Highlights of new Infrastructure Bill just passed in the US

Highlights of new Infrastructure Bill just passed in the US

By Max Wilbert

– Section 11318: Exempts oil and gas pipelines on most federal lands from environmental analysis.

– Sections 40301-40333 (“Fuels and Technology Infrastructure Investments”): These sections propose nearly $15 billion in taxpayer subsidies for dirty energy, including oil, coal, gas, and woody biomass via investments in largely theoretical and unproven carbon capture and storage technologies, including an additional $3 billion to begin construction of a massive network of new CO2 pipelines (Sec. 41004), while also dishonestly defining “clean hydrogen” to include hydrogen derived from climate-polluting carbon-fuel sources such as biomass and fossil fuels (Sec. 40311). The approach outlined here is riddled with uncertainty and harmful impacts while perpetuating our reliance on fossil fuels, which is why it has been denounced as a false climate solution by the scientific community. An additional $6 billion in subsidies is proposed for nuclear energy ( Sec. 41002).

– Section 40801: Authorizes USFS to upgrade and “store” National Forest System roads for future commercial timber production, rather than decommission them.

– Section 40803 (“Wildfire Risk Reduction”): Mandates the logging of 10 million acres of federal forestlands over the next 6 years, and an additional 20 million acres of federal forestlands following the initial 10 million acres of logging. The way these provisions are worded could and likely would be interpreted by courts as intending a complete elimination of all federal environmental laws (including NEPA, ESA, NFMA, and others) to facilitate this logging mandate. Section 40803 also dedicates over $1.6 billion in new taxpayer subsidies for logging, including post-fire clearcutting, on federal lands.

– Section 40804 (“Ecosystem Restoration”) : Authorizes $400 million in subsidies for wood processing facilities, such as sawmills, biomass power plants and wood pellet manufacturing; $400 million for increased logging on public and private forests; $50 million for a program to rent equipment to the timber industry to allow them to log otherwise inaccessible areas, and grants to build sawmill infrastructure and other wood-processing facilities.

– Section 40806: Eliminates environmental analysis under NEPA for an unlimited number of logging projects on federal lands, up to 1,000 feet wide and 3,000 acres in size each, under the guise of “fuelbreaks”.

– Section 40807: Weakens current environmental laws to create a broad exemption which eliminates the public’s right to file administrative objections against planned logging projects on federal lands.

– Sections 70301-70303: Promotes post-fire clearcutting and carbon removal, under the scientifically discredited notion that forests do not regenerate after fires, and promotes conversion of native forests to industrial tree plantations.

– Section 80402: Proposes a system of sweeping tax credits (financial implications unspecified, but potentially in the billions of dollars) for dirty energy, including coal, oil, gas, garbage incineration, and woody biomass under the false-solution catch-all of carbon capture and storage.

https://www.congress.gov/bill/117th-congress/house-bill/3684?r=3&s=1

Collapse Total: New Tactics and Strategies for the Climate Justice Movement

Collapse Total: New Tactics and Strategies for the Climate Justice Movement

Editor’s note: From the 15th to the 22th of November, in different countries, the Glasgow Agreement is articulating mobilizations, protests and blocks against one of the biggest oil & gas companies in the world: Total.

This story first appeared in Common Dreams.

By João Camargo

The social alliance to take on global capitalism must be global, radical, popular, tactically, and strategically focused, while at the same time flexible and imaginative.

Is climate collapse close to being averted? How close are we to winning? Is the climate justice movement organized to win? Are current strategies and tactics enough? What else do we need to try and how fast? The Glasgow Agreement, People’s Climate Commitment, is a global platform of grassroots and social movements for climate justice. It is planning on going after French multinational Total simultaneously all around the world this November, in an action called Collapse Total, and organising climate justice caravans in all continents next Spring.

As fossil fuel investment and projects jump from country to country, as their destruction-ridden profit keeps on building on the collapse of the climate, tactics and strategies on the global scale must be tried.

The climate justice movement is pursuing the task of taking on the entire global fossil industry, that is, global capitalism. Yet, as it remains mostly a group of dispersed, uncoordinated, and loosely connected movements, how can this task become achievable? Fossil capitalism has its fingers everywhere, in each government, every press agency, every media outlet and network, in anything that money can buy. It articulates its strategies, coordinates its wars and dictates the policies that have been dooming us to climate collapse. They have known about climate change since the 1960’s. They have coordinated for decades to spread misinformation to mislead Humanity and cut the essential action to prevent climate chaos.

The climate justice movement needs a lot of imagination to break the mold of its own business as usual, like most social movements that have gotten used to normality, procedure, method and repetition. To overcome these challenges, the movement needs to permanently test new tactics and strategies.

Collapse Total is focusing on one of the many and influential tentacles of fossil fuel capitalism. From the 15th to the 22th of November, in different countries, the Glasgow Agreement is articulating mobilizations, protests and blocks against one of the biggest oil & gas companies in the world: Total. This French multinational is neck deep into promoting the climate collapse, with mass investments in new fossil fuel projects, oil and gas fields, pipelines, offshore drilling, fracking destruction, tar sands and the destruction of lives and the livelihoods of millions of indigenous communities, peasants and every landscape they set their eyes on. They have spent billions to make trillions. They have hired armies of lobbyists, mercenaries, and political campaigners to keep oil and gas flowing, in whichever situation. They have known about their impact on the climate since at least 1971, yet have always promoted denialism. They are the glowing example of the fossil fuel multinational, dooming us while hiring public relations’ experts. It has recently changed its name to Total Energies, changed its logo and announced a net zero target for 2050. Yet, Total it is planning to drill around fifty exploratory oil and gas wells this year alone (in Nigeria, Ivory Coast, Namibia, South Africa, Kenya, Lebanon, Oman, USA, Bulgaria, Bolivia, two in Angola, two in Papua New-Guinea, two in Norway, two in Malaysia, two in Mexico, three in Cyprus, three in the UK, four in Brazil, four in Myanmar, six in Guyana and eight in Suriname).

Total is one of the biggest historical contributors to the climate crisis, with higher emissions than most countries in the world. With the pushback from climate protests in the last years, they have greenwashed themselves to try and look like something else, while pushing for EACOP, a new massive pipeline in Uganda and Tanzania, increasing the production oil and gas in war-devastated Iraq, prompting a military dictatorship in Myanmar or receiving full state protection in Northern Mozambique, while local communities are devastated by climate change and gas-related terrorism. They maintain their support for fracking in Vaca Muerta, Argentina, for tar sands in Canada and oil and gas all around. They never stopped. They never will. Unless they are forced to stop.

As fossil fuel investment and projects jump from country to country, as their destruction-ridden profit keeps on building on the collapse of the climate, tactics and strategies on the global scale must be tried.

Has a similar tactic to this been tried before? Shell Must Fall is probably the referential for going after a single company, with a strong focus on Royal Dutch Shell’s AGM in the Netherlands and its shareholders, with a focus on disrupting it to prevent the company from proceeding with its regular business by disrupting its administrative order. Collapse Total proposes to act in a broader sense, by going after Total’s infrastructures, headquarters, offices, banks and gas stations, with different tactics that fit local conditions.

This is, of course, only a small step, as there are dozens of other companies willing and able to take over Total’s place that need to be dismantled, and after this action, a thorough evaluation of its impact must be made. Will it be something to replicate, to adjust or to be written off the movement’s parafernalia of tools? Does it contribute to building up the movement and to weaken fossil capitalism? Only experience will provide the answer.

