probably will not be able to recover much of our former fluency in such communion, after 70 years of living in this corrupt, lost, degenerated modern industrial world, I will remain committed to working on that quest for all of the remaining time that I have to live in this body, with all of the species by which I am surrounded. Why? Because I expect that we can learn more about what Mother Earth wants from us and how we can be healed and corrected, from our innocent, already-connected, harmonious, right-living, non-human relatives than we can from just listening to and following other humans. Daniel Wildcat (Yuchi, Muskogee), professor of American Indian Studies at Haskell University, helped to clarify this Indigenous perspective in his ground-breaking 2009 book, Red Alert: Saving the Planet with Indigenous Knowledge:
Current scientific research on animal communication overwhelmingly verifies the existence of complex communication systems. Honesty and humility require us to acknowledge that indigenous knowledge, in its diverse substance and structure, is the result of collaboration, a respectful partnership, between us and our many other-than-human relatives. Several tribal elders I have known have been almost matter-of-fact about their ability to exercise interspecies communication with animals.[25]
The old ability to also commune with and hear the languages of the plant beings is eloquently described by Potawatomi scholar and award-winning nature writer, Robin Wall Kimmerer in a recent essay that was re-published in Yes! magazine:
The Indigenous story tradition speaks of a past in which all beings spoke the same language and life lessons flowed among species. But we have forgotten—or been made to forget—how to listen so that all we hear is sound, emptied of its meaning. The soft sibilance of pine needles in the wind is an acoustic signature of pines. But this well-known “whispering of pines” is just a sound, it is not their voice….Traditional cultures who sit beneath the white pines recognize that human people are only one manifestation of intelligence in the living world. Other beings, from Otters to Ash trees, are understood as persons, possessed of their own gifts, responsibilities, and intentions. This is not some kind of mistaken anthropomorphism….Trees are not misconstrued as leaf-wearing humans but respected as unique, sovereign beings equal to or exceeding the power of humans.[26]
We definitely won’t get to successful, regenerative, natural Life-connected communities just from reading books written by other humans. This is not a simple philosophical exercise or an intellectual parlor game. We have to actually live the interconnected life, under natural laws and the wise limits of Mother Earth, on a finite but abundantly sufficient planet. That was the old normal way of living for the vast majority of our species, for the overwhelming majority of the time of our existence in Earth.
Some other essential elements for successful utopian societies at this particular moment in global history, besides the two most important elements mentioned above, include:
A group of people with a common enough vision or sense of direction, not excessive in population for the particular place in which they live so that they do not overshoot the carrying capacity of their local ecosystem or need to trade with the world outside their community for material goods[27], and can help to maintain regenerative processes and relationships between all species of life in that local ecosystem/community. Eventually, the community would need to determine their own membership or citizenship requirements and limits.
Access to sufficient land and clean water. This might require that people pool their financial resources and purchase land together. A more remote rural location would be safer, but for people who feel that they must remain living in urban locations, at least for the short-term future, city or town governments sometimes lease vacant lots relatively cheap for use as community gardens.
Sufficient collective knowledge and experience within the community membership about how to care for and nurture a wide variety of edible plants, either native to the place where the community lives or compatible with that ecosystem, to organically grow or gather for food and medicine. Knowledge in sustainable, respectful hunting and fishing might also be useful or necessary.
A commitment by all community members to expanding the community’s collective knowledge of the lifeways and connections between all species in the community’s ecosystem and learning how humans best fit into the interconnected purposes of life in that place. Knowledge of the lifeways of the people who were, or still are, indigenous to that place is an essential part of this process. As much as it may be possible, that knowledge should come directly from the people who are indigenous to the community’s place, whenever and how much they may be willing to share that knowledge, and such people should be invited into those communities and have leadership roles there, if they choose to do so. Generally, though, most Indigenous peoples would prefer to form their own ideal communities on their own ancestral lands or reservations.
Although ideal or utopian communities may need to use some money to get the community started, ideal communal economies should eventually become moneyless, direct-from-and-back-to-nature (ecologically reciprocal), mutually reciprocal, life-giving and sharing societies. In the formerly normal pre-monetary world, a society’s wealth was received directly from relationship with the natural world and was preserved or enhanced by maintaining a good, respectful, reciprocal relationship with the natural world. If our economic dependency is on the well-being of local natural systems, that is what we take care of and if our dependency is upon money, then that is what we care about most. In old Indigenous societies, the honorable attitude was to look out for the well-being of all people (human and non-human) in the community, give generously without worrying about what you will receive in return, and NOT measure out individual material possessions mathematically, to assure exactly equal portions of everything to each individual. In a culturally generous gifting economy, sometimes individuals or families would be honored in a ceremony and receive many gifts from the community, making them temporarily rich in material possessions. On another occasion a family or individual might sponsor a feast for the whole community and give gifts to all who attended until they had no more possessions left to give. When such activities were frequent and commonplace and people knew that they were connected to a generous, caring, cooperative, reciprocating community, of both human and non-human beings, there was no anxiety or sense of loss about giving one’s possessions away. Generosity was such a highly-esteemed, honorable character trait, that people sometimes actually competed with each other to become the most generous. There was also social shaming attached to being stingy or greedy, which is seen in some of the old stories, along with the stories about generosity and other positive traits.[28]
The community would need to mutually agree upon a governing structure and decision-making processes for issues that involve or impact the entire community (including the ecosystem and non-human members of the community). Community rules and laws should conform to and not violate nature’s laws. Effective government depends on mutual respect and/or love, listening and communication skills, common core vision and goals, honesty, transparency, and a commitment by all community members to working on and continually improving their self-governing skills.
Democratic or consensus decision-making about what technologies and tools will be allowed in the community, again giving highest regard to what would be best for the entire ecological community and for the connected biosphere of our whole planet.
Here again are the first two necessary elements of ideal community creation (explained above, before this list), reduced to nutshell, outline form:
Relinquish all anthropocentrism and any concepts of human superiority over all of the other species that we share interconnected life with in our ecosystems and in the entire biosphere of Mother Earth. Recognize the interconnected value of all species of life and keep that recognition at the forefront of all community decision making. (How can the species that is the most destructive to Life on Earth be rightfully considered “superior” to any other species, much less to all of them?)
All individuals in the community should commit themselves to actively developing our formerly common human abilities to commune deeply with and communicate (listening, hearing, and being heard) with other species in our inter-connected natural world. Since, for many of us, our ancestors lost those abilities hundreds or even thousands of years ago, a community should make no requirements about the speed at which those abilities should be developed. It should not be a contest, but, instead, a mutually-encouraging, enjoyable, natural process. With each successful step that any individual makes in this endeavor, the entire community gains greater ability to more closely follow nature’s laws and gains a better sense of how humans were meant to participate in and contribute to Earth’s living systems.
There are probably many more essential elements of community formation, structure, and actual operation which people may feel they need to consider and discuss. The reason that I titled this essay “Paths (plural) Forward….) was to acknowledge that there will be innumerable forms that ideal communities will take, throughout the world, depending upon the needs of local ecosystems and all of their inhabitants, the will of the particular communities, their sense of the common good, and whatever creative ideas that they come up with.
Some Obstacles and Possible Scenarios on the Near Future Paths Forward, both Good and Bad:
The idea of giving up and abandoning modern technologies is unthinkable and even abhorrent to most present-day humans. Besides those humans who have an abundance or excess of such things, many people around the world who own very few modern technology products are also repulsed by the idea that they might have to give up even the dream or desire to have such things. To abruptly switch to pre-20th century, or earlier, technologies would be excruciatingly painful to most modern, western industrialized people, and even a slow transition would be quite hard. It is possible that, to somewhat ease the transition to truly green and bio-sustainable living, we could just end the production of toxic modern technological products, while still using those things that already exist until they’re spent or broken (but cease immediately from using items that burn fossil fuels or emit other toxic wastes, in their production or consumption), and then not replace them. Some items could possibly be re-constructed from discarded parts, until such things are no longer available. During the time span in which the old manufactured goods are being used up, people would simultaneously need to be very actively engaged with learning to bio-sustainably produce the things that they actually need and that are actually green or Earth system friendly. That might be, at least in part, what a viable transition could look like. Obviously, most people today would absolutely reject and resist such a change, due partly to not knowing any other way to live, alienation from nature, fear of the unknown, and belief in, addiction to, or imprisonment by their normal material culture. Just wrapping their minds around the realization that so many things that they had always considered to be normal and innocent should probably never have been made, will be nearly inconceivable to most, at least initially. I remember how hard it hit me when I first realized that we just cannot continue to go forward with the status quo social systems and most of their by-products and still have a living world for very long. But how many will give it a second thought or change their minds after personally experiencing the increasingly common excruciating pain of global warming natural disasters? At some very near future point, relief agencies, all of which have finite resources, will not be able to keep up with the increasingly frequent catastrophic events, including more pandemics (connected to thawing permafrost, increased trade and travel, and increasing displacements and migrations of humans and other species). Is the creation of ideal or “utopian” local eco-communities, immediately and proactively—like building the lifeboats before the ship actually sinks—the best possible and most viable path forward, both for humanity and the rest of Life on Earth?
Because of the likelihood that modern industrial humans will not respond quickly or adequately enough to sufficiently (or even significantly) alter our present global destruction trajectory, the creation of utopian eco-communities might become more of a post-collapse source for places of refuge or survival and healing for those relative few who do manage to survive, than a means for actually providing an appealing alternative to continuing with the status quo, or just limiting the harm caused by our predicament. It may be likely that even those of us who would like to create utopian eco-communities would have a hard time doing so as long as the option of continuing with the status quo still exists, because we are so conditioned to depend on or desire many of the things that society offers us. Either way, though—whether prior to the collapse of the status quo or after—the creation of such communities would be a good thing and probably the least futile use of our time, attention and energy.
I offer here a brief assortment of some possible near-future scenarios, both positive and negative:
1. Sometime within the next five years, about 60% of humans around the world decide to create local eco-utopian communities, following the old Indigenous principles described above, and begin the process of abandoning modern industrial technological social systems and structures. Soon after that, we also begin the difficult process of safely de-commissioning all of the existing nuclear power and nuclear weapons facilities in the world and sealing away the radioactive materials therein. The bio-system collapse already set in motion to that point continues, but at a rapidly diminishing rate, as Earth’s regenerating systems are allowed to take over and bring gradual healing and an opportunity for a new direction for humanity, rather than repeating our former disastrous mistakes. As the human people begin to experience the joy of re-discovering our real purpose as part of Earth’s interconnected life-regenerating systems, while simultaneously grieving about all of the increased suffering of the humans who are still stuck in the collapsing, chaotic old industrial societies, and offering refuge to any persons that their communities can take in, many ask each other the question, “why didn’t we start doing this much sooner?”[29]
2. In the initial first few years of the international, local utopian eco-community movement, very few people take it seriously and the vast majority of humanity knows nothing about it. Government security agencies in the wealthiest nations of the world know about it, but only because they spy on everybody, and not because they see the movement as a serious threat, as they assume it would never catch on due to the common unquestioning submission to the system and consumer addictions to modern technology and over-consumption. During those same first few years, the corporate-controlled wealthiest governments are much more concerned with the growing far right wing revolutionary movements in the U.S. and much of Europe than they are with the mild-mannered, willing to work through the system, so-called “left.” The fringe right, or the tail that wags the Republican Party dog, successfully breaks Donald Trump out of prison, and re-elects him as President in 2024, then designates him to be “President-for-life.” Though at one time useful tools for the ruling class’s divide and conquer strategy, at this point the rulers determine that they have become somewhat unmanageable, since an obvious one party state is not as useful or dependable as two parties masquerading as opposites, when they actually serve the same corporate economic masters. So, the corporate rulers decide to make the far right wingers of the U.S. an example to the far right in Europe and to any on the far left in the U.S. who might be encouraged to try something similar with the harder to wag Democratic Party dog. The U.S. military is called in, they stage a coup against Trump and his cohorts, and begin mass imprisonments, and some executions, of many of the remaining right wing revolutionaries (except for the ones who cooperate with the government, making deals and submissions in order to save their “me first” lives). It is only after that that the governments of the wealthy nations of the world and their corporate handlers begin to notice that the utopian community movement had grown exponentially during the years that they were pre-occupied with the far right. Of course they had noticed that consumer spending had diminished considerably throughout the “developed world,” but had attributed that to other usual economic factors and to the extensive hardships caused by the increasing natural disasters, including the most recent pandemics. Once they realize that the eco-utopian movement has the potential to completely bring down the prevailing economic system, they get right on it. One useful tactic they find for dealing with the situation is to employ the now scattered, frustrated, scorned, unemployable, and even more fearful far righters as mercenary soldiers against the eco-utopians, whom they easily scapegoat for the deteriation of the economy, with very little need for indoctrination. Most of the righters agree to serve just because of the promise made to them that they would get their guns back after they complete their service to the country. Simultaneously, the EU, Russia, China and other governments use their more conventional militaries and other methods of persuasion and suppression to deal with the situation.
