Dispossessed: Origins of the Working Class

Dispossessed: Origins of the Working Class

This story first appeared in Climate & Capitalism

Deprived of land and common rights, the English poor were forced into wage-labor


Articles in this series:

  1. Commons and classes before capitalism
  2. ‘Systematic theft of communal property’
  3. Against Enclosure: The Commonwealth Men
  4. Dispossessed: Origins of the Working Class

by Ian Angus

Who built the seven gates of Thebes?
The books are filled with names of kings.
Was it the kings who hauled the craggy blocks of stone?
—Bertolt Brecht, “A Worker Reads History”

Much academic debate about the origin of capitalism has actually been about the origin of capitalists. Were they originally aristocrats, or gentry, or merchants, or successful farmers? Far less attention has been paid to Brecht’s penetrating question: who did the actual work?

The answer is simple and of world-historic importance. Capitalism depends on the availability of large numbers of non-capitalists, people who are, as Marx said, “free in the double sense.” Free to work for others because they are not legally tied to a landlord or master, and free to starve if they don’t sell their labor-power, because they own no land or other means of production. “The possessor of labor-power, instead of being able to sell commodities in which his labor has been objectified … [is] compelled to offer for sale as a commodity that very labor-power which exists only in his living body.”[1]

This article outlines some key experiences of the first great wave of commoners who were separated from the land in England in the 1500s and 1600s.

Some commoners went directly from following a plough to full-time wage-labor, but many, perhaps most, tried to avoid proletarianization. Christopher Hill has shown that “acceptance of wage labor was the last resort open to those who had lost their land, but many regarded it as little better than slavery.”[2] Not only were wages low and working conditions abysmal, but the very idea of being subject to a boss and working under wage-discipline was universally detested. “Wage-laborers were deemed inferior in status to those who held the most minute fragment of land to farm for themselves,” so “men fought desperately to avoid the abyss of wage-labor. … The apotheosis of freedom was the stultifying drudgery of those who had become cogs in someone else’s machine.”[3]

The social order that capital’s apologists defend as inevitable and eternal is “the product of many economic revolutions, of the extinction of a whole series of older formations of social production.”[4] Acceptance of the wages-system as a natural way to live and work did not happen easily.

The Dispossessed

Some people worked for wages in feudal society, but it wasn’t until feudalism disintegrated that the long-term growth of a proletarian class began. It developed, directly and indirectly, from the destruction of the commons.

As we saw in Part One, there was significant economic differentiation in English villages long before the rise of capitalism. By the 1400s, in most communities there was a clear division between those whose farms were large enough to sustain their families and produce a surplus for the market, and the smallholders and cottagers who had to work full- or part-time for their better-off neighbors or the landlord.

Between the two groups was a surprisingly large category known as servants in husbandry — young people who lived with farm families to gain experience, until they could save enough to rent land and marry. They lived and ate with the farmer’s family, often had the right to keep a few sheep or other animals, and usually received a small annual cash payment. “Between one-third and one-half of hired labor in early modern agriculture was supplied by servants in husbandry, and most early modern youths in rural England were servants in husbandry.” At any time until about 1800, some 60 percent of men and women aged 15 to 24 were living-in as farm servants.[5]

In class terms, servants in husbandry were a transitional and temporary category, similar to apprentices or college students today. “Servants did not understand themselves, and were not understood by early modern society, to be part of a laboring class, youthful proletarians.”[6] I stress that because many authors have interpreted a late seventeenth century estimate that more than half the population were servants to mean that most people were wage-laborers. In fact, most servants could best be described as peasants-in-training. A substantial layer of people who had to sell their labor-power existed in the late 1600s, but they were still a minority of the population.

In the 1400s and early 1500s, most enclosures involved the physical eviction of many tenants, often entire villages. After about 1550, it was more usual for landlords to negotiate with their larger tenants to create bigger farms by dividing up the commons and undeveloped land. “It became typical for wealthier tenants to be offered compensation for the loss of common rights, while the landless poor, whose common rights were often much harder to sustain at law, gained little or nothing in return.”[7]

Loss of common rights was catastrophic for smallholders and cottagers. The milk and cheese from two cows could generate as much income as full-time farm labor, and their manure was fuel for the cottage or fertilizer for a garden. None of that was possible without access to pasture. Jane Humphries has shown that, before enclosure, in families where the men worked as day-laborers, the women and children worked on the commons, caring for animals, cutting turf and gathering wood for fuel and building, gathering berries, nuts and other wild foods, and gleaning leftover grain after harvest. “Since women and children were the primary exploiters of common rights, their loss led to changes in women’s economic position within the family and more generally to increased dependence of whole families on wages and wage earners.”[8]