On the other hand, in the Spring of 2022, a great climate justice caravan will travel in different continents, crossing territories in the frontlines of the climate crisis and the climate justice struggles to directly connect to communities. Much like great historical political caravans—the Salt March, the Selma to Montgomery march, the World March of Women—this caravan will walk for hundreds of kilometers and talk to thousands of people, to bring the climate crisis and its connections to the capitalist system of destruction and oppression to the fore. It will signal top-emitting infrastructures in its path, pointing out the culprits for the current situation. It will look to broaden alliances, campaigns, connecting struggles and peoples to achieve an ever broader scope of action and a vision for the future.

The social alliance to take on global capitalism must be global, radical, popular, tactically and strategically focused, while at the same time flexible and imaginative. It must try, try and try until it finds the tools to win. It is quite an enormous task, to take on global capitalism, and it will need to be taken one step at a time, but there’s a deadline. We need to win before we are out of time.

Banner image by niOS at flickr (CC BY-NC 2.0)

Ending systems of domination: Reclaiming our bodies and politics from global trauma

Ending systems of domination: Reclaiming our bodies and politics from global trauma

The article was first published on the Radical Ecological Democracy website. on 10/24/2021. Article link.

Ending systems of domination: Reclaiming our bodies and politics from global trauma

By Eva Schonveld and Justin Kenrick

As the sun goes down on a system that cannot save us from itself, our only option is to bring that system to an end. But what is that system, and how do we replace it?

We begin from the understanding that systems of domination are, both, inside and between us, and that transforming social and political relations starts as much from our hearts and the personal as from the predicament of the earth, and all our societal relations. We begin from Scotland where we live, and where COP26 will yet again make grand promises but do nothing to stop us all hurtling off the climate cliff edge.

Colonization’s torment continues

Scotland has been both colonized and colonizer. Without the history of colonization of Scotland and England, there would have been no British Empire colonizing overseas. Without the vicious clearing of highland communities from their lands here, there would not have been the families desperate for food and a future, with no choice but to work for a pittance in the factories and furnaces of empire, or to fight its wars.

The mass murder wreaked by empire, the evisceration of others’ cultures and stealing of their lands, and the forced residential schooling of the youth, has viciously harmed indigenous peoples in the Americas, Asia, Africa and Australasia, while being dressed up as a ‘civilizing mission’ or ‘progress’. The same is true of how this system treats the vast majority of those living precariously in the British Isles, who are told that they benefit from a system that blames them for the inequality they suffer. But do even the 1% who supposedly benefit, really benefit? Those whose empathy is broken through the boarding school system, and whose shallowness is groomed by a compliant fawning media perpetuating its life-destroying feudal, corporate and political world?

Finding a way through

It is not by chance that our system is stumbling us into extinction.

We need to find new ways to gather, to make decisions, to organize, and to take responsibility for each other, so that we can respect and nourish all life, since those tasked with this responsibility have so disastrously and inevitably failed, since the dominant system’s purpose is not to respect and nourish but to control, co-opt and exploit.

We also need to re-imagine how we rediscover, create and maintain the enduring or emergent alternatives. Too often they unintentionally include (or fail to challenge) assumptions based on our dominant lived experience of (mostly) patriarchal, racist, hierarchical cultures. The growing understanding of personal and cultural trauma – its ubiquity, its unconscious nature, its debilitating effects, and, most crucially, our ability to learn and heal from it, provide radical possibilities for uncovering and shifting those unconscious (traumatized) assumptions and for (re)discovering genuinely fresh and emancipatory ways of being and working together.

Understanding trauma

Trauma is a complex neurological process, but in brief it is the way our mind deals with events, which we experience as physically or emotionally overwhelming. These are not stored as memories, but are patterned into the nervous system: the unconscious: the body. These patterns can be ‘triggered’ when we are reminded of the initial experience. Because this triggering happens instantaneously and unconsciously, we rarely even notice that we have been plunged into an emotional state which now has little to do with what’s going on in the present.

We all accumulate some level of trauma during our childhood. This can show up in adulthood in disparate areas of life, for example public speaking, standing up for ourselves, managing our anger or coping with rejection, where we know we tend to act differently to how we would like. Dig a little into these uncomfortable feelings and the roots always lead back to childhood within a dominating system. Every one of us experiences our own versions of this, but the underlying reasons are rarely acknowledged. The socially condoned view is that because we largely forget them, these early experiences are over. In fact, unaddressed, they continue to shape our lives.

Imperialism, colonization, supremacy, stratification, capitalism… these are culture level traumas: legacies of past damage that continue to re-inflict it. They play out in the world in many forms: in the stratifications of class or caste, sexism and racism, in economic inequality, wars, biodiversity loss, climate change… and as with personal trauma, the root causes of our cultural traumas are obscured, making what are essentially breaks with reality seem absolutely normal and inevitable, at least to those experiencing it.

Power and society

This system of domination also lives inside of us, within our bodies, our emotions, our relationships, our attitudes, our social structures, the way we act towards those we see as different to ourselves, other species and the wider natural world. We can see it in the way we bring up our kids, in our family and work relationships, and also in our health, education, economic, and political systems.

The casualties of power by domination include those currently at its apex, many of whom have been through a traditional ruling class upbringing of distant or proxy parenting, separation, physical punishment and/or emotional denial combined with treats and rewards, sometimes with visibly crippling results, but intended to result in the smooth, controlled and controlling presentation of the elite. These child-rearing practices are designed to cauterize empathy in the next generation of the ruling class. This vicious cycle of unacknowledged intergenerational personal and cultural trauma, combined with a hereditary system of domination turbo charged by the neoliberal agenda over the past 40 years, is now running close to costing us everything.

Wherever any of us experience or perpetrate domination, it is traumatic and traumatizing. Our personhood, our capacity for loving connection, our innate health are defiled and traumatized by this system. The implications of this collective blind spot for our capacity to create collaborative, rather than dominating, cultures and social infrastructure is monumental: if we can’t name it, we can’t change it.

But at the same time as all this, that innate health (both personally and collectively) is still alive, active and accessible to us. And this is where hope lies. If we address the root cause of our problems – we may even yet be able to change some of our outcomes.

Changing the power dynamic

Given the rapid unraveling of the natural systems that all us living beings depend on to survive, only the deepest of change is enough. We don’t need system change, if that means some changes to this system. We need to turn the dominating system into compost that can nourish the living systems we are.  Carbon emissions have never been the real problem; they are simply a consequence of the fact that our system leaves us too traumatized to act rationally, even in the face of possible extinction.

Personal and collective inner work is needed to unpick the systems of domination that play out in our bodies and psyches, in our personal and work relationships, in our organizations, our social systems, our relationships across cultures and with other species and ecosystems. Doing this difficult, often painful work is the only viable way out of this mess. Luckily, it is also the work of healing and liberation. It takes courage and determination to start, and it is not easy, but once we have begun it is a movement towards health and wholeness that brings with it increasing capacity for connection, pleasure, love and joy.

From shaming to learning

It is impossible to transform toxic power relations without venturing into the emotional realm. Without understanding and working to heal the unconscious drivers, which suppress our empathy, we inevitably end up disempowering others and ourselves, and often unintentionally replicate that which we are trying to change.