3. Instead of rejecting modern industrial technological society altogether, the majority decides to try technological “fixes” to our predicament instead. They generally agree that saving the capitalist system, their precious, hard-fought-for careers, and their even more precious levels of material consumption are more important than saving biological life on Earth itself. But, in order to save capitalism and the status quo civilization, and avoid an international socialist revolution, they realize that some more significant and more convincing gestures need to be made toward CO2 reduction. In 2023, production and installation of solar electricity panels and wind farms begins to increase rapidly throughout the world, along with all of the toxic, CO2-producing mining, manufacturing, construction, deforesting and defoliating of natural habitats for new power lines as well as for the new power installations themselves, road-building, hauling of equipment, workers, and the products themselves to retailers and installation sites, and more—all of which involve a huge increase in the burning of fossil fuels. Even though the alleged purpose for all of that increased industrial activity would be to replace fossil fuels with “green energy technologies” at the scale needed to keep the precious system going and growing and create more jobs, the unexpected or oft-denied negative consequences soon become nearly undeniable (but humans have the ability to deny just about anything—or, actually, just anything). The oil, lithium, and “green energy” companies then use their greatly increased profits for advertising and indoctrinating people to trust the new “green” uses for fossil fuels. They also use some of the new profits to purchase the cooperation of additional politicians and entire governments in protecting their enterprises. The bio-system collapse, natural disaster and mass extinction trajectory then continues, at a more rapid rate.
4. By 2033, it becomes widely obvious to the majority of humans that the “green” energy techno-fix for the continuation and growth of modern industrial capitalism is not really that green and is actually exacerbating global warming and the continually increasing environmental catastrophes, while pulling attention and resources away from both the urgently-needed disaster relief and the struggle against the seemingly endless parade of new pandemic diseases. Because they still have not developed any proven technologies or machinery for sucking CO2 out of the atmosphere at anywhere near the rate needed to get back to the 2° C “point of no return,” which we had already passed back in 2028, the ruling class then decides to proceed with the next great, unproven, theoretical techno-fix: injecting sulfides and/or other chemicals into Earth’s only, increasingly fragile, atmosphere in an attempt to block or reduce much of Father Sun’s gift of radiant light and warmth—a technology called “geoengineering,” or artificially forced Earth cooling. Very soon after the first widespread use of that techno-fix, we then get a “Snowpiercer” scenario, but without the horrific, impossible, perpetual-motion prison train “lifeboat.” We just get the entire planet frozen to death.
5. The complete collapse of the modern industrial economy occurs in the year 2029, due to multiple factors (too many to list here, but they include some of those listed in the scenarios above and many things that are actually happening RIGHT NOW). The radical left finally realizes then that a real opportunity for a successful socialist revolution is now upon them, effectively dropped right into their laps. They can actually just vote it right in, throughout the so-called “developed world.” Seeing the writing on the wall, the trillionaires and billionaires decide that the whole planet has become unmanageable and too out of control, so they make one last plundering of the planet’s gifts (a.k.a., “resources”) to build up their private spaceship fleets and build more space stations, in preparation for their last grand exit. Many of the millionaires and wannabe trillionaires do whatever they can to join them and those who fail to make the escape then also fail at a last ditch attempt to save capitalism. Many eco-utopians and eco-socialists advise the more conventional Marxist socialists that socialism will fail without putting the needs of the natural world first (instead of just the humans) and doing away with money. After much productive discussion around the world, in-person and by the internet (whenever the intermittent grid is up and running) it is generally agreed that nation states and empires have run their course, done much more net harm to life in Earth and the common good of humans than their assumed “benefits” can make up for, so the human people decide to abolish all such political entities. They also decide that, instead of nations, human societies should be small, local, eco-centered, non-monetary and truly democratic, while staying in touch with each other through communication networks, with or without the electric grid. For several decades after that glorious beginning, as the Earth begins to heal through natural regenerative processes and the humans begin to discover who they really are and how they fit within the Whole of Life, they also discuss whether or not they should continue to use electricity, and, if so, what limits upon such use does Mother Earth and all our non-human relations recommend to us?
6. OK, just one more possible near-future scenario to give here, although I am sure that we all could think of many more. Nuclear war breaks out between the U.S. and China in 2022, with additional participation from Russia, the EU, and North Korea. China targets both the Yellowstone caldera and the San Andreas fault. We get combined nuclear and volcanic winter, and the Earth freezes to death. A couple of the trillionaires, with their entourages, manage last minute, rushed, and not completely prepared, spaceship exits, and end up starving to death in outer space within a couple of years (having extended the time of their survival with cannibalism, of course).
Which of the above scenarios seems most likely to occur, in your opinion? Do you think that something else would be more likely and, if so, what? What would you like to see happen? Do you feel free to think with utopian creativity? If not, do you understand why that is? Would you like to have that freedom and engage in such creativity for the common good?
I realize that, for many of you, this may be the first time that you have heard of many of these dismal realities regarding the present condition and future prospects of life on Earth. As I began to say earlier, I have not forgotten the dismay, anger and other emotions that I felt when I first became aware of some of these facts (and other facts that I did not go into here), several years ago. There are many other people, around the world, who are going through the same thing and there are support groups and other resources that have been formed over the years to help people get through this together and peacefully adapt to it.[30] For me, the way I deal with it best is to try to create alternative, natural living paths forward. Just because the status quo way of societal life is doomed does not necessarily mean that all life or all potential human societies are doomed.
I also realize that for many of you this may be the first time that anybody ever told you that utopian does not really mean “perfect” or impossible, and that exercising our utopian creativity might be not only a good thing, but an absolutely essential thing to do at this particular time. It might also be the case that you have never heard that traditional Indigenous societies and lifeways might provide us with models for viable, Life-saving, Earth-protecting, regenerative paths forward at this time, instead of being the “miserable,” “brutal,” “struggles for existence” that you might have heard about in some anthropology class. The future might indeed look like it is going to be a painful struggle for life, for both humans and non-humans, but engaging in survival efforts as communities with united visions, a common sense of purpose, seeking the common good for each other and for all species of life in our local community worlds, will be much easier and more enjoyable than trying to pursue mere survival as “rugged individuals” or rugged little nuclear family units. Embarking upon these paths forward to “utopian,” ideal, or best possible and ever-improving human eco-communities might be what our Mother Earth and all of our relations of all inter-connected Life have been yearning for us to do for thousands of years! I am excited to find out what we will learn in the actual doings.[31]
Banner image: The Kogi village and tribal community of Tairona, in northern Colombia.
George Price (descendant of the Assonet band of the Wampanoag tribal nation of Massachusetts) has been living with his family on their five-acre organic, polyculture farm on the Flathead Indian Reservation in Montana since the summer of 1985. He retired from a 33-year teaching career in 2018, which included teaching Native American Studies, American History, and African American Studies at the University of Montana for 20 years. Since he is no longer working “through the system,” he is devoting the remainder of his life to Earth/Water protecting, organic farming, food sovereignty, constructive communicating, and replacing industrial technophile capitalism with local, eco-harmonious, EarthLife-centric, cooperative, alternative communities.
[20] Here is a link to the only free access to the amazing old documentary film on the Kogis, “ From the Heart of the World: The Elder Brothers’ Warning”:
https://www.youtube.com/watch?v=hRgTtrQOiR0 The written introduction to the film at the top of the post, contains an excellent explanation on why the Kogi people do not want to receive tourists or other visitors on their lands. What humans who want to return to our original harmonious ways need to start doing is to work on listening to and following the voices of our relations in the non-human portion of this inter-connected life world. That is an ability that all First Peoples had for most of the time of our existence as humans on this Earth, and it is still the best source of true guidance. Stop looking to modern humans and guru types for the light that we all need that is freely available in our natural, inter-connected world (both within and outside of our bodies).
[21] I am afraid that if I name and give more precise locations for these model Indigenous societies, some eco-tourists, missionaries, or other modern humans might find them and corrupt or destroy them.
[22] I must acknowledge here that, like all human demographic groups, the multitude of Indigenous peoples, world-wide, have much variation among individuals within their unique individual societies—in personal experiences, adaptation to historical circumstances, retaining of cultural traditions, level of wealth or success within the imposed colonialist economic systems, and several other factors that impact cultural resiliency and recovery.
[23] Besides Thomas More, other colonial era European writers who imagined “utopian” societies and were inspired, in part, by what they had heard about Indigenous peoples of the Americas include Jean-Jacques Rousseau (The Social Contract, 1762), Tomasso Campanella (City of the Sun, 1602, English translation, 1623), Thomas Bacon (New Atlantis, 1626), and James Harrington (The Commonwealth of Oceana, 1656). Benjamin Franklin is known to have admired the form of government of the Iroquois (Haudenosaunee) Confederacy and to have recommended to his fellow revolutionaries that they copy the Haudenosaunee, to some extent. See, Donald A. Grinde, Jr. and Bruce E. Johansen, Exemplar of Liberty: Native America and the Evolution of Democracy, UCLA American Indian Studies Center, 1991, pp.96-98, but really, the whole book.
[24] There are presently about 9 million species of animals and 391,000 species of plants in Earth. See, “Our World in Data,” “Biodiversity and Wildlife.” ourworldindata.org/biodiversity-and-wildlife
[25] Daniel R. Wildcat, Red Alert: Saving the Planet with Indigenous Knowledge, Golden, Colorado, Fulcrum Publishing, 2009, pg. 75.
[26] Robin Wall Kimmerer, “Hearing the Language of Trees,” excerpt from The Mind of Plants: Narratives of Vegetal Intelligence, edited by John C. Ryan, Patricia Viera, and Monica Galiano, published by Synergetic Press (2021), re-printed in Yes!, October 29, 2021.
[27] If not a need or dependency, such trade could remain optional, to preserve good relations with neighbors, and provide things not available in the community location that would do no harm if brought in to the community.
[29] Some of us old-timers who tried to go in that direction back in the late 1960’s on through the 1980’s and failed will probably have plenty to say about that. Barb and I lived communally (in shared houses and living spaces) from 1970 until 1973 and in intentional community (separate households on shared land) from 1982 to 1985.
[30] Although I do not agree with them about everything, two people who it has been said are very helpful with that kind of support are Joanna Macy and Michael Dowd (they work separately).
[31] That is enough about the “whys” of this for now, partly because the essay is getting very long. I’ll be glad to hear from others now, in the comments below and elsewhere, and will turn my attention now and in future blog posts to more about the “hows” of it all. But, I know that the real knowledge, wisdom, and joy, will come through the doing, not just the words.
The oral traditions and origin stories of many Indigenous peoples, worldwide, include some stories of the endings of previous worlds. In such stories, the end of one world usually coincides with the beginning of a new world. Typically, the end of one world is the end of a grave error, the end of a world gone wrong. The life-endangering wrong way had to end for life to continue anew.[1] To have a fresh start, venturing into many unknowns, might be somewhat scary, but it is really a wonderful gift.
In the early winter months of 2014, in Missoula, Montana, I was part of a coalition of climate activists and Indigenous Earth and water protectors who were trying to stop, or at least discourage, the transport of enormous pieces of mining equipment to the tar sands in Alberta, Canada, where it would be used in the largest and dirtiest oil extraction project on our planet. The equipment was so large that the companies that owned those things could only move them through cities in the middle of the night, at the time of least traffic use (around 2:00 a.m.). They could not transport these monstrosities on the freeways because they were too tall—even lying down on trucks—to go under the overpasses. We called them the “megaloads.” On four cold winter nights, in January through March, we walked out onto the largest street in Missoula as soon as we saw a megaload and its entourage of pilot cars and police vehicles approaching. We sang and round-danced in the middle of the street, carrying signs, and sometimes our crowd was big enough to make a circle that fit from curb to curb across the whole street. The police allowed us to continue for a short while (the longest time was 22 minutes), then they cleared us off the road. A handful of our people intentionally got arrested, but most did not.
Sometime after the fourth megaload blockade, the oil and equipment transport companies decided to refabricate the equipment for transport on the freeways. We had caused them a minor inconvenience and a little negative publicity regarding the tar sands industry and its impacts on the Canadian boreal forests, rivers, the health of humans and other species, and global warming. So they began transporting their destructive devices in smaller pieces, to be reassembled upon arrival in Alberta. That change in operations cost three companies (Exxon Mobil, Imperial Oil, and transport company, Mammoet) about two billion dollars altogether, or about one quarter’s profits (at that time, just before oil prices dropped and tar sands extracting became a little less profitable). When taking government subsidies and tax breaks given to oil corporations into account, they probably hardly even felt a pinch from our annoying actions and were actually able to expand their tar sands operations and increase their profits for a few years after the blockades. Our blockade coalition held together for a few months longer, waiting for the next megaload to come through Missoula, which never came.
During those weeks and months after the last megaload blockade, I spent a good amount of time analyzing and reassessing the value and effectiveness of street blockades and similar actions on the big picture. The big question on my mind, and in the minds of some of my friends, was, “What did we accomplish and what good did we do for protecting the Earth through our actions in the street?” We also wondered who even noticed what we did (most citizens of Missoula are asleep at 2:00 a.m. and we didn’t get much media coverage) and, for those that noticed, did anybody who wasn’t already in agreement with our views on protecting the natural world change their minds and decide to take action on behalf of natural life? How about the megaload transport workers, security guards and police, whom we forced to stop their work and sit there watching us for 15 or 20 minutes, reading our signs, and listening to our round dance songs and our vocal pleas for the end of fossil fuel use? Did any of them change their thinking or quit their jobs? Well, we never heard back from any of them on that, as far as I know, seven years later.