None of this is socially acceptable!

In dominating cultures we laugh at and judge harshly people who show their care too clearly – those who go to therapy (screw-ups), who show vulnerability (failures), who take care with language (politically correct) who work for the environment (tree huggers), who protest and get arrested (attention-seeking privileged, or dirty criminals), who dance (hippies), who cry (embarrassing), who try to make a difference (do-gooders).

Standing up to this can be tough, but we can support one another and know that the fact that we feel such social censure is a good indication that we’re successfully challenging the system. Transforming attempts to shame us into opportunities to learn more about the system we need to change is core to this work. We (collectively) need to be doing this work at every level: in ourselves and our relationships, in our families, in our workplaces, in our professions, in the way we do politics, education, healthcare, nature-care, but we also need to be sure that the changes we are making are genuinely coming from a different root and will give us different results.

Resisting, and trusting our guts

Much of the cultural genocide practiced during the (ongoing) colonial period was and is done by people convinced that they are acting well: freeing others from ignorance and ungodliness, bringing health, education and democracy, stimulating new markets.

So how can we tell what change is genuinely helpful?

There are no road maps, but there are processes and practices that can help guide us. Understanding how trauma works, and how to process and heal it is crucial. We know how to work with trauma in the personal mind-body. Working with trauma in our social and cultural systems is not all that different: what we know works in personal therapeutic processes we can apply out in the world.

We can bring curiosity, tenacity, compassion, generosity, sensitivity, honesty, courage, spaciousness and patience. We can look at the history and the painful triggers together. We can express and unwind our hurt, shame and loss together. We can open our hearts, practice mindfully, use our imaginations and our creativity to build new ways of doing things (pretty much everything), get comfortable with making mistakes (and learning from them), with not knowing, with showing our vulnerability, and also with showing the strength of our care.

We don’t have to shrink from hard truths. We can make a stand when we see domination in action, we can pay attention to and resist the old patterning, and we can pick ourselves up over and over again as we inevitably fail. We can apologize, make reparations. We can forgive, build relationship across all kinds of perceived differences, prioritize connection over performance, treasure the local, challenge the global, center the earth, and learn how to trust our collective guts.

We need to resist the cultural programming that says there’s nothing we can do, that those in power know best, that genuine social change is a myth. Let’s resist it by proving it wrong: facing our fears and doing it anyway. Let’s take whatever first small, wise steps we need to towards creating a world where we know and act on the truth that our well- being depends on ensuring the well-being of others, not on exploiting them.

We can’t now stop the reckoning that’s underway. We can only wake up, take responsibility, get over our egos and start working together for our collective, planetary healing. This is the ONLY work that matters now. We don’t necessarily need to change what we are doing. We simply need to do it with this in mind/ heart, in community/ society, in relationship with all.

The Sunset assembly

As the sun goes down on the 29th of October, a unique assembly will begin. It will continue for 24 hours, following the sunset around the world, passed from community to community.

Community members will speak and listen to one another from the heart. Each community will use different forms of meeting, as we collectively seek a path towards a politics of wholeness where our decisions are based on being deeply present to each other, rather than speaking at each other. Our common focus is on:

“How the system is impacting on me and my community, and how we are resisting, creating alternatives and maintaining connectedness in the face of it”

The timing is no coincidence: COP26 starts on 1st November and will be no different to the previous 25. The Climate COPs are mind-bogglingly successful at pretending they are tackling the climate crisis, while enabling the fossil fuel industry to receive billions in subsidies, emissions to rise exponentially, and corporate interests to perpetually delay real action.

Grassroots to Global, which has sparked this assembly, is working to build alternatives to our current collective decision making processes. Most of what democracy we have has been wrung from the hands of those with power who have given up only the absolute minimum amount of power they have had to in order to stay in power – most often followed by their rapidly retracting the real power to decide.

We need to rediscover enduring – and explore emerging – ways to gather, to deliberate and to decide together – developing a ‘relational democracy’ that can deepen and replace an easily captured ‘representational democracy’, and that can prevent democracies from sliding into outright authoritarianism.

Enabling the future

This is an ongoing area of exploration (you can read early thinking on that here and here) and will continue to develop as we learn through processes like Reworlding and the Sunset Assembly. Some essential elements of such relational decision-making processes include:

  1. Building relationship: Ensuring all groups are included, specially those that are marginalized – ideally as partners in developing processes – to ensure the whole picture is addressed and that everyone is included. Given experiences of co-option and marginalization, people may start out skeptical, and the proof of inclusion will be in the practice not the promise.
  2. Dealing with power: Having strategies for managing those who are conditioned to take, or give away, personal power, e.g. ensuring those used to speaking, to listen; and, those used to listening, to speak.
  3. Centering empathy: Having strong input to support the development of relational skills e.g. listening, confidence, self-reflection and expression, emotional self-management, empathy.
  4. Addressing trauma: Dealing early and well with conflict and trauma responses when they are triggered, and taking a transformative approach to trauma, reactivity and conflict (they are complex, nuanced and full of incredibly useful information) while also maintaining safety to ensure care for anyone re-experiencing trauma, and to limit triggering of others.

We have to become slow and deep enough to swiftly make the fundamental changes that are needed.

It is not our humanity that is the problem; it is an inhumane system of appropriation and exploitation that persuades us to rely on it for our survival and well being, while it devours both. Our wellbeing can only ever rely on ensuring, not exploiting, the well-being of others.

From few to many, we are everywhere

Groups who will join the Sunset Assembly include:

  • a diverse group of people from the Andes, the Amazon and the coast in Peru
  • a group in North Sulawesi, Indonesia who will be opening with a sunset ritual held by Minahasa elders
  • elders from West Papua reflecting on the devastation of palm oil and other colonial impacts
  • the Ogiek of Mount Elgon in Kenya, who are holding over part of a wider community meeting so that it can happen within this assembly
  • And more, including from Aotearoa, Scotland, Australia  . . .

Alongside these assembly-holding groups, anyone from anywhere in the world is invited to join as witnesses at any point. Witnesses are invited to deeply experience and listen to the holding groups. We believe witnessing is an active process in which attention and intention make a real difference to the process.

In between each section, we will hold a “Sharing Circle’ which is open to all, taking turns to speak for a few minutes each, speaking from the heart without the need to prepare, bringing our own feelings and reflections, and hearing other Witnesses’ voices.

We hope this can be the beginning of a whole-globe check-in. If you would like to participate as a witness, please sign up here.

Beyond the sunset, we aim to hold a Sunrise Assembly after COP, hopefully joined by many new collaborators, focusing on how communities can gather locally and trans-locally to make heart-centered decisions, and so take responsibility for the future in a way that can replace a global decision-making system that is paralyzed by its own trauma.

These around-the-world assemblies are sparked by Grassroots to Global, building on the Reworlding gathering. Our river is joining with many others on different versions of the same journey, and we encourage everyone who is not already engaged to explore and develop their own streams of inspiration, so we can flow together towards a politics of wholeness, which confronts and overcomes the very real obstacles in our way.

——————————————————————————-


Eva Schonveld is a climate activist, process designer and facilitator, supporting sociocratic system development, decision-making and facilitation. She co-founded Starter Culture and is currently working on Grassroots to Global, a project which asks: can we co-develop a more empathic, democratic, political system which could connect internationally in a global assembly to address the root causes of climate change?

Justin Kenrick co-founded Heartpolitics, is a Quaker, and trained in Buddhist psychotherapy. He is an anthropologist and a Senior Policy Advisor at Forest Peoples Programme where he works for community land rights in Kenya and Congo. He is a director of Life Mosaic, and also works on land reform in Scotland. He lives in Portobello, Edinburgh, where he chairs Action Porty which undertook the first successful urban community right to buy in Scotland. He writes in many contexts , and was on the Stewarding Group of the Scottish Government’s Climate Citizens Assembly which XR Scotland campaigned for but ultimately had to leave.

Against Enclosure: The Commonwealth Men

Against Enclosure: The Commonwealth Men

This article originally appeared in Climate&Capitalism.

Editor’s note: We are no Marxists, but we find it important to look at history from the perspective of the usual people, the peasants, and the poor, since liberal historians tend to follow the narrative of endless progress and neglect all the violence and injustice this “progress” was and is based on.


How 16th century reformers fought privatization of land and capitalist agriculture

Featured image: A 16th Century printing press. Commonwealth views were widely disseminated in books, pamphlets and broadsides.

Capital versus Commons is a series of articles on early capitalism and agriculture in England. It was previously titled ‘Robbing the Soil.’ 

PART ONE discussed the central role of shared property and common rights to resources in pre-capitalist agriculture. In the 1400s that system began to break down, beginning the transition from feudalism to capitalism

PART TWO discussed the processes known as ‘enclosure.’ In the late 1400s, landlords began evicting small tenant farmers to increase profits, often by creating large sheep farms. In the 1530s that change was intensified when Henry VIII seized the church’s vast lands and sold them to investors who raised rents and imposed shorter leases. The twin transformations that Marx called primitive accumulation — stolen land becoming capital and landless producers becoming wage workers — were well underway when thousands of peasants rebelled against the changes in 1549.

PART THREE discusses the protestant reformers who opposed the growing drive for privatization of land in the mid-1500s.


by Ian Angus

“I must needs threaten everlasting damnation unto them, whether they be gentlemen or whatsoever they be, which never cease to join house to house, and land to land, as though they alone ought to purchase and inhabit the earth.”—Thomas Cranmer, Archbishop of Canterbury, 1550[1]

“Accumulate, accumulate! That is Moses and the prophets!”—Karl Marx, 1867[2]

The privatization of land has been justly described as “perhaps the weirdest of all undertakings of our ancestors.”[3]

Enclosure — the transformation of common resources into private property — was a fundamental feature of the rise of capitalism in early modern England. It involved not only new ways of using the land, but also, as both cause and effect, new ways of thinking about it.

The idea that individuals could claim exclusive ownership of parts of nature on which all humans depend was very weird indeed. Contrary to the oft-expressed view that greed is inherent in human nature, the shift from commons-based to private-profit-based farming was not accepted easily — in fact, it was denounced and resisted as an assault of the laws of God and the needs of humanity.

+ + +

Henry VIII died in 1547, succeeded as king by Edward VI, then only nine years old. For the next six years, actual political power rested with a regency council, headed by the Duke of Somerset until 1549, and by the Duke of Northumberland from late 1549 until Edward’s death in 1553.

Somerset and Northumberland were strong protestants who wanted the English church to move farther from catholic doctrine and practices than Henry had allowed. To promote that, the law outlawing heresy was repealed and censorship was relaxed, beginning a period that has been called “the first great era in the history of English public discussion.”[4]

Liberal protestants took advantage of that opening to campaign vigorously, not just for religious reform, but against sin and corruption in society at large, particularly the erosion of traditional economic values. Their powerful condemnations of greedy landlords and merchants circulated both as books and sermons addressed to the wealthy, and as inexpensive pamphlets and broadsides that were sold in city streets.

They don’t seem to have acted as an organized group, but their speeches and writings clearly reveal the presence of a strong current of anti-capitalist opinion in England in the mid-1500s. Because they focused on the common weal — common good — historians have labelled them the commonwealth men.

Cormorants and greedy gulls

R.H. Tawney’s 1926 book Religion and the Rise of Capitalism remains the best account of the complex connections between social and religious criticism in Tudor England.

“It was an age in which the popular hatred of the encloser and the engrosser found a natural ally in religious sentiment, schooled, as it was, in a tradition which had taught that the greed of gain was a deadly sin, and that the plea of economic self-interest did not mitigate the verdict, but aggravated the offence.

“In England, as on the Continent, doctrinal radicalism marched hand in hand with social conservatism. The most scathing attack on social disorders came, not from the partisans of the old religion, but from divines on the left wing of the Protestant party, who saw in economic individualism but another expression of the laxity and licence which had degraded the purity of religion, and who understood by reformation a return to the moral austerity of the primitive Church, no less than to its government and doctrine.”[5]

The great sin they condemned was covetousness — the desire to accumulate ever more wealth. Hugh Latimer, the most popular preacher of the day, condemned landlords’ greed in general, and enclosure in particular, in a sermon preached before the King and other worthies.

“You landlords, you rent-raisers, I may say you step-lords, you unnatural lords, you have for your possessions yearly too much. For what here before went for twenty or forty pound by year, (which is an honest portion to be had gratis in one lordship of another man’s sweat and labour) now is let for fifty or an hundred pound by year. … Too much, which these rich men have, causes such dearth, that poor men, which live of their labour, cannot with the sweat of their face have a living …

“These graziers, enclosers and rent-raisers, are hinderers of the King’s honour. For where as have been a great many householders and inhabitants there is now but a shepherd and his dog.”[6]

Those views found support in the country’s top ruling circles. The Book of Private Prayer, prepared by Archbishop Cranmer and other officials of the established church in 1553, included a prayer “For Landlords.”

“We heartily pray Thee to send Thy Holy Spirit into the hearts of those that possess the grounds and pastures of the earth, that they remembering themselves to be Thy tenants may not rack nor stretch out the rents of their lands, nor yet take unreasonable fines. … Give them grace also … that they … may be content with that which is sufficient and not join house to house and land to land, to the impoverishment of others, but so behave themselves in letting out their lands, tenements and pastures that after this life they may be received into everlasting dwelling places.”[7]

One of the most vehement critics of greed and exploitation was the London-based printer and poet Robert Crowley, who offered this explanation for the 1549 peasant rebellions.

“If I should demand of the poor man of the country what thing he thinks to be the cause of Sedition, I know his answer. He would tell me that the great farmers, the graziers, the rich butchers, the men of law, the merchants, the gentlemen, the knights, the lords, and I can not tell who; men that have no name because they are doers of all things that any gain hangs upon. Men without conscience. Men utterly devoid of God’s fear. Yea, men that live as though there were no God at all! Men that would have all in their own hands; men that would leave nothing for others; men that would be alone on the earth; men that be never satisfied.

“Cormorants, greedy gulls; yea, men that would eat up men, women, & children, are the causes of Sedition! They take our houses over our heads, they buy our lands out of our hands, they raise our rents, they levy great (yea unreasonable) fines, they enclose our commons! No custom, no law or statute can keep them from oppressing us in such sort, that we know not which way to turn so as to live.”[8]

Condemning “lease mongers that cancel leases on land in order to lease it again for double or triple the rent,” Crowley argued that landlords should “consider themselves to be but stewards, and not Lords over their possessions.”