One thing that seemed pretty certain to me then, and I’m even more sure about now, is that humans who live in monetary-based economies (capitalist or socialist) will very rarely choose to cease engaging in activities that assure them that they will be rewarded with that most essential material tool: money. That includes fossil fuel workers, the corporate bosses who own their labor, and just about everybody else who lives within the constraints of modern industrial societies. Most people would not knowingly engage in toxic, life-destroying activities if they were not getting paid for it or benefitting from it in some other way, or if they did not feel that they had no choice other than to make money doing such things. As long as people are rewarded for destroying life on Earth, they will continue to destroy life on Earth. Just about a week before the first megaload blockade, in January, I had written an essay about how money and beliefs about money are at the root of all of the activities, systems, and structural devices that are destroying natural life on Earth, titled, “The Problem with Money.” In the months after the last blockade, I revised that essay into a new one, titled, The End of Money: The Need for Alternative, Sustainable, Non-monetary Local Economies, and began to bring the ideas therein into many public forums, mostly attended by other self-professed “environmental activists.” That essay is a combination of critique of the status quo and suggestions for alternative, EarthLife-centered, local economies and societal structures. At that point in time, I had come to the conclusion that it was futile to continue attempting to change the prevailing large-scale societies (nation states and corporate-controlled empires), working through the usual channels, and settling for the small increments and ineffective gestures toward change allowed by the systemic authorities.[2] As I was learning more about the science regarding Earth’s bio-system tipping points and feedback cycles, I could see that we most likely do not have the time to move at such a snail’s pace, “barking up the wrong trees,” and make the types of major changes in human activities and social systems necessary for stopping the destruction of our interconnected Life on Earth and preventing more mass extinctions and ecosystem collapses. It had become clear to me then, and it is even clearer now, that the actual function of our political and economic systems is to perpetuate and protect the productive and consumptive mechanisms and so-called “way of life” that is destroying life on Earth, regardless of any official statements of purpose or intent to the contrary. The response that I received from most people to all of that was disappointing, but also enlightening. For a variety of understandable reasons, many people feel an immediate need to dismiss and block out not only the essay, but my entire perspective on necessary responses to our current crisis as “utopian dreaming,” or some similarly dismissive label.
When people read that essay or hear me say things like the economic and political structure of modern industrial societies is fundamentally wrong and that these societies must end most of their ways of being before they destroy most life on Earth, there are two responses that I hear most frequently, from the very few people who bother to talk with me about these ideas at all. Here are those responses:
“You are throwing out the baby with the bath water!”
“You are making the perfect the enemy of the good.”
My succinct reply to that first dismissive accusation can be found in the very short essay on this blog titled, “Who is the Baby?” That reply basically goes along the lines of asking people which baby they want to save, industrial civilization and their modern conveniences, or natural biological life on Earth, because we cannot save both. That is all I will say about that one now, as the point has also been made in my book review of Bright Green Lies, even better in the Bright Green Lies book itself, and by many others, including more and more climate-related scientists. (I will elaborate on this further, below). In this present essay, I would like to focus on that second dismissive accusation, which was actually the primary impetus for me to write this essay in the first place, along with my love for natural life.
There are many important questions to probe about the assumedly “perfect” and the allegedly “good.” Why do most people believe that utopian thinking is a quest for “perfection?” How did that claim originate? Whose interest does the claim that all utopian thinkers are unrealistic, irrational perfectionists serve? What is the difference between an imaginary, unattainable, “perfect” society and an ideal society? Are the societies that we (residents of all modern industrial nation states) live in now something that we can justifiably call “good?” When we call societies like these “good,” do we really mean that they are “lesser evils?” Very often, when people are told that their society is not good, or is unjust and harmful to life, they respond by comparing it to some other countries that they consider to be much worse. Is “good” and “lesser evil” truly the same thing? What should be the essential, required elements for a truly good or ideal society, especially in light of the current and near-future global crises? I would like to productively address all of the above questions in this essay and, by doing so, hopefully open up some possibilities for future interaction and deeper engagement with these core issues. Ultimately, I would like to persuade people that utopian thinking and actual creativity really is a useful, vital and even absolutely necessary exercise for us to engage in now, in order to be able to proactively and successfully deal with the challenges presented to us by the current and future, multi-pronged crises facing both Earth’s biosphere and the prevailing human societal frameworks.
Obviously, answering these questions will require some clarification of the definitions of several terms, especially “utopian.” So, in the interest of getting right to the point, let’s begin with that word. The word, “utopia,” was invented by Thomas More (Sir or Saint Thomas More, if you think that we should use one of those two titles that were bestowed upon him by the recognized authorities, when speaking of him), for his 1516 novel, “A little, true book, not less beneficial than enjoyable, about how things should be in a state and about the new island Utopia.” That was the original, long title (but in English, instead of the original Latin). There are six slightly different shorter titles used in some of the various English translations of the book, as follows:
On the Best State of a Republic and on the New Island of Utopia
Concerning the Highest State of the Republic and the New Island Utopia
On the Best State of a Commonwealth and on the New Island of Utopia
Concerning the Best Condition of the Commonwealth and the New Island of Utopia
On the Best Kind of a Republic and About the New Island of Utopia
About the Best State of a Commonwealth and the New Island of Utopia
Why was it important for me to show you More’s actual original title of the book and the six commonly-used titles? Because none of the titles describe the fictional island nation called Utopia as “perfect” and the book is not a discussion of perfect societies at all, but rather of best or most optimal societies. More uses the word “perfect” six times in the book, but never as a descriptive term for Utopia. [3] Rather than calling Utopia perfect or flawless, More preferred words like “best” or “good.” In his original title, More suggests that Utopia is an example of “how things should be in a state,” or, in other words, an ideal—but not perfect—state. The word “best,” in the 16th century as well as now, is a relative term, defined as “better than all other examples of a certain type or class of thing.” Under that general definition, the thing referred to as best is also understood to be the best so far, or best that we know of, until something better of its type is either found, accomplished, or created. In no way is the best considered to be permanently best, flawless, without room for improvement, or perfect.
The meaning of the word “best” in the various English titles of the book, as outlined above, becomes even clearer when we consider the structure and style of this frame narrative novel. The book is divided into two parts, the first part being a discussion between More and a couple of fictional characters about both the flaws and the best aspects of European societies, including England, and the second part is a descriptive narrative by one of More’s fictional friends about a fictional island somewhere off the coast of South America called “Utopia.” [4] Much of the social structure, politics, economics (i.e., no private property in Utopia), beliefs and customs of Utopia are compared to those in Europe and found by More’s friend to be ideal, or at least better than those in Europe. But, not only does no character in the story assert that Utopia is perfect, More himself, as a character in his own novel, states in conclusion at the end of the book that, when listening to his friend describe Utopia, “many things occurred to me, both concerning the manners and laws of that people [the Utopians], that seemed very absurd,” and, after listing some of those disagreeable aspects of Utopian society, he says in his final sentence, “however, there are many things in the Commonwealth of Utopia that I rather wish, than hope, to see followed in our governments.”[5] The literary device that More uses here, in which he places himself in conversation with the fictional characters that he created (his “imaginary friends?”), allows him to express ideas that might have been dangerous for him to propose directly, in his own voice, while representing himself as somewhat oppositional to the radical social ideas advocated for by the character who describes Utopia, Raphael Hythlodaye. This technique also allowed More to be somewhat mysterious, or publicly ambivalent, regarding his actual views about ideal societies (“plausible deniability”?), as he was considering finding employment in the court of King Henry VIII at the time when he was writing “Utopia.”[6]
For the record, and to be absolutely clear, as I see it, and I think most of my readers would agree, Thomas More’s Utopia is no utopia or ideal society.
For the record, and to be absolutely clear, as I see it, and I think most of my readers would agree, Thomas More’s Utopia is no utopia or ideal society. Even though the Utopians have an economic system that is somewhat ideal and closely resembles the non-monetary, use value (rather than market or commodity value), need-based distribution, gift economy type of economic system that I and others have long advocated for,[7] much of the rest of Utopia’s social order is abominable. For example, it is a patriarchal society with all of the political leaders being males, and the Utopians allow for and excuse colonialism and slavery (not race-based, but for convicts and prisoners of war). While they seem to keep their population within the carrying capacity of their island most of the time, when their population gets a little too large for that, they form temporary colonies on the neighboring mainland, with or without the permission of the people already living there, on lands that they call “waste land,” because the land is uncultivated or “undeveloped” by humans (a familiar excuse used frequently by European colonialists of the western hemisphere, in More’s time and long after). That perspective and practice also illustrates the crucial missing element of the Utopian economic system, which (if it actually existed) would doom it to unsustainability and failure: it is anthropocentric, or centered on human needs and desires only, and not on the needs and sustainable, regenerative order of their local ecosystems, including all species of Life. That has been the most significant flaw of most utopian communal experiments in western, Euro-based societies for centuries (a point that I will elaborate upon further, below).
One reason for the common claim that the Utopia in More’s book, or any proposed utopian society, is intended to be perfect and therefore can never actually exist, can be found in the debate over More’s intended meaning of the name. Thomas More invented the name, Utopia, based on one of two possible Greek prefixes. (The suffix is “topos,” which means “place,” and there is no debate regarding that.) The debatable possible prefixes are “ou” (pronounced “oo,” as in “boo” or “goo”), which means “no,” or “none,” and “eu” (pronounced like “you”), which means “good.” Depending upon which Greek prefix one thinks More incorporated for the name of his fictional society, Utopia can either mean “No place,” if the prefix came from ou, or “good place,” if it came from eu. The U in the word Utopia has long been pronounced like the Greek eu, which suggests that More possibly used that prefix to form the name, but, since we have no audio recordings of how utopia was pronounced by More and other early 16th century English speakers, we don’t know with any certainty that they pronounced it in the same way that we do now. The text of Utopia itself, was originally written in Latin by More (who left it to later, posthumous publishers to produce English translations), not Greek, so there is no assurance there as to which Greek prefix he meant. “Utopia” is the Latin spelling of the name. For some reason, possibly related to his personal career ambitions and even his personal safety (in a society in which people often unexpectedly or capriciously “lost their heads”), More left the question about the meaning of “Utopia”—no place or a good place—open to debate. There is a contextual clue on page 171 of the second English translation, but it does not definitively resolve the question. [8]
So, now we can leave that question of the origin and meaning of the word behind us and get to the more important question of why most people believe that utopian thinking is a futile, foolish quest for “perfection.” The short, most direct, and most likely answer is because that is what they have always been told. But, if that is not how the inventor of the word defined it, who decided to give us this other story, and why? Follow the interest and the benefit (not just the money). The powerful and wealthy, the rulers of the vast majority of human societies, find it in their interest to discourage their subject people from imagining or creating alternative societies that are no longer subject to their domain and no longer contribute toward generating enormous, disproportionate amounts of material wealth for themselves. Ever since human beings began to depart from living in local, indigenous, eco-centered, life-regenerating communities and started creating unsustainable mega-societies like nation states and empires, about 7,000 years ago, the rulers have worked hard (or hired and forced others to work hard) at producing and perpetuating many lies for the purpose of deluding or frightening their subjects into remaining submissive to their systemic power, wealth and control. Over this long span of time, the rulers became very adept at persuading people what to think and what not to think, and with the electronic technologies invented over the last hundred or so years,[9] the subjected general public has been constantly bombarded with such messages. Commercial advertising, mandatory public schooling, peer pressure, parental love, fear of poverty, and the quest for equality, along with many other things, have all been used successfully by the ruling class as mechanisms for keeping people submissive and keeping wealth and power in the hands of a select social minority.
One of the saddest things that I have ever seen is children being taught to censor themselves from asking legitimate, important, and even vital questions, especially the big questions about the often illogical, counterintuitive and clearly unjust societal structure and traditions.
Not only are we told what to think, but also which topics to never think about seriously and which questions are too dangerous to ever ask. One of the saddest things that I have ever seen is children being taught to censor themselves from asking legitimate, important, and even vital questions, especially the big questions about the often illogical, counterintuitive and clearly unjust societal structure and traditions. The topics that the rulers would like to see eliminated from our thoughts and plans the most are those that threaten to end their power, wealth and social control. Thoughts, plans, and especially actions, for creating ideal, utopian societies must therefore be suppressed and eliminated, and the most effective mechanism used for that purpose, so far, has been to convince people that utopian societies can never exist because utopia means “perfect” and we all know that humans are not, have never been, and will never be, perfect. But, it is much harder for the rulers to convince us that we can’t become something much better than we are now, not just individually, but collectively, as a society, and therefore they cannot allow “utopian” to be defined as “better” or “best possible,” as the title and discourse in Thomas More’s book seems to suggest.
The more that subject people are rewarded, praised, honored, and awarded for their submission and service to the rulers and the system, the more difficult it becomes for them to question and resist the status quo. When the status quo systems are completely accepted as at least inevitable (“the only game in town”), if not unquestionable, and people are convinced that any apparent flaws in the system will eventually be corrected by the system, utopian creativity becomes unnecessary, dismissed, and considered a foolish waste of time and energy. Thoughts about reform—improving the system through the allegedly self-correcting mechanisms available within the system—are about as far as people are encouraged to reach in pursuit of social change. But the system, which is really a conjoined political, cultural and economic system, is primarily designed to self-preserve, not self-correct. What the system preserves most is the power of the wealthiest persons in the society, who control or strongly influence the politicians by use of lobbyists, bribery and threats to the politicians’ continued luxurious lifestyles or their actual safety. This happens at all levels of government, but is most structurally effective and most firmly established at the federal level. In the United States (and in other nations, as well to somewhat lesser degrees), the “revolving door” phenomenon, in which congresspersons who leave Congress are then hired by corporations to serve as lobbyists to their former colleagues in government, and sometimes later return to politics in higher public offices (such as presidential cabinet positions), is a prime example of this type of political corruption. A 2005 report by the non-profit consumer rights advocacy organization, Public Citizen, found that between 1998 and 2004, 43% of the congresspersons who left their government positions registered to work as lobbyists. Other reports show that another approximately 25% work as lobbyists without officially registering by becoming corporate “consultants” or lawyers.[10] Besides the lobbying aspect of the system—If you need more evidence of the depth of the systems’ corruption and why it will most likely continue to self-preserve for the perpetuation of the mechanisms causing Earth’s biosphere collapse instead of self-correcting to the substantial degree now necessary to prevent such collapse—do some research and analysis on the U.S. Supreme Court’s 2010 “Citizens United v. Federal Election Commission” decision and on the “pay to play” system which all U.S. congressperson’s (of both political parties) must go through in order to get significant positions on law-writing committees or gain financial support from their party for their next re-election campaign. I could go on and on about the system’s corruption and its likely trajectory, but this is an essay about ideal paths forward and new possible systems, not so much about dystopia. I will only describe enough here about the current dystopian society and its contribution to the global crises to illuminate the need to abandon it and turn towards “utopian” creativity.
While much has been researched and written about the political and economic elements of the conjoined system, not as much has been dealt with regarding the cultural element, which is as much at the heart of the problem as the other two. One study that deals well with that cultural and ethical element, “The Ethics of Lobbying: Organized Interests, Political Power, and the Common Good”, by the Woodstock Theological Center (Georgetown University Press 2002), provides us with a very telling short quote from a corporate lobbyist they interviewed, who chose to speak anonymously: “I know what my client wants; no one knows what the common good is.” For utopian and alternative society thinkers and creators, it is this issue of the common good (which I expand further, below, to include the common well-being of all Life in Earth, not just humans), which the modern industrial political systems seem to have lost sight of, that matters most. A culture in which personal, individual self-interest, most often manifest in personal material accumulation and consumption, is the greatest concern for the vast majority of people, will consequently produce the types of political systems that we are subject to today. If one is familiar with and understands that type of culture, combined with the fact that getting elected to a political office now requires amounts of money that are inaccessible to the vast majority of aspirants to political office, then it should come as no surprise that the vast majority of politicians are more concerned with securing the financial assistance needed to keep their political power than they are with whatever may be the common good.[11]
While it is true that utopian thinking has taken on all sorts of forms over the centuries—from moderately restructured or reformed societies that closely resemble the societies that their creators criticize or reject, to societies that are only different due to the invention and application of phenomenal new technologies or wonders of human innovation, to those societies which are completely, radically different from the status quo systems and culture that their creators have come to reject and refuse to perpetuate—when I think of the type of utopian societies that are needed today, I think of that latter type, not reformism or techno-fixes. I know that pursuing such a path could meet with much opposition and can be dangerous if our opponents ever think that we could actually succeed at creating enough independent, ideal societies to cause the prevailing system to become abandoned and defunct. Suggestions for abolishing and replacing the system with a new way of living that ends the usual limits on the distribution of power and wealth are discouraged, punished (through various social mechanisms, legal and illegal), and sometimes labeled as “treasonous,” a capital offense, which can provide legal justification for a government to end a person’s life. This has long been the case with empires and nation states, whether capitalist or socialist, so why is it so relevant and urgent to risk going in such a direction now? This is a time like no other before it, in which there has never been a greater need for widespread utopian creative thinking and action. If we carefully examine the likelihood of extreme danger for all life on Earth that would result from continuing with the same social, cultural, technological, political and economic systems, according to all of the best available science to date, it becomes clear that we must create and learn to live within some very different types or ways of social life, in order for life on Earth to continue and to minimize the number of extinctions of species that are already set to soon occur, under the present system and its current trajectory. It is a matter of likely consequences and unacceptable risks, like leaving a bunch of matches and highly flammable materials in a room of unmonitored, naturally adventurous little children—but on a much larger, global scale.
Before most people can seriously consider what follows in the rest of this essay, they probably need some more persuasive reasons why such drastic changes to their customary and comfortable “way of life” are necessary. Such reasons can be found within the scientific case for the futility and/or impossibility of successfully resolving the current and near future biosphere crises through current social, political and economic structures or with the use of any actual or imagined technological “fixes.” That case has already been made, increasingly, by numerous experts, in a growing number of scientific reports and publications, so, rather than repeat all of that here, I will just insert some links to some of the best sources for that information for your reference, examination and further evaluation. It is difficult to summarize the essential root of our predicament in just one or two sentences, but as a sort of hint as to what a thorough investigation would find, I will offer you this “nutshell” illustration: capitalist industrial manufacturers seek the most powerful fuel and engines to run their large-scale, earth-moving, industrial equipment as quickly and efficiently as possible, in order to successfully compete, attain or maintain a competitive edge, and maximize their profits. So far, no electric battery powered machinery comes anywhere close to providing the power that they get from fossil fuels. That includes the heavy equipment used to mine and manufacture so-called “green” technologies. The links and a little more information are in the following endnote: [12]
Right now, at the end of 2021, we are still emitting C02 in the same upward trajectory pictured in this 2017 chart. This picture clearly illustrates the need for an abrupt end to modern society’s structural norms.[13]
Although having a solid grasp on the latest scientific findings on our predicament is essential to determining our most effective response, many social scientists and psychologists say that the real barrier preventing most people from considering the scientific facts regarding the dire circumstances facing biological life on Earth, and the need for radical societal change, is what people are willing to accept and resign themselves to, instead of making such changes. What are people willing to settle for as “good enough?” That question brings us back to the discussion of how people define “good.” If the type of creative thinking that is now required of us does not mean that we have to come up with something “perfect,” will those who now protest that we utopian creativity advocates are “making the perfect the enemy of the good” switch their accusation to “making the best (or the better) the enemy of the good?” If so, I would still have to ask them, “How do you define ‘good’? How would you define a good society?” Can any society that was built on a foundation of colonialism, slavery, the predatory exploitation of all of the material natural world (including other humans), patriarchy, anthropocentrism, racism, sexism, justified greed, and many other life-destructive perspectives and practices actually become a good society through attempts at reform, especially when the people in power oppose and block nearly all necessary substantial reforms? In the history of the United States, the foundational flaws listed above were not just unfortunate, unintended by-products of a basically just and well-intended government, but, in actuality, the necessary elements for achieving its intended purpose: dominion over all of the human and non-human inhabitants of their illicitly-acquired lands and over any other lands that they might eventually take in the future. Has that fundamental intended purpose of the U.S. (and other human empires) disappeared or ever been relinquished?
One reason why transformational reform towards real justice, equality, and regenerative environmental sustainability is continuously prevented from occurring is that the social mechanisms deemed necessary to perpetuate an empire or large nation-state, including formal education, indoctrination (both religious and secular), economic bondage, and social peer pressure (leveraging the human need to belong), are used by the ruling class in such societies to promote patriotism and widespread belief in the righteousness of the nation’s foundation. It is completely understandable that people want to feel good about their ancestors, their society, and their culture, have a sense of innocence about it all, and not be burdened with a sense of guilt over what the vast majority feel is normal and unquestionable. Such widespread beliefs and comfort zones make it even harder for people to admit that their societies are fundamentally flawed. Even when social beliefs about right and wrong change, over the long span of time, and large numbers of people begin to recognize and assess the errors of their nation’s founders, there remains a need for the ruling class and their loyal subjects to either justify or deny those foundational errors. One of many examples of this practice in the U.S. is the attempt to justify the slaveholding practiced by founders such as Thomas Jefferson and George Washington by referring to them as “simply men of their time,” while denying (or completely unaware of the fact) that 98% of the “men of their time” in the new nation did not hold any of their fellow humans in slavery and the majority of states in the new nation outlawed slavery in their original state constitutions.[14] Another example, used to justify colonialism and the aggressive, often genocidal, separation of Indigenous peoples from their homelands, is the lie that the North American continent was mostly an uninhabited, unused by humans, “virgin wilderness wasteland, ripe for the taking,” at all of the various times and places in which European or Euro-descended people first arrived. For over a century, American academic anthropologists, in service to the ruling class, grossly underestimated the population numbers of Indigenous societies originally in the land now called the U.S., in order to perpetuate that lie.[15] Such institutional social mechanisms stifle and obstruct any imagined or actual significant correctional mechanisms that people believe are built into the system. People who have been effectively taught that their societal system is designed to repair its own flaws (no matter how foundational or essential those “flaws” and outright atrocities are to its existence) through its authorized “proper channels,” that such processes for correction must take lengthy amounts of time (perhaps even generations, for major flaws), and that creating new societies built on better foundations is unnecessary, impossible, and maybe even “treasonous,” tend to accept the common assumption that their society is either “good,” “better than other countries,” or, at least something we can call a “lesser evil.” We have also been effectively conditioned to accept lesser evils in nearly every political election campaign, especially at the national level, and every time that we must transport ourselves somewhere that is too far away to walk or bike to, even when we would prefer not to use fossil fuels or toxically-mined and produced lithium at all. Is a “lesser evil” the same thing as “good?”
Is a society that is so destructive to life that the best rating that it could give itself on environmental sustainability is “lesser evil” actually a dystopia?
Unfortunately, it seems that most subject peoples of modern industrial nations have come to define “good” and “lesser evil” as basically the same thing. Maybe the two-word phrase that most people would use to define the state of our current societies and our assumed-as-necessary daily compromises with evil is “good enough.” To that statement of submissive resignation I just have to ask, “good enough for what?” Good enough to keep a sufficient roof over your head and food on your table, at least for this month? Good enough to put enough gas in your tank so that you can continue to drive to that job of yours that just barely pays you a “living wage?” For those who have been a little more fortunate, a little more submissive, compromising, and “well-adjusted”—and, therefore, better-rewarded—does “good enough” mean “at least I get to have all of these great toys and continue to consume way beyond what I really need?” Good enough to keep you binging and streaming your life away? To those who do not define a “good enough” society based solely on its material benefits to themselves, and think more about the well-being of all members of the society (or, what used to be called the “common weal,” or, “common good”), does a society where 5% of its members own 67% of the wealth have a “good enough” economic system?[16] Is a society that is continuously engaged in illegal wars fought only for the purpose of generating financial profits for the owners of various industries “good enough?” Is a society of human beings whose minds are so twisted by the colonialist concept called “race” that they actually have no idea what a human being really is “good enough?” For those who care about preserving Earth’s natural systems that keep us alive, is a society in which the majority of its citizens are so out of touch with and alienated from the natural world that they do not realize that they need those interconnected natural systems (much more than they “need” money) in order to remain alive “good enough?” When confronted with the painful and repulsive fact that their society’s way of life is actually destroying life on Earth and bringing many species, including their own, rapidly towards extinction, some people reply, in attempted self-defense, that there are other nations which are doing more harm to the natural world than their own country is. Is a society that is so destructive to life that the best rating that it could give itself on environmental sustainability is “lesser evil” actually a dystopia? I think that any society that destroys their natural source of biological life simply by carrying out their normal processes of living, within the laws, customs, and ordered structures or systems of that society, and cannot bring themselves to stop doing so, is a dystopian society. Is living in a dystopian society “good enough?” But, again, let’s not get bogged down with endless examples of social dystopia. The only reason I am writing about dystopia here is to point out the need to move towards new (and some old) utopian, or actually ideal, ways of living. So, let’s proceed now in that direction.
What really is the “normal” way of human life in Earth, over the broad span of human history? The reason that I inserted the image above is to give everybody a sense of what is possible for the human species on this planet, and to de-normalize the ways we have been living for the last 5 to 7 thousand years, or 2.5% of our existence.[17] Before we began to go the wrong way, disrespecting and exceeding the carrying capacity of our ancient ancestral homelands (and/or other people’s homelands, taken through conquest or colonialism), all of our various Indigenous ancestors[18] practiced ways of life that were guided by local ecosystems and all of our interconnected and related fellow living beings. Those were harmonious, regenerative, sustainable, and (though not “perfect”) probably mostly joyful, peaceful, thankful and abundant ways of life.[19] We are still that same species and this is still the same planet, even when we take into account all that has changed, and all the vital knowledge that most of our people lost long ago. We will not know what is possible, regarding a return to at least some aspects of the old normal, until we make our best attempts to do so.
Banner image: The Kogi village and tribal community of Tairona, in northern Colombia.
Part II follows tomorrow.
George Price (descendant of the Assonet band of the Wampanoag tribal nation of Massachusetts) has been living with his family on their five-acre organic, polyculture farm on the Flathead Indian Reservation in Montana since the summer of 1985. He retired from a 33-year teaching career in 2018, which included teaching Native American Studies, American History, and African American Studies at the University of Montana for 20 years. Since he is no longer working “through the system,” he is devoting the remainder of his life to Earth/Water protecting, organic farming, food sovereignty, constructive communicating, and replacing industrial technophile capitalism with local, eco-harmonious, EarthLife-centric, cooperative, alternative communities.
[1] Beck, Peggy V., and Anna Lee Walters, The Sacred: Ways of Knowledge, Sources of Life, Navajo Community College Press, Tsaile, Arizona, 1992. Clark, Ella E., Indian Legends From the Northern Rockies, University of Oklahoma Press, Norman, OK, 1966, 1977.
[2] The recent COP 26 debacle, which intentionally excluded participation by many Indigenous and other heavily-impacted peoples from the global south, and the infrastructure bill passed by the U.S. Congress that same week provided us with fresh examples of that futility, which many of us have long realized is the case.
[3] To be clear and fair, the word, “perfect,” in 16th century English, usually meant “complete” or “absolute,” although in certain contexts could be interpreted as “flawless” or something more like the way we define “perfect” today.
[4] Raphael Hythlodaye, Thomas More’s fictional friend who tells the story of his time in Utopia, is said to have gone there with Amerigo (a.k.a., “Alberico”) Vespucci. More’s Utopia: The English Translation thereof by Raphe Robynson, printed from the second edition, 1556, page viii.