“But so long as this persuasion sticks in their minds — ‘It is my own; who shall stop me from doing as I like with my own as I wish?’ — it shall not be possible to have any redress at all. For if I may do with my own as I wish, then I may suffer my brother, his wife, and his children toil in the street, unless he will give me more rent for my house than he shall ever be able to pay. Then may I take his goods for that he owes me, and keep his body in prison, turning out his wife and children to perish, if God will not move some man’s heart to pity them, and yet keep my coffers full of gold and silver.”[9]

Back to the feudal

While no one can doubt the sincerity of their criticism of the rich, the commonwealth men were also “united in denouncing the rebels, whose sin could never be justified even if their grievances could.”[10]

The Archbishop of Canterbury, whose denunciation of wealth accumulation is quoted at the beginning of this article, also, in the same sermon, condemned “unlawful assemblies and tumults,” and people who “confound all things upsy down with seditious uproars and unquietness.” “God in his scriptures expressly forbids all private revenging, and had made this order in commonwealths, that there should be kings and governors to whom he has willed all men to be subject and obedient.”[11]

Speaking of the 1549 rebellions, Latimer declared that “all ireful, rebellious persons, all quarrelers and wranglers, all blood-shedders, do the will of the devil, and not God’s will.” Disobedience to one’s superiors was a major sin, even if the superiors were themselves violating God’s laws. “What laws soever they make as concerning outward things we ought to obey, and in no wise to rebel, although they be never so hard, noisome and hurtful.”[12]

Immediately after condemning landlords as cormorants and greedy gulls, Crowley told the 1549 rebels that they had been misled by the devil: “to revenge wrongs is, in a subject, to take an usurp the office of a king, and, consequently, the office of God.” The poor should suffer in silence, awaiting royal or divine intervention.

Like the nineteenth century “feudal socialists” who Marx and Engels criticized three centuries later, the commonwealth men were literally reactionary — they wanted “to roll back the wheel of history.” “From the ills of present-day society this group draws the conclusion that feudal and patriarchal society should be restored because it was free from these ills.”[13]

As historian Michael Bush says, the commonwealth men “showed concern for the poor, but accepted the need for poverty.”

“Without exception they subscribed to the traditional ideal of the state as a body politic in which every social group had its place, function and desert. … They pleaded with rulers to reform society, and proposed various means, but not by changing its structure. Their thinking was paternalistic and conservative. Although they censured the nobility, it was for malpractices, not for being ruling class.”[14]

English protestant reformers in the mid-1500s “inherited the social idea of medieval Christianity pretty much in its entirety,” so their views were “especially antithetical to the acquisitive spirit that animated the emerging society of capitalism.”[15]

In the 1500s, Tawney wrote, “the new economic realities came into sharp collision with the social theory inherited from the Middle Ages.”[16] What shocked and frightened the commonwealth men was not just poverty, but the growth of a worldview that repudiated “the principles by which alone, as it seemed, human society is distinguished from a pack of wolves.”

“That creed was that the individual is absolute master of his own, and, within the limits set by positive law, may exploit it with a single eye to his pecuniary advantage, unrestrained by any obligation to postpone his own profit to the well-being of his neighbours, or to give account of his actions to a higher authority.”

The wolf-pack creed they were fighting, Tawney commented ironically, was “the theory of property which was later to be accepted by all civilized communities.”[17]

A Losing Battle

The commonwealth men were eloquent and persuasive, but they were fighting a losing battle. The aristocrats who owned most of England’s farmland and controlled the government could tolerate public criticism and ineffective laws, but not anything that actually threatened their wealth and power. They blamed the 1549 rebellions on the critics, and quickly ousted the Duke of Somerset, the only member of the regency council who seemed to favor enforcing the anti-enclosure laws.

What remained of the commonwealth campaign collapsed after 1553, when the catholic Mary Tudor became queen and launched a vicious reign  of terror against protestants. Some 300 “heretics,” including Hugh Latimer and Thomas Cranmer, were burned at the stake, and hundreds more fled to protestant countries on the continent.

Capitalist practices already had a strong foothold in the countryside in the 1540s, and they spread rapidly in the rest of the century, without regard to what Christian preachers might say. “Forms of economic behavior which had appeared novel and aberrant in the 1540s were becoming normalized virtually to the point of being taken for granted.”[18]

For landowners who wanted to preserve their estates, that shift wasn’t a choice. It was forced on them by changes beyond their control.

“Between the beginning of the sixteenth century and 1640 prices, particularly of foodstuffs, rose approximately sixfold. … [This] put an unusual premium energy and adaptability and turned conservatism from a force making for stability into a quick way to economic disaster. Landed families which stuck to the old ways, left rents as they were, and continued to grant long leases soon found themselves trapped between static incomes and rising prices.”[19]

As a result, the trends that Latimer and his co-thinkers opposed actually accelerated, and their vision of a reborn feudal paternalism was replaced in ruling class thought by what historian C.B. MacPherson calls “possessive individualism” — the view that society is a collection of market relations between people who have an absolute right to do as they wish with their property.[20] That view has remained central to all variants of capitalist ideology, down to the present.

Parliament never passed another anti-enclosure bill after 1597, and the Stuart kings who succeeded the Tudors in 1603 only gave lip-service to protecting the poor from enclosure. “Commissions were issued from time to time for the discovery of offenders, but their crimes were pardoned on payment of a money fine. The punishment of enclosers had degenerated into a revenue-raising device and little else.”[21]

As Christopher Hill writes, in the century before the English Revolution, ruling class attitudes toward the land changed radically. “No government after 1640 seriously tried either to prevent enclosures, or even to make money by fining enclosers.”[22]

But only the rich had decided that land privatization was a good idea. The poor continued to resist that weird undertaking, and for some, the objective now was communism.

To be continued …


Notes

I have modernized spelling, and occasionally grammar and vocabulary, in quotations from 16th and 17th century authors.

[1] Thomas Cranmer, “A Sermon on Rebellion,” The Works of Thomas Cranmer, ed. John Edmund Cox (Cambridge University Press, 1846), 196. The date 1550 is approximate.

[2] Karl Marx, Capital, vol. 1, (Penguin Books, 1976), 742.

[3] Karl Polanyi, The Great Transformation (Beacon Press, 2001), 178.

[4] Arthur B. Ferguson, The Articulate Citizen and the English Renaissance (Duke University Press, 1965), xiii.

[5] Richard H. Tawney, Religion and the Rise of Capitalism: A Historical Study (Angelico Press, 2021 [1926]), 140-41.

[6] Hugh Latimer, “The First Sermon Preached before King Edward, March 8, 1549,” Sermons by Hugh Latimer, (Christian Classics Ethereal Library)

[7] Quoted in Thomas Edward Scruton, Commons and Common Fields (Batoche Books, 2003 [1887]), 81-2.

[8] Robert Crowley, “The Way to Wealth,” The Select Works of Robert Crowley, ed. J.M. Cowper, (Kegan Paul Trench Trubner & Co., 1872), 132-3.

[9] Robert Crowley, “An information and petition against the oppressors of the poor commons of this realm,” The Select Works of Robert Crowley, ed. J.M. Cowper, (Kegan Paul Trench Trubner & Co., 1872), 162, 157.

[10] Catharine Davies, A Religion of the Word: The Defence of the Reformation in the Reign of Edward VI (Manchester Univ. Press, 2002), 159.