[6] As you may already know, More did eventually serve Henry VIII as a counselor, until Henry had him beheaded for refusing to publicly agree with him on the topic of divorce and remarriage.
[7] See, Anitra Nelson and Frans Timmerman, eds., Life Without Money: Building Fair and Sustainable Economies, London, Pluto Press, 2011.
[8]More’s Utopia: The English Translation thereof by Raphe Robynson, printed from the second edition, 1556, page 171. One of the minor characters in the book writes a poem speaking on behalf of the nation of Utopia personified, saying, “Wherfore not Utopie, but rather rightely my name is Eutopie, a place of felicitie.”
[11] Perhaps the only way that the politicians of today would prioritize the needs of the people whom they allegedly represent, over the will of the corporations who lobby them, would be if the people could form their own “Lobby for the Common Good” and that lobby was funded well enough to surpass the enormous dollar amounts in bribery of all of the corporate lobbyists combined. But, increased corruption of the electoral process (gerrymandering, artificially-constructed “gridlock” through the invincible two-party system, “divide and conquer,” etc.) is also making the people’s voice and will less relevant to the concerns of politicians.
[12] The first scholar to clearly demonstrate the inadequacies of so-called “100% green energy” technologies for replacing fossil fuel energy at present scale (and much less adequate at future expanded scales) was Ozzie Zehner, an engineering professor at UC Berkeley, in his excellent 2012 book, Green Illusions: the dirty secrets of clean energy and the future of environmentalism, (University of Nebraska Press). In their 2021 book, Bright Green Lies:How the Environmental Movement Lost Its Way and What We Can Do About It, Derrick Jensen, Lierre Keith, and Max Wilbert echoed much of what Zehner had previously shown while updating the case and adding many more examples and reasons why the so-called green technologies are not nearly green enough to resolve our dire predicament, taking into account all of the fossil fuel energy, mining pollution, and CO2 emissions required to manufacture, transport, install and maintain those “green” technologies at the scale needed to continue with the industrial capitalist high-tech consumer societies. In their 2011 book, TechNo-fix : why technology won’t save us or the environment, Michael Huesemann and Joyce Huesemann describe in great detail the shortcomings and pitfalls of human technological “ingenuity,” including environmental pollution, the many harmful by-products and unintended consequences of many technologies, and the need to fix harm done by many techno fixes. The authors make a very strong argument against the notion that technology and “human innovation” can fix any problem or predicament. A very informative and well-researched study published by three science journalists earlier this year (2021) on exactly what it would take to run the current and growing industrial technological U.S. economy by switching from fossil fuel energy to solar and wind power apparently led to conclusions that were not nearly as rosy or optimistic as the authors had hoped for. The Race to Zero: can America reach net-zero emissions by 2050?, by Oliver Milman, Alvin Chang and Rashida Kamal, The Guardian, March 15, 2021, delivers some startling facts about how much environmentally degrading infrastructure that feat would require, including the need to cover 10% of the surface area of the continental U.S. with solar and wind farms, just to supply the electricity, not to mention all of the other energy productions now done using fossil fuels. We would also need “enough new transmission lines to wrap around Earth 19 times.” That article can be read at this link: https://www.theguardian.com/us-news/2021/mar/15/race-to-zero-america-emissions-climate-crisis?utm_term=75ea2afeff5d052feec5683cc23a9e8f&utm_campaign=GuardianTodayUS&utm_source=esp&utm_medium=Email&CMP=GTUS_email&fbclid=IwAR2Y1IXwzzEzviZY_u8hJ6gcW0ffBiIucDHfbRkjNzDAr5v0mH2vRNGl2oE
Another good, recent scientific article about the inadequacy of “green energy” technologies for resolving our biosphere crises is found here: https://www.scientificamerican.com/article/the-delusion-of-infinite-economic-growth/ Earth system scientists are experts at the big picture of our planet’s condition and trajectory of changes over the broad span of time. One of the best (at least most clearly explained, although there was a little wifi connection fuzziness) presentations on the reality of Earth system collapse was made in an interview with Earth system scientist, Joe Brewer, back in December of 2020. Here is the link for that: https://www.youtube.com/watch?v=j2L_JD2nxbE OK, that’s enough for one footnote—more, later. Of course, all of these cited items contain references to further sources of good information.
[13] Global CO2 emissions went down briefly, from March to May of 2020, during the big international shutdown of commercial and industrial activity at the beginning of the Covid-19 pandemic, but have gone back up again continuously since then. Stats on emissions for 2021 should be published in February or March of 2022.
[14] See, Nash, Gary B., The Unknown American Revolution: The Unruly Birth of Democracy and the Struggle to Create America, New York, Penguin Press, 2005, and Lynd, Staughton, Class Conflict, Slavery, and the United States Constitution: Ten Essays, Indianapolis, Bobbs-Merrill,1967.
[15] See, Thornton, Russell, American Indian Holocaust and Survival: A Population History Since 1492, University of Oklahoma Press, Norman, OK, 1987. Also, Mann, Charles C., 1491: New Revelations of the Americas Before Columbus, New York, Alfred A. Knopf, 2005.
[17] The time frame for the starting point of homo sapiens sapiens, or modern humans in their present form, ranges from 150,000 to 400,000 years ago, depending upon whom you ask. The longer ago that starting point was, the smaller the percentage of our existence that has been spent in unsustainable, life-destructive societies.
[18] All humans have ancestors who were, at some point in the past, indigenous to a particular place.
[19] In contrast to the negative, racist portrayals of all Indigenous peoples made by the ruling class colonialists.
Who built the seven gates of Thebes?
The books are filled with names of kings.
Was it the kings who hauled the craggy blocks of stone?
—Bertolt Brecht, “A Worker Reads History”
Much academic debate about the origin of capitalism has actually been about the origin of capitalists. Were they originally aristocrats, or gentry, or merchants, or successful farmers? Far less attention has been paid to Brecht’s penetrating question: who did the actual work?
The answer is simple and of world-historic importance. Capitalism depends on the availability of large numbers of non-capitalists, people who are, as Marx said, “free in the double sense.” Free to work for others because they are not legally tied to a landlord or master, and free to starve if they don’t sell their labor-power, because they own no land or other means of production. “The possessor of labor-power, instead of being able to sell commodities in which his labor has been objectified … [is] compelled to offer for sale as a commodity that very labor-power which exists only in his living body.”[1]
This article outlines some key experiences of the first great wave of commoners who were separated from the land in England in the 1500s and 1600s.
Some commoners went directly from following a plough to full-time wage-labor, but many, perhaps most, tried to avoid proletarianization. Christopher Hill has shown that “acceptance of wage labor was the last resort open to those who had lost their land, but many regarded it as little better than slavery.”[2] Not only were wages low and working conditions abysmal, but the very idea of being subject to a boss and working under wage-discipline was universally detested. “Wage-laborers were deemed inferior in status to those who held the most minute fragment of land to farm for themselves,” so “men fought desperately to avoid the abyss of wage-labor. … The apotheosis of freedom was the stultifying drudgery of those who had become cogs in someone else’s machine.”[3]
The social order that capital’s apologists defend as inevitable and eternal is “the product of many economic revolutions, of the extinction of a whole series of older formations of social production.”[4] Acceptance of the wages-system as a natural way to live and work did not happen easily.
The Dispossessed
Some people worked for wages in feudal society, but it wasn’t until feudalism disintegrated that the long-term growth of a proletarian class began. It developed, directly and indirectly, from the destruction of the commons.
As we saw in Part One, there was significant economic differentiation in English villages long before the rise of capitalism. By the 1400s, in most communities there was a clear division between those whose farms were large enough to sustain their families and produce a surplus for the market, and the smallholders and cottagers who had to work full- or part-time for their better-off neighbors or the landlord.
Between the two groups was a surprisingly large category known as servants in husbandry — young people who lived with farm families to gain experience, until they could save enough to rent land and marry. They lived and ate with the farmer’s family, often had the right to keep a few sheep or other animals, and usually received a small annual cash payment. “Between one-third and one-half of hired labor in early modern agriculture was supplied by servants in husbandry, and most early modern youths in rural England were servants in husbandry.” At any time until about 1800, some 60 percent of men and women aged 15 to 24 were living-in as farm servants.[5]
In class terms, servants in husbandry were a transitional and temporary category, similar to apprentices or college students today. “Servants did not understand themselves, and were not understood by early modern society, to be part of a laboring class, youthful proletarians.”[6] I stress that because many authors have interpreted a late seventeenth century estimate that more than half the population were servants to mean that most people were wage-laborers. In fact, most servants could best be described as peasants-in-training. A substantial layer of people who had to sell their labor-power existed in the late 1600s, but they were still a minority of the population.
In the 1400s and early 1500s, most enclosures involved the physical eviction of many tenants, often entire villages. After about 1550, it was more usual for landlords to negotiate with their larger tenants to create bigger farms by dividing up the commons and undeveloped land. “It became typical for wealthier tenants to be offered compensation for the loss of common rights, while the landless poor, whose common rights were often much harder to sustain at law, gained little or nothing in return.”[7]
Loss of common rights was catastrophic for smallholders and cottagers. The milk and cheese from two cows could generate as much income as full-time farm labor, and their manure was fuel for the cottage or fertilizer for a garden. None of that was possible without access to pasture. Jane Humphries has shown that, before enclosure, in families where the men worked as day-laborers, the women and children worked on the commons, caring for animals, cutting turf and gathering wood for fuel and building, gathering berries, nuts and other wild foods, and gleaning leftover grain after harvest. “Since women and children were the primary exploiters of common rights, their loss led to changes in women’s economic position within the family and more generally to increased dependence of whole families on wages and wage earners.”[8]
At the same time, England was experiencing a baby boom — between 1520 and 1640, the population more than doubled, from about 2.4 million to over 5 million. That was still about a million fewer people than in the 1300s, before the Black Death, but the system that formerly fed 6 million people no longer existed. Population growth, rising rents, and the trend towards much larger farms were making it impossible for the poor to live on the land. It’s estimated that the proportion of agriculture laborers who had no more than a cottage and garden jumped from 11 percent in 1560 to 40 percent after 1620.[9]
Forced Labor
Turning the dispossessed peasants of Tudor and Stuart England into reliable wage workers required not just economic pressure but state compulsion. “Throughout this period compulsion to labor stood in the background of the labor market. Tudor legislation provided compulsory work for the unemployed as well as making unemployment an offence punishable with characteristic brutality.”[10]
The most comprehensive of those laws was the 1563 Statute of Artificers. Among its provisions:
Unemployed men and women from 12 to 60 years old could be compelled to work on any farm that would hire them.
Wages and hours for all types of work were set by local justices, who were drawn from the employing class. Anyone who offered or accepted higher wages was imprisoned.
No one could leave a job without written permission from the employer; an unemployed worker without the required letter could be imprisoned and whipped.
The pioneering economic historian Thorold Rogers described the 1563 Statute as “the most powerful instrument ever devised for degrading and impoverishing the English worker.”[11] R.H. Tawney compared its provisions to serfdom: “the wage-laborer … can hardly have seen much difference between the restrictions on his movement imposed by the Justices of the Peace and those laid on him by the manorial authorities, except indeed that the latter, being limited to the area of a single village, had been more easy to evade.”[12]
But no matter what the law said, there were often more workers than paying jobs, so many hit the roads in search of work. Such “masterless men” frightened the country’s rulers even more than the unemployed who stayed home. Tudor authorities didn’t recognize any such thing as structural unemployment — able-bodied people without land or masters were obviously lazy idlers who had chosen not to work and were a threat to social peace. Like most governments then and now, they attacked symptoms, not causes, passing law after law to force “vagrants, vagabonds, beggars and rogues” to return to their home parishes and work.
A particularly vicious law, enacted in 1547, ordered that any vagrant who refused to accept any work offered be branded with a red-hot iron and literally enslaved for two years. His master was authorized to feed him on bread and water, put iron rings around his neck and legs, and “cause the said slave to work by beating, chaining or otherwise in such work and labor how vile so ever it be.”[13] Vagabonds’ children could be taken from their parents and apprenticed to anyone who would have them until they were 20 (girls) or 24 (boys).
Other vagrancy laws prescribed whipping through the streets until bloody and death for repeat offenders. In 1576, every county was ordered to build houses of correction and incarcerate anyone who refused to work at whatever wages and conditions were offered.
As Marx wrote in Capital, “Thus were the agricultural folk first forcibly expropriated from the soil, driven from their homes, turned into vagabonds, then whipped, branded and tortured by grotesquely terroristic laws into accepting the discipline necessary for the system of wage labor.”[14]
Migration and emigration
Much of England was still unenclosed and sparsely populated, so rather than live as landless laborers, many families travelled in search of available farm land.
“This surplus population moved from the more overcrowded areas to the regions of fen and marsh, heath and forest; moor and mountain, where there were extensive commons still, on which a cottager with a little or no land could make a living from the rights of common, by which he could pasture some animals on the common and take fuel and building materials; where there were still unoccupied waste lands, on which the poor could squat in little cabins and carve out small farms for themselves; and where there were industrial by-employments by which a cottager or small farmer could supplement his income. By this migration and from these resources of common rights, wastelands and industry, the small peasant survived and poor or landless peasants were saved from. decline into wage-laborers or paupers.”[15]
But the largest number of migrants left England entirely, mostly for North America, or the Caribbean. Net emigration in the century before 1640 was close to 600,000, and another 400,000 left by the end of the century — extraordinarily large numbers from a country whose mid-1600s population was barely 5 million. What’s more, those are net figures — many more left, but their numbers were partially offset by immigrants from Scotland, Wales, Ireland and continental Europe.[16]
Most of the emigrants were young men, and about half paid for the dangerous ocean crossing by agreeing to be indentured servants for four or more years. That was a high price, but hundreds of thousands of landless peasants were willing to pay it. (For some it was not a choice: English courts frequently sentenced vagrants and other criminals to overseas indentured servitude.)
Labor in the Metropolis
For many of the dispossessed, establishing new farms in England or overseas was not possible or, perhaps, desirable. The alternative was paid employment, and that was most easily found — they hoped — in London.
“Whereas the population of England less than doubled from 3.0 million to 5.1 million between 1550 and 1700, London quadrupled from 120,000 to 490,000” — making it home to nearly 10% of the national population.[17]London normally had a high mortality rate, and repeated outbreaks of plague killed tens of thousands, so that growth could only have occurred if about 10,000 people moved there every year. Living conditions were terrible, but wages were higher than anywhere else, and hundreds of thousands of landless workers saw it as their best hope.
Most histories of the city emphasize its role as a hub of global trade and empire. As Brian Dietz comments, “historians by and large hesitate to associate London with manufacturing. An industrial image somehow seems inappropriate.”[18]
That’s understandable if “London” means only the walled capital-c City and the immediately surrounding parishes, where rich merchants lived and worked, and where guilds formed in medieval times still controlled most economic activity, but London was more than that. Most migrants lived in the eastern suburbs, which grew an astonishing 1400 percent between 1560 and 1680. In those suburbs, and south of the Thames, there were so many industrial operations that historian A.L. Beier describes the metropolis as an “engine of manufacture.” There were “water and corn mills on the rivers Lea and Thames; wharves and docks for repairing and fitting out ships between Shadwell and Limehouse; as well as lime-burning, brewing, bell-founding, brick and tile manufacture, wood- and metal-working.”[19]
In the metropolis as a whole, industry was more important than commerce. Few records of the size and organization of industries have survived, but it appears from burial records that in the 1600s, about 40 percent of the people in the metropolis worked mainly in manufacturing, particularly clothing, building, metalwork and leather work. Another 36 percent worked primarily in retail.[20]
Despite the growth of industry, few workers in London or elsewhere found long-term or secure jobs. Most wage-workers never experienced steady work or earned predictable incomes.
“Continuity in employment was not to be expected save among a minority of exceptionally skilled and valued employees. Most workers were engaged for the duration of a particular job, or in the case of seamen for a ‘run’ or voyage, while general labor was usually hired on a daily basis. The bulk of the laboring population, both male and female, therefore constituted a large pool of partially employed labor, which was drawn upon selectively as need arose. … For some, periods of fairly regular employment were punctuated by lengthy bouts of idleness. For others, days of work were scattered intermittently across the year. …[21]
London was by far the largest manufacturing center in England, but migrant workers played key roles in industrial growth in smaller cities as well. Among others, Coventry (population 7,000) attracted spinners, weavers, and cloth finishers, and Birmingham (population 5,000) was an important center for cutlery and nail manufacture.[22]
Working at Sea
In previous articles I discussed the Fishing Revolution — “the development and growth of intensive fishing in the North Sea and northwestern Atlantic Ocean in the fifteenth and sixteenth centuries.” Thousands of workers travelled to distant fishing grounds, where they worked for six or more months a year, catching, processing and preserving herring and cod. The Newfoundland fishery alone used more ships and required more workers than the more famous Spanish treasure fleet that carried silver from Central and South America. The offshore bank-ships and onshore fishing-rooms were factories, long before the industrial revolution, and the men who worked in them were among the first proletarians of the capitalist epoch.
In the 1600s, English ships and fishworkers became a dominant force in North Atlantic fishing. “The success of the North Sea and Newfoundland fisheries depended on merchants who had capital to invest in ships and other means of production, fishworkers who had to sell their labor power in order to live, and a production system based on a planned division of labor.”[23]
The growth of long-distance fishing prefigured and contributed to the growth of a larger maritime working class. Mainstream economic histories of 16th and 17th century England usually discuss the merchant companies that organized trade with Russia, Scandinavia, the Ottoman Empire, India and Africa, but few have much to say about the seamen whose labor made their trading voyages possible.
Fortunately, historians Marcus Rediker and Peter Linebaugh have been remedying that neglect. In Between the Devil and the Deep Blue Sea and The Many-Headed Hydra, they document the growth of a working class on merchant and naval ships — “a setting in which large numbers of workers cooperated on complex and synchronized tasks, under slavish, hierarchical discipline in which human will was subordinated to mechanical equipment, all for a money wage. The work, cooperation and discipline of the ship made it a prototype of the factory.”[24]
The capital that merchants invested in long-distance trade “necessarily set massive amounts of free wage labor in motion.”
“In the mid-sixteenth century, between 3,000 and 5,000 Englishmen plied the waves. But by 1750, after two centuries of intensive development, their number had ballooned to more than 60,000. Merchant shipping mobilized huge masses of men for shipboard labor. These workers entered new relationships both to capital — as one of the first generations of free waged laborers — and to each other — as collective laborers. … These cooperating hands did not own the tools or materials of production, and consequently they sold their skill and muscle in an international market for monetary wages. They were an absolutely indispensable part of the rise and growth of North Atlantic capitalism.”[25]
The Elizabethan Leap
Despite migration and emigration, England’s rural population grew substantially in the 15th and 16th centuries. The growth was accompanied by restructuring — the beginning of a long-term economic transition, away from farming to rural industry.
“The rural population wholly engaged in agriculture fell from 76 per cent in 1520 to 70 per cent in 1600, and 60.5 per cent in·1670. The ‘rural non-agricultural population,’ a category which includes the inhabitants of small towns a well as those of industrial villages, rose from 18.5 per cent in 1520 to 22 per cent in 1600, and 26 per cent by 1670.”[26]
Old rural industries prospered and new ones emerged as a result of what Marxist historian Andreas Malm calls the Elizabethan leap — the spectacular growth in the production of coal for both industrial and domestic use, replacing wood and charcoal. “The years around 1560 marked the onset of a virtual coal fever, all major fields soon undergoing extensive development; over the coming century and a half, national output probably soared more than tenfold.”[27]There were substantial coal mines in south Wales and Scotland, but the largest collieries were financed by groups of merchants and landowners in northeast England. Shipments down the east coast, from Newcastle to the fast-growing London market, rose from 50,000 tons a year in 1580 to 300,000 tons in 1640.
“Large specialist workforces with an elaborate division of labor were employed in sinking, timbering and draining pits, the hewing, dragging, winding and sorting of coal and its transportation to riverside staithes, where it was stored ready for shipment downriver in keelboats to meet the collier fleets at the mouths of the Tyne and Wear. …
“The overall growth of the industry meant that by 1650 coal was Britain’s principal source of fuel, not only for domestic heating, but also for the smithies, forges, lime kilns, salt pans, breweries, soapworks, sugar refineries, dyeing vats, brick kilns and numerous other industrial processes which consumed perhaps a third of total output.”[28]
By 1640, the English coal industry was producing three to four times as much coal as all of the rest of Europe combined, and employed more workers than all other kinds of English mining combined.[29] Some 12,000 to 15,000 workers labored directly in coal mining, and more worked in transportation and distribution — “those who produced the coal were greatly outnumbered by the carters, waggonmen, keelmen, seamen, lightermen, heavers, and coalmen who handled it on its way from pithead to hearth.”[30]
Spinners and Weavers
The growth of coal mining and coal-based industries was impressive, but wool was by far the most important raw material, and clothmaking was the largest non-agricultural occupation.[31] Until the late 1400s most raw wool was produced for export, mainly to cloth makers in Flanders, but by the mid-1500s, almost all of it was spun and woven in England. By 1700 English textile production had increased more than 500 percent, and cloth accounted for at least 80 percent of the country’s exports.
For centuries, cloth had been made by individual artisans for family use and for sale in local markets, but in the 1500s production came under the control of clothiers who delivered large quantities of wool to spinners, then collected the thread and delivered it to weavers. They specified what kinds of thread and cloth should be made, and shipped the product to the London merchants who controlled trade with Europe.
Clothmaking involved multiple tasks, including shearing, sorting and cleaning the raw wool, separating and organizing the fibers by combing or carding, dyeing, spinning, and weaving. Spinning, done almost exclusively by women, was the most time-consuming and employed the most workers.
The importance of women in spinning is illustrated by the fact that in the 1500s, the word spinster came to mean a single woman, and distaff (the staff that held wool or flax during spinning) referred to the female side of a family line.
Working backward from the amount of cloth produced for export and domestic use, historian Craig Muldew estimates that at least 225,000 women worked as spinners in 1590, 342,000 in 1640, and 496,000 in 1700. These estimates assume that all the spinning was done by married women, who would have to do other household work as well. Some would have been done by single women, so the actual number of working spinners was probably somewhat smaller, but nevertheless, “spinning was by far the largest industrial occupation in early modern England.”[32]
Roughly speaking, it took ten spinners working full time to produce enough thread to keep one weaver and an assistant working full time. Weavers were almost all men: some were employed in workshops with a few other weavers, but most worked in their homes. By the early 1600s, it was not unusual for a single capitalist to employ hundreds of cottage workers, and some clothiers employed as many as a thousand, all paid on a piece-work basis. For capitalists, putting-out was an effective means of mobilizing many workers in a complex division of labor while retaining effective control and minimizing capital investment. Cottagers were a wonderfully flexible workforce, easily discarded when the market contracted, which it often did.
Some spinners and weavers were successful peasants who supplemented their income with part-time wage-labor, but a growing number received most of their income in wages, and topped that up with the produce of small plots of land and the commons. As Marxist historian Brian Manning points out, in the seventeenth century increasing numbers had no land — they were “were very poor at the best of times, but during the periodic depressions of trade and mass unemployment they came close to starving.”[33] A class division was developing, between the peasantry and a rural proletariat.
“The critical divide lay in the borderland in which small holders or ‘cottage-famers’ with a little land and common rights, but partly dependent on wages earned in agriculture or industry, shaded into landless cottagers wholly dependent on wages. In the background to the revolution the number of the latter was growing.”[34]
In traditional handicraft production, the artisan purchased wool or flax from a farmer, decided what to make, and sold the finished product in a market or to an itinerant merchant. In the putting out system, a capitalist provided the raw material, dictated the type, quantity and quality of product to be produced, owned the product from beginning to end, and controlled payment. The producers were no longer independent artisans engaged in petty commodity production, they were employees in a system of capitalist manufacture.
A new class
As Marx wrote, a new class of wage-laborers was born in England when “great masses of men [were] suddenly and forcibly torn from their means of subsistence, and hurled onto the labor-market as free, unprotected and rightless proletarians.”[35]
With those words, and in his entire account of “so-called primitive accumulation,” Marx was describing the long arc of capitalist development, not an overnight change. It was sudden for those who lost their land, but the social transformation took centuries. In the early 1700s, two hundred years after Thomas More condemned enclosures and depopulation in Utopia, about a third of English farmland was still unenclosed, and most people still lived and worked on the land. It took another great wave of assaults on commons and commoners, after 1750, to complete the transition to industrial capitalism.
The century before the English revolution was a time of transition, a time when, to paraphrase Gramsci, the old order was dying while the new order was struggling to be born. An important part of that transition, as I have tried to show in this article, was the exclusion of uncounted commoners from the land, and the consequent birth of a new class of wage-laborers. None of the industries described here could have survived a day without them.
Over time, and with many detours and reverses, the dispossessed became proletarians.
Looking back, that transition appears inevitable, but it did not seem so to commoners at the time. They furiously resisted the privatizations that forced them off the land and into wage-labor. Mass opposition to the destruction of the commons was widespread, and some argued eloquently for a commons-based alternative to both feudalism and capitalism.
To be continued …
Banner image: Building and clothmaking were among the largest industrial occupations in the 17th century.
Notes
[1] Karl Marx, Capital: A Critique of Political Economy, trans. Ben Fowkes, vol. 1, (Penguin, 1976), 272-3.
[2] Christopher Hill, Liberty Against the Law: Some Seventeenth-Century Controversies (Verso, 2020), 66.
[3] Christopher Hill, Change and Continuity in Seventeenth Century England (Weidenfeld and Nicolson, 1974), 221, 237.
[7] Andy Wood, Riot, Rebellion and Popular Politics in Early Modern England (Palgrave, 2002), 83.
[8] Jane Humphries, “Enclosures, Common Rights, and Women: The Proletarianization of Families in the Late Eighteenth and Early Nineteenth Centuries,” The Journal of Economic History, (March 1990), 21. Humphries’ research focused on the 1700s, but her remarks apply with equal force to earlier years.
[9] Jeremy Boulton, “The ‘Meaner Sort’: Laboring People and the Poor,” in A Social History of England, 1500-1750, ed. Keith Wrightson (Cambridge University Press, 2017), 310-30.
[10] Maurice Dobb, Studies in the Development of Capitalism, Revised ed. (International Publishers, 1963), 233.
[11] Thorold Rogers, A History of Agriculture and Prices in England, vol. 5 (Clarendon Press, 1887), 628.
[12] R. H. Tawney, The Agrarian Problem in the Sixteenth Century (Lector House, 2021 [1912]), 33.
[13] Quoted in C.S.L. Davies, “Slavery and Protector Somerset; The Vagrancy Act of 1547.” Economic History Review 19, no. 3 (1966), 534.
[15] Brian Manning, The English People and the English Revolution (Bookmarks, 1991), 187-8.