[11] Thomas Cranmer, “A Sermon on Rebellion,” The Works of Thomas Cranmer, ed. John Edmund Cox (Cambridge University Press, 1846), 192, 193

[12] Hugh Latimer, “The Fourth Sermon upon the Lord’s Prayer (1552)” Sermons by Hugh Latimer, (Christian Classics Ethereal Library) https://ccel.org/ccel/latimer/sermons/

[13] Karl Marx & Frederick Engels, Collected Works, vol. 6, (International Publishers, 1976) 494, 355.

[14] M. L. Bush, The Government Policy of Protector Somerset (Edward Arnold, 1975), 61.

[15] Arthur B. Ferguson, The Articulate Citizen and the English Renaissance (Duke University Press, 1965), 248.

[16] Tawney, Religion and the Rise of Capitalism, 135.

[17] Tawney, Religion and the Rise of Capitalism, 146-7.

[18] Keith Wrightson, Earthly Necessities: Economic Lives in Early Modern Britain (Yale University Press, 2000), 202.

[19] Lawrence Stone, The Crisis of the Aristocracy, 1558-1641 (Oxford University Press, 1965), 188, 189-90.

[20] C. B. Macpherson, The Political Theory of Possessive Individualism: Hobbes to Locke (Oxford University Press, 1962).

[21] Joan Thirsk, “Enclosing and Engrossing, 1500-1640,” in Agricultural Change: Policy and Practice 1500-1750, ed. Joan Thirsk (Cambridge University Press, 1990), 67.

[22] Christopher Hill, Reformation to Industrial Revolution (Weidenfeld & Nicolson, 1968), 51.

Historical and social change

Historical and social change

This article is from the blog buildingarevolutionarymovement.

This post looks at what is social change, causes of social change, what is historical change, and theories of social and historical change. This final section of the post includes something on Marxist theories of history.

I looked at theories of change at the social movement and institutional level in previous posts: part 1part 2part 3.

What is social change?

Social change is the changes to the social structure and social relationships of society. There is also cultural change. Social changes include changes in age distribution, birth rates, changes in the relationship between workers and employers when there is more union activity. Cultural changes include the invention and popularisation of new technology, new words added to a language, changing concepts of morality, new forms of music and art. They overlap and all important changes include both social and cultural changes. In sociology, ‘sociocultural change’ is used to describe changes of both forms. [1]

The main characteristics of social change include:

  • social change is universal to all societies
  • social change happen across a whole community or society, not small groups of individuals
  • the speed of social change is not uniform within a society
  • the speed of social change is different in each age or period, it is faster than in the past
  • social change is an essential law of nature
  • definite prediction of social change is not possible
  • social change shows a chain-reaction sequence – on change leads to the next
  • social change results from the interaction of several factors
  • social changes generally result in modification or replacement [2]

Causes of social change

There are several causes of social change:

  • Natural factors such as storms, earthquakes, floods, drought and disease
  • geographical factors such as availability or national resources and levels of urbanisation
  • demographic factors such as birth and death rate
  • socio-economic factors such as levels of industrialisation, market capitalism and bureaucratisation
  • cultural factors as describes in the section above
  • science and technology factors
  • conflict and competition factors such as war and popular movements for change
  • political and legal power factors such as redistribution of wealth or corporate power
  • ideas and ideology factors such as religious beliefs, political and economic ideology
  • diffusion factors which is the rate that populations adopt new goods and services
  • acculturation which is the modification of the culture of a group due to contact with a different culture [3]

What is historical change?

This is gradual and fast (rupture) transformation change in society. The transition from feudalism to capitalism was a historical, transformation change. So is a transition from capitalism to an alternative – socialism, communism.

Theories of social and historical change

There are four broad theories of social change: evolutionary, cyclical, functionalist, and conflict. And several other theories of historical change.

Evolutionary theories

These are based on the assumption that societies gradually change from simple or basic to more complex. There are three forms.

Linear or unilinear evolution describes the change to be progress to something better, more positive and beneficial to reach higher levels of civilisation. This theory was developed by the early theorists of human society in the 19th century. They believed that each society would pass through a “fixed and limited number of stages in a given sequence.”

Universal evolution is similar to the previous theory but does not view each society going through the same fixed stages of development.

Multilinear evolution has been developed by modern anthropologists. They see the process of social change as flexible, open-ended and not a universal law. They still see societies developing from small-scale to large-scale and complex. These theorists state that change takes place in many different ways and does not follow the same direction in every society. They do not believe that ‘change’ means ‘progress.’ [4]

Cyclical theory

This is also known as process theory and natural cycles. This describes how civilisations go through a process of birth, growth, maturity, decline and death in the same ways as living beings. Then the process is repeated with a new civilisation. [5]

Functionalist theories

These theories focus on social order and stability so some argue this limits their ability to explain social change. These theories ask what function different aspects of society play in maintaining social order. Examples include religion, education, economic institutions and the family. Some see society as at equilibrium and change results in a new equilibrium forming. Changes can come from other societies outside the society or from inside. [6]

Conflict theories

These can be seen as a response to the functionalist theories, that were seen to not have a place for change so could not explain social change. Conflict theorists argue that institutions and practices were maintained by powerful groups. Conflict theorists do not believe that societies evolve to a better place but that conflict is necessary for change and groups must struggle to ensure progress. Conflict theories are influenced by Karl Marx. [7]

Great man theory of history

This is a 19th-century idea that states that history is driven by great men or heroes, who are “highly influential and unique individuals who, due to their natural attributes, such as superior intellect, heroic courage, extraordinary leadership abilities or divine inspiration, have a decisive historical effect.”[8] Recently this concept has been ‘de-gendered’, replacing ‘Great Man’ with ‘Big Beasts’ [9]

Marxist theories of history

Karl Marx and Friedrich Engels wrote about and inspired several Marxist theories of historical and social change. See a previous post on Marx’s Marxism.

The materialist conception of history (or Historical materialism), Marx argued that the material conditions of a society’s mode of production (productive force and relations of production) that determine a society’s organisation and development and not ideas or consciousness. ‘Material conditions’ mean the ability for humans to collectively reproduce the necessities of life. [10]

Dialectical materialism can be understood as Marx’s framework for history:

“History develops dialectically, that is to say, by a succession of opposing theses and antitheses followed by their synthesis, which contains part of each original thesis. For Marx, this dialectical process would necessarily be a material one; developments in the substructure of economic life, such as those in production, the division of labor, and technology, all have enormous impact on the superstructure of the political, legal, social, cultural, psychological, and religious dimensions of human society.” [11]

Marx and Engels’ “stages of economic development, or modes of production, build on one another in succession, each brought about by a development in technology and social arrangement” They argued that societies pass through various stages with their own social-economic system – slavery, feudalism, capitalism, communism. Each stage develops because of conflict with the previous one. [12]

Economic determinism states the economic relationships such as being a business owner or worker, are the foundation on which political and societal arrangements in society are based. Societies are therefore divided into conflicting economic classes (class struggle) whose political power is determined by the makeup for the economic system. There is some controversy over Marx and Engel’s exact position on this concept. [13]

There is a Marxist gravediggers thesis (also known as gravediggers argument/dialectic or Marxist teleological theory of history). This is based on the quote from the Communist Manifesto “What the Bourgeoisie therefore produces, above all, are its own grave diggers.” That the internal contradictions of capitalism will result in its inevitable destruction. As capitalism continues the class antagonism between the bourgeoisie and the proletariat will increase and push more and more people into the proletariat. [14] There is some controversy about this theory among Marxists and this post does a good job arguing that the end of capitalism is not inevitable.