[16] No one knows exactly how many people immigrated and emigrated, because no one kept records. These figures are from the most authoritative study: E. A. Wrigley and R. S. Schofield, The Population History of England 1541-1871: A Reconstruction (Edward Arnold, 1981), 219-228.
[17] Roger Finlay and Beatrice Shearer, “Population Growth and Suburban Expansion,” in London 1500-1700: The Making of the Metropolis, ed. A. L. Beier and Roger Finlay (Longman, 1986), 38. Other estimates of London’s 1700 population range as high as 575,000.
[18] Brian Dietz, “Overseas Trade and Metropolitan Growth,” in London 1500-1700: The Making of the Metropolis, ed. A. L. Beier and Roger Finlay (Longman, 1986), 129.
[19] A. L. Beier, “Engine of Manufacture: The Trades of London,” in London 1500-1700, ed. Beier and Finlay, 163.
[24] Peter Linebaugh and Marcus Rediker, The Many-Headed Hydra: Sailors, Slaves, Commoners, and the Hidden History of the Revolutionary Atlantic (Beacon Press, 2013), 150.
[25] Marcus Rediker, Between the Devil and the Deep Blue Sea: Merchant Seamen, Pirates and the Anglo-American Maritime World, 1700–1750 (Cambridge University Press, 1987), 290.
[27] Andreas Malm, Fossil Capital: The Rise of Steam Power and the Roots of Global Warming (Verso, 2016), 48.
[28] Wrightson, Earthly Necessities, 170-71. A staithe was a wharf built specifically for transshipping coal.
[29] J. U. Nef, “The Progress of Technology and the Growth of Large-Scale Industry in Great Britain, 1540-1640,” Economic History Review 5, no. 1 (October 1934), 14.
[30] John Hatcher, The History of the British Coal Industry, vol. 1 (Clarendon Press: 1993), 350.
[31] Peter J. Bowden, The Wool Trade in Tudor and Stuart England (Routledge, 2010 [1962]), xv; B. E. Supple, Commercial Crisis and Change in England 1600-1642 (Cambridge University Press, 1959), 6.
[32] Craig Muldew, “‘Th’ancient Distaff’ and ‘Whirling Spindle’”. Economic History Review 65, no. 2 (2012), 518, 523.
[33] Brian Manning, Aristocrats, Plebeians and Revolution in England 1640-1660 (Pluto Press, 1996), 62.
[34] Brian Manning, 1649: The Crisis of the English Revolution (Bookmarks, 1992), 71-2.
In the midst of a long conflict and recent protest over a nickel mine in El Estor, in eastern Guatemala, police have carried out more than 40 raids and 60 arrests, and the government has declared a 30-day state of emergency.
Indigenous Mayan opponents to the mine say they were never properly consulted about the mine and its impacts on their lands, livelihoods and lake, and protested on the town’s main road, refusing passage to mining vehicles.
Four police were shot during the police crackdown on protests by what the government blames as armed protestors, although mine opponents say the assailants were not involved in the protest.
There are concerns mining operations will pose environmental damages to Guatemala’s largest lake, home to diverse fish, bird, reptile and mammal species, including the endangered Guatemalan black howler monkey (Alouatta pigra).
EL ESTOR, Guatemala — Germán Chub was still sleeping when police and military personnel showed up outside his home. It was the fourth day of a month-long state of siege, akin to martial law, in El Estor, eastern Guatemala, in the wake of the latest flashpoint in a decades-long, multifaceted conflict over a nickel mine.
Chub’s wife went out the door a few minutes before six o’clock in the morning on Oct. 27, on her way to grind the maize she would make into tortillas for the day. Police waiting in the street informed her they were there to search the house and entered with personnel from the country’s Office of the Public Prosecutor. Chub was forced to get up and get into his wheelchair.
“It scared me,” Chub told Mongabay. “They just said they were there for a raid and that they had been sent.”
The home of German Chub, paralyzed in 2009 when he was shot by the Fenix mine head of security at the time, was raided during the ongoing state of siege in El Estor. Image courtesy of Sandra Cuffe.
It was not the first time Chub had experienced fallout from the mining conflict. During protests against the Fenix nickel mine in 2009 over land rights, he was shot and paralyzed from the waist down by Mynor Padilla, the mine’s head of security, who also shot dead anti-mining activist Adolfo Ich Chamán. Mongabay first spoke to Chub in 2015 during the trial and again in 2017 when Padilla was initially acquitted. After appeals, Padilla eventually took a plea deal and was convicted this past January.
The Fenix nickel mine has been tied to conflict and violence for more than half a century, when it was formerly owned by EXMIBAL, a subsidiary of Canadian miner Inco. Indigenous Maya Q’eqchi’ residents were never consulted, and their exclusion from a court-ordered consultation process prompted protests, a crackdown and violence that left four police officers with gunshot wounds in October this year. The ensuing state of siege and raids targeting community leaders, outspoken mine opponents and local journalists — all Indigenous Maya Q’eqchi’ — have sparked alarm and condemnation in Guatemala and beyond.
“I do not even have the words to express myself about what they are doing,” Chub said. “Everything they are doing in El Estor is unjust.”
Police raided the homes of two journalists and at least nine community authorities, fishers’ guild leaders and protesters during the last week of October. In early November, Mongabay visited several families in El Estor whose homes were raided and spoke with other leaders in hiding. Hundreds of police officers, soldiers and marines were in the area, patrolling and stationed at different points around town, including fanned out along a stretch of road between El Estor and the mining complex 6 kilometers (4 miles) to the west.
Guatemalan marines fan out along the access street to a pier during the state of siege in El Estor. Image courtesy of Sandra Cuffe.
The Fenix project is now owned by the Solway Investment Group, a private mining and metals corporation based in Switzerland, after decades of Canadian ownership. When it acquired the Fenix mine in 2011, Solway was based in another tax haven, Cyprus, and widely acknowledged to be a Russian company.
Protests and condemnation related to the state of siege continue to target both the Swiss and Russian embassies in Guatemala. Solway’s press office told Mongabay in a written statement that the company is fully owned by European Union citizens and that there is no Russian capital or investment in the company. Russian is one of the company’s working languages because Solway operated several projects in that country in the past, according to the company. Many high-level employees at the Fenix project in Guatemala are Russian.
The project includes mountaintop mining and ferronickel processing facilities near the shore of Lake Izabal, the country’s biggest lake. The lake, waterways and lands in the region are at the heart of sustained opposition to the mine. Indigenous communities in the region primarily live from subsistence agriculture and fishing, and want to ensure the environment can sustain those livelihoods for future generations.
“That’s why we were supporting the resistance. People want to look out for their children, their grandchildren,” Chub said.
Battles over proper consultation
The municipality of El Estor is home to some 82,500 people, more than 90% of them Q’echi’, according to the most recent national census. In 2019, Guatemala’s Constitutional Court ruled in favor of El Estor’s small-scale fishers’ guild and other local plaintiffs, and determined that Indigenous communities in the mine’s area of influence were never properly consulted about the project. The court issued an injunction, ordering the suspension of the mining license held by Solway subsidiary CGN, pending consultation.
The ongoing operation of the ferronickel processing plant despite a court order suspending operations at the mine is one of the drivers of recent protests (2017). Image courtesy of Sandra Cuffe.
In a 2020 ruling, the Constitutional Court reiterated the suspension order and laid out guidelines for a consultation process to be carried out by the Ministry of Energy and Mines. Free, prior and informed consultation is required under the International Labour Organization’s Convention 169 on Indigenous and Tribal Peoples, which Guatemala ratified in 1996.
The defendant in the case was the Ministry of Energy and Mines, not the company, the Solway Investment Group’s press office noted. “The company received the order to suspend the license on February 4, 2021, and ceased its operating activities at the Fenix mine as of February 5, 2021,” according to the press office.
However, the ferronickel processing plant kept running. Operated by another subsidiary of Solway, Pronico, rather than CGN, the subsidiary whose license was suspended, the plant is now processing ore from other mining operations in the region. Mine opponents say the distinction between the subsidiaries is spurious and argue the suspension should apply to the plant because it is located within the mining license area.
The continuation of mining operations, long after the court rulings, has stoked discontent, as has the government’s management of the pre-consultation process. The Constitutional Court ruling addressed how formally recognized entities ostensibly representing local populations do not necessarily represent or speak for Indigenous peoples. Many Q’eqchi’ residents say that is the case with the pre-consultation dialogue, which includes a formally recognized Indigenous council that mine opponents have argued for years is coopted by mining interests.
“They just self-elect themselves. They were not going to look out for the interests of the people,” said Luis Adolfo Ich, a primary school teacher and community leader whose home was raided on Oct. 27, along with that of his mother, Angélica Choc. Ich is the son of Adolfo Ich Chamán, the community leader killed by the Fenix mine security personnel on Sept. 27, 2009, the same day Chub was shot. Padilla, the former head of security, was also convicted on Jan. 6, 2021, for killing Ich Chamán.
“The state really does not respect the rights of Indigenous peoples,” Ich said in a telephone interview from another part of the country, where he and some other community leaders had fled out of fear for their safety. “A decision was made to organize another ancestral council,” he said.
Two Q’eqchi’ women watch an army truck carrying soldiers drive past along a main street in El Estor during the state of siege. Image courtesy of Sandra Cuffe.
On Jan. 30, traditional local authorities, elders, midwives, fishermen, community leaders and other Q’eqchi’ residents from around the municipality gathered in El Estor at an assembly to form a new Q’eqchi’ ancestral authorities council. They elected representatives, including Ich, from several dozen communities. Ever since, they have been unsuccessfully attempting to get the Guatemalan government to recognize the council for inclusion in the pre-consultation process.
The Ministry of Energy and Mines held the first pre-consultation dialogue meeting Sept. 28 in Puerto Barrios, 120 km (75 mi) from El Estor. Thirty-eight representatives from 13 national and local government institutions, universities, the CGN mining company, and the controversial Indigenous council participated. The Q’eqchi’ ancestral council was excluded and called a protest that began Oct. 4 on the main road into El Estor, refusing passage to vehicles related to mining activities, and in particular trucks hauling ore out and bringing in coal needed to fuel the processing facilities. The protesters stood their ground for two and a half weeks, demanding inclusion in the pre-consultation process and the suspension of the mine’s processing plant operations.
Police and company officials attempted to persuade the protesters to clear the road and allow coal trucks to pass, but were turned away. On Oct. 22, police moved in, using force and tear gas to disperse people and clear the road. Police officers later escorted coal trucks heading to the Fenix mine complex, running alongside them to ensure their passage.
Maya Q’eqchi’ residents of El Estor watch as riot police fire tear gas at the previous May 27, 2017 protests on the Fenix mine. Image courtesy of Sandra Cuffe.
Dozens of raids and a monthlong crackdown
During the crackdown, four police officers were shot in the leg. They are recovering at home, a national police spokesperson told Mongabay. Q’eqchi’ mine opponents told Mongabay that some protesters threw rocks at police but that any armed assailants who shot at police were not involved in any way in the protest. The Guatemalan government issued a public statement Oct. 24, accusing the protesters of shooting police officers “after 17 days of illegal blockades by a small group of people who it is assumed do not live in the area.”
Cristián Xol was one of the El Estor residents there, including on the day in question. “I participated but it was a really peaceful protest,” said the 25-year-old. When police cracked down, the situation became chaotic and there were shots fired, but not by protesters at the action led by Q’eqchi’ community leaders, he said.
At least two of the several pro-mine Facebook accounts sharing local news insinuated Xol may have shot police, in a post that included three unrelated photographs: one of Xol, one of someone else with a gun, and one of guns. Police had a screenshot of the Facebook post in hand when they raided Xol’s home looking for guns, he said.
Finding weapons was also the key aim of a previous search warrant covering nine other properties. “Find firearms, homemade weapons, vehicles reported stolen and objects of unlawful origin,” reads an instruction emphasized in bold, underlined, and upper case on the final page of the warrant.
The raid on the Xol family home occurred a week after the government’s declaration of a 30-day state of siege in the municipality of El Estor. However, news of the Oct. 23 decree did not surface until the following morning. Under the dictatorship-era Public Order Law, Guatemala has five kinds of states of emergency — prevention, alarm, calamity, siege, and war — under which some constitutional rights and freedoms can be suspended and military involvement warranted.
Soldiers descend from an army truck parked in a block along the Lake Izabal shore that the military is using as a staging area during the state of siege in El Estor, Guatemala. Image courtesy of Sandra Cuffe.
By law, the military is now in charge of civilian authorities in El Estor for the duration of the state of siege, though spokespersons for the Ministry of Defense and National Civilian Police both told Mongabay that in reality it is a very coordinated, interinstitutional effort. Freedoms of assembly and movement are restricted and a curfew from 6 p.m. to 6 a.m. is in place. The constitutional rights to legal detention and legal interrogation are suspended.
“This is a textbook intervention,” said Iduvina Hernández, executive director of the Association for the Study of Security in Democracy. “It is a pattern of systematic actions to halt the progress of the Q’eqchi’ resistance in El Estor.”
Roughly 600 police officers and 300 military personnel are currently in El Estor, according to the spokespersons for the two institutions. So far, police have carried out more than 40 raids and more than 60 arrests, according to the police spokesperson.
Some El Estor residents say they’re relieved the government declared a state of siege. “When there is a state of siege, one can sleep a little easier. There are many gang members that break into houses to steal,” a woman told Mongabay early one morning shortly after the curfew lifted while she fished from the edge of a lakeshore block the military was using as a staging area. She requested anonymity, citing potential retaliation from local criminals.