Technological theories

Technology refers to the use of knowledge to make tools and utilise natural resources. Changes in technology result in changes in social relations. For Marx, “the stage of technological development determines the mode of production and the relationships and the institutions that constitute the economic system. This set of relationships is in turn the chief determinant of the whole social order.” [15]

Multiple causation theory of history

This states that historical change is complex and likely due to multiple causes related to political, economic, social, cultural and environmental events, as well as the significant individuals. [16] Max Weber supported this perspective “historical events are a matter of the coming together of independent causal chains which have previously developed without connection or direct import for one another” [17]

World-systems theory

This is a large scale approach to world history and social change, with the focus of social analysis on the world-system over the nation-state. The ‘world-system’ refers to the inter-regional and international division of labour, which divides the world into ‘core countries’, ‘semi-periphery countries’ and ‘periphery countries’. Core countries focus on ‘higher skilled capital-intensive production’, with the rest of the world focusing on ‘low-skilled, labour-intensive production’ and extraction of raw materials. Immanuel Wallerstein’s World-systems theory describes the shift from feudalism to capitalism; and then during the modern era, the centre of the core has moved from the Netherlands in the 17th century, Britain in the 19th century and the US after World War I. [18]

Endnotes

  1. https://www.masscommunicationtalk.com/different-theories-of-social-change.html
  2. https://www.sociologydiscussion.com/sociology/theories-of-social-change-meaning-nature-and-processes/2364
  3. http://people.uncw.edu/pricej/teaching/socialchange/causes%20of%20social%20change.htmhttps://ourfuture.org/20080514/why-change-happens-ten-theorieshttps://www.shareyouressays.com/knowledge/7-main-factors-which-affect-the-social-change-in-every-society/112456)
  4. https://www.masscommunicationtalk.com/different-theories-of-social-change.htmlhttps://www.sociologydiscussion.com/sociology/theories-of-social-change-meaning-nature-and-processes/2364https://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://guide2socialwork.com/theories-of-social-change/https://www.academia.edu/25227760/Theories_of_Social_Changehttps://www.shareyouressays.com/knowledge/6-most-important-theories-of-social-change-2/112462, https://article1000.com/theories-social-change/
  5. https://www.masscommunicationtalk.com/different-theories-of-social-change.htmlhttps://www.sociologydiscussion.com/sociology/theories-of-social-change-meaning-nature-and-processes/2364https://science.jrank.org/pages/8918/Cycles-Twentieth-Century.htmlhttps://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://guide2socialwork.com/theories-of-social-change/https://www.shareyouressays.com/knowledge/6-most-important-theories-of-social-change-2/112462, https://article1000.com/theories-social-change/
  6. https://www.masscommunicationtalk.com/different-theories-of-social-change.htmlhttps://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://guide2socialwork.com/theories-of-social-change/https://www.shareyouressays.com/knowledge/6-most-important-theories-of-social-change-2/112462, https://article1000.com/theories-social-change/
  7. https://www.masscommunicationtalk.com/different-theories-of-social-change.htmlhttps://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://guide2socialwork.com/theories-of-social-change/, https://article1000.com/theories-social-change/
  8. https://en.wikipedia.org/wiki/Great_man_theory
  9. https://www.historytoday.com/archive/head-head/there-still-value-%E2%80%98great-man%E2%80%99-historyhttps://www.andrewbernstein.net/2020/01/the-great-man-theory-of-history/https://www.visiontemenos.com/blog/the-great-man-theory-of-1840-leadership-historyhttps://www.communicationtheory.org/great-man-theory/
  10. https://en.wikipedia.org/wiki/Historical_materialism
  11. Dialectical Materialism and Economic Determinism: Freedom of the Will and the Interpretation of Behavior, Estelio Iglesias http://www.fau.edu/athenenoctua/pdfs/Estelio%20Iglesias.pdf
  12. Dialectical Materialism and Economic Determinism: Freedom of the Will and the Interpretation of Behavior
  13. https://en.wikipedia.org/wiki/Economic_determinism
  14. https://www.enotes.com/homework-help/explain-quote-what-bourgeoisie-therefore-produces-99615
  15. https://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://www.yourarticlelibrary.com/sociology/top-5-theories-of-social-change-explained/35124https://en.wikipedia.org/wiki/William_Fielding_Ogburn
  16. https://aeon.co/ideas/we-must-recognise-that-single-events-have-multiple-causes
  17. Perspectives in Sociology, E.C. Cuff, 2006, page 46
  18. https://en.wikipedia.org/wiki/World-systems_theory#The_interpretation_of_world_history
New research shows the power of putting your opponent in a bind

New research shows the power of putting your opponent in a bind

Editor’s note: “The strategies and tactics we choose must be part of a grander strategy. This is not the same as movement-building; taking down civilization does not require a majority or a single coherent movement. A grand strategy is necessarily diverse and decentralized, and will include many kinds of actionists. If those in power seek Full-Spectrum Dominance, then we need Full-Spectrum Resistance.”
McBay/Keith/Jensen (2011): Deep Green Resistance, p. 240

This article originally appeared in Waging Nonviolence.
Featured image: Serbians hit a barrel with Milosevic’s face on it. (Actipedia)


At 7:30 p.m. on Feb. 5, 1982, the streets of Swidnik, a small town in southeast Poland, suddenly became crowded. People strolled and chatted. Some carted their TV sets around in wheelbarrows or baby strollers.

The residents of Swidnik had not gone insane.

They were protesting the lies and propaganda they were hearing on the government’s TV news, which aired at that time every night. Two months earlier, in an attempt to suppress unrest and crush the Solidarity trade union, Gen. Wojciech Jaruzelski had declared martial law in Poland.

As the protests began to spread to other towns, the communist government faced two unattractive choices: arrest people for simply walking around, or let the symbolic resistance continue to propagate. Because the Polish authorities were put in a situation where they had no good options, the Swidnik walkabout could be considered a dilemma action.

This is one example cited in a recent publication called “Pranksters vs Autocrats: Why Dilemma Actions Advance Nonviolent Activism,” written by Srdja Popovic and Sophia McClennen.

“Dilemma actions are strategically framed to put your opponent between a rock and a hard place,” Popovic told me in an interview. “If your opponent reacts, there will be a cost. If your opponent doesn’t react, there will be a cost.”

Popovic is executive director of the Center for Applied Nonviolent Action and Strategies, or CANVAS, an organization that trains activists around the world in civil resistance strategies and tactics. From real-world experience, he knew that using creative tactics like dilemma demonstrations and humor — what the authors call “laughtivism” — could be powerful tools for resisting authoritarian regimes or struggling for human rights.

It was his friend McClennen, a professor at Penn State University, who suggested they do a pilot study to quantify the value of such methods and include the results in the book. The research examined 44 dilemma actions between 1930 and 2019.

The case studies included the well-known barrel stunt concocted by Otpor, the Serbian youth group that was instrumental in ousting dictator Slobodan Milosevic in 2000. Otpor pranksters found an old barrel and painted Milosevic’s face on it. After alerting the press, they placed the barrel, along with a heavy stick, in a busy upscale shopping district. A sign instructed passersby to “smash his face for a dinar. ” Soon people were lining up to deposit a coin and take a whack at their leader’s image.