“The mine has brought quite a lot of development to the town,” she said, holding the line she had baited with pieces of tortilla to catch small fish for consumption. She also sells cosmetic products and said the wives of mine and plant workers are good clients, adding that workers spend their wages at local businesses. “Blockades affect the population,” she said of the recent protests. “They are people who do not want to work.”
A woman who supports the mine and state of siege in El Estor holds a fish she just caught from a little concrete pier along the Lake Izabal shore. Image courtesy of Sandra Cuffe.
While Mongabay was in El Estor, a few dozen people had traveled to Guatemala City to rally in favor of mining and the state of siege. At least one protest sign was already requesting the government to extend the state of siege for another 30 days. “The residents of El Estor collected more than 1,300 signatures on open letters of gratitude to the police, the Ministry of the Interior, and the President of Guatemala,” according to Solway’s press office, which added that neither it nor its subsidiaries had requested the police presence or state of siege.
National and international human rights organizations, on the other hand, have condemned the police crackdown on protests, the state of siege, raids, and attacks on local press. “The Inter-American Commission on Human Rights (IACHR) condemns the use of excessive force against protesters and members of Maya Q’eqchi’ communities as well as acts of repression against journalists and media outlets recorded in recent days in the municipality of El Estor,” the IACHR wrote Nov. 4 in a Spanish-language statement.
Local press targeted
The local Xyaab’ Tzuultaq’a community radio station was a target on Oct. 24, day one of the state of siege. It broadcasts almost exclusively in the Q’eqchi’ language and is a means of news, communication and coordination for communities throughout El Estor, some of which do not have cellphone reception or even electricity. In some Q’eqchi’ areas, many people, especially women and elders, speak little or no Spanish.
“Companies have a hatred for the radio,” said Robin Macloni, executive director of Defensoría Q’eqchi’, a nonprofit local rights group linked to the volunteer-run radio it helped get off the ground in 2017. In practice, though, “the radio is the hands of ancestral authorities,” Macloni said. During the October protests, Q’eqchi’ council members used the radio to let people know which communities had turns maintaining the protest camp on which days, as they were taking rotating shifts around the clock.
When police cracked down on the protests, Defensoría Q’eqchi’ and Xyaab’ Tzuultaq’a knew they would be targeted. On the morning of Oct. 24, they read the state of siege decree on air, announced they would have to suspend broadcasting, and removed all the transmission equipment from the building, Macloni said. Police did not raid the station as no one was present at the property.
Two days later, police raided the homes of local journalists Juan Bautista Xol and Carlos Ernesto Choc. As local correspondents for Prensa Comunitaria, an independent community-based digital publication, they had been covering the protests and crackdowns, later becoming targets of police violence in the mix. Since the raids, their relatives have reported being followed, questioned and surveilled by uniformed police officers as well as unmarked gray pickup trucks with tinted windows.
At the local prosecutor’s office in El Estor, human rights lawyer, Francisco Vivar, and Q’eqchi’ journalist, Carlos Ernesto Choc, speak out against attacks on the local press. Image courtesy of Sandra Cuffe.
“Human rights defenders and especially journalists [like Choc] who have denounced this situation … are at high risk,” Francisco Vivar, a lawyer with the Center for Human Rights Legal Action, said in early November outside the local prosecutor’s office in El Estor, where he was accompanying Choc.
Choc had fled El Estor for safety but had to sign a registry at the prosecutor’s office every month as part of his bail conditions. Four years ago, Choc had reported on El Estor small-scale fishers’ guild protests against the mine and was later criminalized alongside several fishermen. This included guild president Cristóbal Pop, whose home was also raided during the state of siege, and former guild vice president Eduardo Bin, who was arrested during the state of siege on an old, expired arrest warrant. He was later released.
Fears for Guatemala’s largest lake
Fishermen have noted changes and fish stock depletion for years in Lake Izabal. In 2017, a red patch of discolored water appeared in the lake, and the fishers’ guild blamed the mine, filed a formal complaint, and organized protests. With a surface area of 590 square kilometers (228 square miles), Lake Izabal sustains local livelihoods but also important ecosystems and protected areas home to diverse fish, bird, reptile and mammal species, including the endangered Guatemalan black howler monkey (Alouatta pigra). The lake itself, which drains into the Caribbean, is also home to a population of manatees (Trichechus manatus), the symbol of the town of El Estor.
El Estor residents, particularly women and children, bait fishing line with pieces of tortilla and bread to catch small fish from the Lake Izabal shore. Image courtesy of Sandra Cuffe.
Government studies have shown that “90% of the water pollution is generated not by the company’s operations but by the local communities residing along the Polochic River [that feeds into Lake Izabal]. The company’s contribution to the water pollution is minimal,” Solway wrote in a 2017 public statement. The company does not discharge any type of waste water and “carries out the most extensive environmental monitoring of water quality in Lake Izabal in the region,” the company’s press office told Mongabay.
Many Q’eqchi’ fishermen and community members do not trust the company or government. A private Guatemalan university, Universidad del Valle, was conducting research in the area when Solway acquired the Fenix project. The following year, in 2012, three biology students were killed on mining company property while monitoring crocodiles and taking water samples as part of a university-company exchange program. In 2019, a court convicted a CGN mining company biologist of culpable homicide and found CGN civilly responsible. The sentence was overturned in September 2021 and the legal battle continues.
The deaths fed local perceptions of mining pollution and a cover-up. “In the future we will see the consequences,” Luis Adolfo Ich said of all the mining and oil palm industry operations around the lake. “The struggle of the ancestral authorities and the guild is to protect the lake from pollution.”
Maya Q’eqchi’ fishermen set out on Lake Izabal shortly after the curfew lifts. Image courtesy of Sandra Cuffe.
Fishers’ guild protests in El Estor in May 2017 blocked the road leading to the Fenix mine, and riot police cracked down on May 27, firing tear gas and some live rounds. Local Q’eqchi’ fisherman Carlos Maaz was shot in the chest and killed, one of the latest in a long list of people killed in connection with the mine.
In 1965, a military dictatorship granted mining rights to EXMIBAL, a 50:50 joint venture between the Guatemalan government and Canada’s International Nickel Company (INCO). EXMIBAL’s operations took place during the 1960-1996 armed conflict between leftist guerrillas and the state. The military committed the first large-scale massacre of civilians in 1978 in Panzós, 26 miles west of El Estor, where Q’eqchi’ villagers were protesting for rights to their traditional lands, a massive swathe of which had been given to EXMIBAL.
Mining company personnel shot some El Estor community residents while they were on their way to the Panzós protest, according to a United Nations-backed truth commission into crimes against humanity during the armed conflict. A congressman and another member of an ad-hoc committee investigating EXMIBAL’s acquisitions were assassinated in 1970 and 1971.
Over time, EXMIBAL became CGN and Guatemala’s 50% stake decreased to 1%. In the 2000s, there were waves of evictions and crackdowns while the project was owned by Skye Resources and then Hudbay Minerals, both Canadian companies that tried to get the project up and running. Solway acquired the Fenix project in 2011 and restarted production in 2014.
“Responsible Mining” reads a sign in 2007 at the Fenix mine owned by CGN, then a subsidiary of Skye Resources, a Canadian company. Image courtesy of Sandra Cuffe.
“The story remains unchanged. It is the same,” said Olga Che, treasurer of El Estor’s small-scale fishers’ guild, a member of the new Q’eqchi’ authorities council, and a prominent figure at the recent protests. “The history of the armed conflict remains unchanged.”
In 1980, when Che was 2 years old, the military showed up and took away her father, who was never seen again. He was a very active member of the Catholic church at a time when the military government was targeting church figures openly sympathetic to human rights and land rights struggles. Che’s father is one of an estimated 45,000 people who disappeared during the armed conflict.
“We do not know if he is alive, if he is dead, or if they threw him somewhere. Who knows,” Che told Mongabay.
When soldiers and police showed up outside Che’s mother’s house on Oct. 26, lining the block, she was reminded of the incident in 1980 when the military took her husband. She has been unwell ever since the raid, said Che, whose own home was also raided while she and her husband and kids were at her mother’s place. Police dug holes in the dirt floor of the home.
A police officer threatened Che’s 11-year-old daughter with a beating and another grabbed her 8-year-old son by the arms, telling them to “tell the truth” about weapons on the property, Che said. Police also stole and ate tamales from the kitchen, according to the family. Che also said she and her husband were coerced into signing the written record drawn up at the end of the raid without getting a chance to read it.
Olga Che, a community leader in El Estor and local fishers’ guild treasurer, sits outside her mother’s home, where she and her family were staying when it was raided. Image courtesy of Sandra Cuffe.
Those claims are false, according to the national police spokesperson, who said that personnel from the prosecutor’s office were on site along with police during raids. Had something like that occurred, residents should have filed a formal complaint with the prosecutor’s office or the police’s inspectorate-general, the spokesperson told Mongabay, adding that “anything like that would not have been tolerated.”
While Che discussed the raid, 182 km (113 mi) away in another department, the Ministry of Energy and Mines wrapped up the third and final meeting of the pre-consultation process concerning the Fenix mine. None of the meetings took place in El Estor, and two of the three were held during the ongoing state of siege. The actual consultation process, consisting of an informational phase and then “intercultural dialogue,” is set to begin during the state of siege and wrap up in December.
“If they do not listen to us we have the right to protest,” Che said. “I was there to defend our mountains and to defend our lake.”
Editor’s note: Sandra Cuffe has voluntarily contributed to and written for Prensa Comunitaria, including reporting fishers’ guild protests and the killing of Carlos Maaz in May 2017. She has sent photos and videos of other events.
Banner image: A group of riot police advance at the outset of a crackdown on a May 27, 2017, fishers guild protest over Lake Izabal pollution they associate with the mine. Image courtesy of Sandra Cuffe.
As the Glasgow climate conference begins, and the time we have to avert a climate crisis narrows, it is time to revisit successful First Nations campaigns against the fossil fuel industry.
Like the current fight to avert a climate catastrophe, these battles are good, old-fashioned, come-from-behind, David-versus-Goliath examples we can all learn from. The Jabiluka campaign is a good example.
In the late 1990s, a mining company, Energy Resources of Australia, was planning to expand its Kakadu uranium mine into Jabiluka, land belonging to Mirarr Traditional Owners in the Northern Territory. The adjacent Ranger Uranium mine had been operating for 20 years without Traditional Owners’ consent and against their wishes, causing long-term cultural and environmental destruction.
But the expansion of the mine ultimately failed, thanks to an extraordinary campaign by the Traditional Owners, led by Yvonne Margarula and a relative, the lead author of this article, Jacqui Katona (a Djok woman).
In recognition of our work, we shared the 1999 Goldman Environmental Prize, one of the most prestigious international grassroots environmental awards.
Yvonne Margarula and Jacqui Katona after accepting the Goldman Environmental Prize for grassroots activism, Island Nations 1998.Provided by author.
The campaign included a huge on-site protest camp, shareholder action and significant overseas support (including from the European Parliament, US Congress and an expert committee to UNESCO). It also included a blockade of the mine site – one of the biggest blockades Australia had ever seen.
These are valuable lessons for those wanting to take decisive action against the fossil fuel industry. Here are six ways to learn from our experience:
1. Put pressure on the financial sector
Continuous pressure on companies in the financial sector (such as banks), which are complicit in the success of fossil fuel companies, can have an impact. This can be done by exposing their involvement with fossil fuels and pressuring them to be held accountable for these partnerships.
One of the most successful actions of the Jabiluka campaign was the coordination of protests at Westpac, which financed the mine’s owner, Energy Resources of Australia. Not only did protesters raise awareness about Westpac’s investment at local branches, they created bureaucratic chaos by opening and closing bank accounts.
This resulted in a corporate shift in Westpac towards better accountability on issues affecting First Nations people. Coordinated protests like this are an effective way to empower people to participate in positive action for change.
First Nations campaigns against mining and other fossil fuel companies show the single most important factor in successful protests is leadership by politically powerful organisations or alliances.
In the Jabiluka campaign, Katona and Margarula were successful in large part because of their insistence on a Mirrar-led campaign forming strong alliances with powerful unions, environmental groups and other national and international organisations.
Shareholders were then able to have some influence over corporate responsibility and accountability, including the appointment of a sustainable development manager. While the government ultimately amended the Corporations Act to make such actions more difficult, this nevertheless shows that creative direct action can be successful in holding corporations accountable.
4. Win over the right people
When Rio Tinto detonated 46,000-year-old rock shelters at Juukan Gorge on the traditional land of the Puutu Kunti Kurrama and Pinikura peoples last year, it was not only public outcry that led to the resignation of three senior executives, including the chief executive.
Katona led the Jabiluka campaign while a mother to two small children, juggling local work with international activism. She was jailed for trespassing on Aboriginal land. She was hospitalised with complications from lupus, which required a long recovery.
Be strategic about your participation in high-energy campaigns and find ways to support the efforts of key activists. But also know the fight against the fossil fuel industry takes more effort than just changing your social media profile picture.
There is no perfect time, or single solution, to campaigning for a better future. The power of people is a resource which often delivers inspiration to disrupt and needs to be nurtured.
6. Believe you can win
Aboriginal and Torres Strait Islander communities have faced hundreds of years of colonisation, industrial desecration of their sacred lands, and destruction of their Country. However in many cases, they have won battles against the odds.
The Mirrar faced a discriminatory system which sidelined their interests in Kakadu for more than 20 years. But they continued their fight to protect Country, and ultimately succeeded in preventing Jabiluka’s expansion.
So take heart and don’t give up. This is a fight that can be won.