Eventually the police arrived and, with the Otpor perpetrators laughing safely from a nearby coffee shop, the police vacillated. Do they arrest the mostly middle-class families who were standing in line, and risk provoking more opposition to the government? Or do they let the protest continue and potentially spread to other parts of the country? The police chose a third option. They arrested the barrel, and the next day the nation laughed when the opposition press ran pictures of the cops wrangling the barrel into their squad car.

Another case included in the study occurred in Russia. When the residents of a Siberian city were denied a permit to hold a street protest in 2012, they found a humorous workaround — have their toys demonstrate instead.

Activists staged a group of teddy bears, Lego people, toy soldiers and the like, all holding signs denouncing electoral corruption. Photos of the rebellious figurines spread across Russia, and soon others were reproducing the action.

Putin’s government was faced with two distasteful options: allow the dissent to flourish by ignoring the protests, or crack down on the tiny toy tableaus and look silly. The government chose to outlaw the action. Toys are not Russian citizens and therefore can’t take part in meetings, explained a government official in issuing the toy protest ban.

Like most tactics, dilemma actions rarely lead to the immediate granting of demands by the adversary. But generating a dilemma can sometimes dramatize injustices or contradictions in an opponent’s policies, making the invisible visible and changing the narrative around an issue. In fact, initial results of McClennen’s study suggest dilemma actions have the potential to provide a number of benefits that can help activists build successful civil resistance campaigns.

For example, protests that create dilemmas for an opponent are extremely successful at garnering media attention, attracting more supporters, and reducing fear among activists. The study also showed that incorporating a humorous element is an effective way of reframing the image of an authoritarian leader — from powerful or scary to weak and vulnerable.

McClennen, who stresses the research is very preliminary, is working with CANVAS to do a more rigorous study. “I do think … we will be able to show that a group can have outsized impact … if they use dilemma actions,” she said. “We think it, but we want to prove it.”

“It’s very important to calculate the costs and risks affiliated with a tactic, and involve your opponent’s reaction in the original planning process.”

There have been a few other academic efforts to analyze dilemma actions. “Pranksters vs Autocrats” incorporates ideas from a 2014 paper by Majken Jul Sørensen and Brian Martin that attempted to define some core characteristics of dilemma actions, and identify factors that can complicate an opponent’s response options. Sørensen is associate professor of sociology at Karlstad University in Sweden, and Martin is emeritus professor at the University of Wollongong in Australia.

Martin says that many activists focus solely on what they are going to do — how can they express their anguish about a particular issue. But when they think in terms of planning a dilemma action, they are forced to consider how the other side is likely to respond.

“And as soon as you do that, then you’re thinking strategically instead of just reactively or emotionally,” Martin said. “And I think that’s one of the great values of dilemma actions. They make you realize it’s an interaction, and you need to think about what the opponent might do, and what their choices are, and select your own options in that light.”

The more you think the process through, the more likely you will succeed, says Popovic. “It’s very important to calculate the costs and risks affiliated with a tactic, and involve your opponent’s reaction in the original planning process,” he added.

All acts of resistance operate within preexisting situations. The objective of any such action should be to change the situation so that it is more favorable to the resisters, or less favorable to their adversary. And, in fact, there is no bright line between dilemma actions and other types of nonviolent protest.

“At the simplest level, a dilemma action is an action that poses a dilemma for whoever’s responding to it,” Martin said. “But distinguishing it from a non-dilemma action is not so easy.”

Conventional nonviolent protests and dilemma actions share similar dynamics, because simply refusing to use violence can sometimes create a quandary for the opponent. Imagine human rights activists in an authoritarian country organizing a traditional nonviolent protest march. The dictator may be forced into something of a dilemma.

Ignoring the demonstrators or acceding to their demands may make the ruler appear weak, increasing the prestige and power of the human rights group. On the other hand, beating or arresting nonviolent protesters can seem heavy handed, bringing sympathy and additional support to the group.

So in principle, says Sørensen, who co-wrote the paper on dilemma actions with Martin, any nonviolent action might be considered a dilemma action. “It’s a continuum of different types of actions — some of them obviously involve a dilemma while for others the dilemma is not very clear,” she explained. “The circumstances will play a big role, and whether it is a dilemma will depend on what context are we talking about.”

“Some targets tend to be more vulnerable or more susceptible to dilemma actions. People with big egos, for example.”

Deliberately creating dilemmas for an opponent is not always possible or appropriate. But thinking about how an adversary might react can help inspire creativity when planning any resistance action. Taking into consideration the characteristics of your opponent — their vulnerabilities, motivations, goals, tendencies and so on — is always useful, but essential when designing a dilemma action. That’s because there needs to be a target that will experience the dilemma, and some anticipation of what choices that entity will make.

Getting the target to overreact can be an effective strategy in certain situations. “Some targets tend to be more vulnerable or more susceptible to dilemma actions,” Popovic said. “People with big egos, for example, are very often good targets.”

But cornering an opponent can also risk a violent crackdown. “It’s a very thin line,” Popovic added. “You really don’t want a lot of people to get hurt because of any tactics … because that causes fear.”

While many dilemma actions target a group, like the police or a government, Popovic thinks that singling out an individual is better because it puts the onus of decision on that person. “When you target an institution, you want to figure out who are the people in this institution,” he explained. “When you are personalizing your tactics, it always works better than if you are generalizing.”

A well-known example of a personalized dilemma action unfolded during the height of the Iraq War. Cindy Sheehan, the mother of a soldier who had been killed in action, set up camp outside George W. Bush’s ranch in Crawford, Texas while he was vacationing there. She vowed not to leave until the president met with her and explained the purpose of the war, and why so many young Americans continued to die.

A photo of Casey Sheehan is held by his friends and family of at an anti-war demonstration in Arlington, Virginia on October 2, 2004. Cindy Sheehan herself is partly visible behind a cameraperson at left. Ben Schumin, CC BY-SA 3.0 <http://creativecommons.org/licenses/by-sa/3.0/>, via Wikimedia Commons

Over the next three weeks, hundreds of supporters — politicians, celebrities and other bereaved parents — visited the encampment. Almost daily international press coverage of the standoff increased the pressure on Bush, leaving him no good options.

While sitting down with a grieving mother posed risks for the president by spotlighting the human costs of the conflict, every day he refused to meet brought more publicity for the growing antiwar movement. In the end Bush chose not to have the meeting, but the action was instrumental in shaping public opinion against the war.

Dilemma demonstrations have long been used, albeit sometimes accidentally or unconsciously, to leverage gains in resistance campaigns, but only recently have they become the subject of serious study. Works like “Pranksters vs Autocrats” offer insights into the dynamics of dilemma actions, as well as provide some hard evidence on the advantages of this technique.

The main value in thinking about dilemmas may be that it requires activists to plan actions that take into account how the other side is likely to react, and design tactics in ways that make the opponent’s response less effective. This approach can lead to protests that are proactive, strategic and ultimately more compelling.


James L. VanHise is a writer who lives in Raleigh, NC. He has written about Gene Sharp and civil resistance in The Progressive, Peace Magazine, Waging Nonviolence and elsewhere. James blogs about nonviolent strategy and tactics at nonviolence3.com. Follow him on Twitter at @Nonviolence30.