At the same time, England was experiencing a baby boom — between 1520 and 1640, the population more than doubled, from about 2.4 million to over 5 million. That was still about a million fewer people than in the 1300s, before the Black Death, but the system that formerly fed 6 million people no longer existed. Population growth, rising rents, and the trend towards much larger farms were making it impossible for the poor to live on the land. It’s estimated that the proportion of agriculture laborers who had no more than a cottage and garden jumped from 11 percent in 1560 to 40 percent after 1620.[9]

Forced Labor

Turning the dispossessed peasants of Tudor and Stuart England into reliable wage workers required not just economic pressure but state compulsion. “Throughout this period compulsion to labor stood in the background of the labor market. Tudor legislation provided compulsory work for the unemployed as well as making unemployment an offence punishable with characteristic brutality.”[10]

The most comprehensive of those laws was the 1563 Statute of Artificers. Among its provisions:

  • Unemployed men and women from 12 to 60 years old could be compelled to work on any farm that would hire them.
  • Wages and hours for all types of work were set by local justices, who were drawn from the employing class. Anyone who offered or accepted higher wages was imprisoned.
  • No one could leave a job without written permission from the employer; an unemployed worker without the required letter could be imprisoned and whipped.

The pioneering economic historian Thorold Rogers described the 1563 Statute as “the most powerful instrument ever devised for degrading and impoverishing the English worker.”[11] R.H. Tawney compared its provisions to serfdom: “the wage-laborer … can hardly have seen much difference between the restrictions on his movement imposed by the Justices of the Peace and those laid on him by the manorial authorities, except indeed that the latter, being limited to the area of a single village, had been more easy to evade.”[12]

But no matter what the law said, there were often more workers than paying jobs, so many hit the roads in search of work. Such “masterless men” frightened the country’s rulers even more than the unemployed who stayed home. Tudor authorities didn’t recognize any such thing as structural unemployment — able-bodied people without land or masters were obviously lazy idlers who had chosen not to work and were a threat to social peace. Like most governments then and now, they attacked symptoms, not causes, passing law after law to force “vagrants, vagabonds, beggars and rogues” to return to their home parishes and work.

A particularly vicious law, enacted in 1547, ordered that any vagrant who refused to accept any work offered be branded with a red-hot iron and literally enslaved for two years. His master was authorized to feed him on bread and water, put iron rings around his neck and legs, and “cause the said slave to work by beating, chaining or otherwise in such work and labor how vile so ever it be.”[13] Vagabonds’ children could be taken from their parents and apprenticed to anyone who would have them until they were 20 (girls) or 24 (boys).

Other vagrancy laws prescribed whipping through the streets until bloody and death for repeat offenders. In 1576, every county was ordered to build houses of correction and incarcerate anyone who refused to work at whatever wages and conditions were offered.

As Marx wrote in Capital, “Thus were the agricultural folk first forcibly expropriated from the soil, driven from their homes, turned into vagabonds, then whipped, branded and tortured by grotesquely terroristic laws into accepting the discipline necessary for the system of wage labor.”[14]

Migration and emigration

Much of England was still unenclosed and sparsely populated, so rather than live as landless laborers, many families travelled in search of available farm land.

“This surplus population moved from the more overcrowded areas to the regions of fen and marsh, heath and forest; moor and mountain, where there were extensive commons still, on which a cottager with a little or no land could make a living from the rights of common, by which he could pasture some animals on the common and take fuel and building materials; where there were still unoccupied waste lands, on which the poor could squat in little cabins and carve out small farms for themselves; and where there were industrial by-employments by which a cottager or small farmer could supplement his income. By this migration and from these resources of common rights, wastelands and industry, the small peasant survived and poor or landless peasants were saved from. decline into wage-laborers or paupers.”[15]

But the largest number of migrants left England entirely, mostly for North America, or the Caribbean. Net emigration in the century before 1640 was close to 600,000, and another 400,000 left by the end of the century — extraordinarily large numbers from a country whose mid-1600s population was barely 5 million. What’s more, those are net figures — many more left, but their numbers were partially offset by immigrants from Scotland, Wales, Ireland and continental Europe.[16]

Most of the emigrants were young men, and about half paid for the dangerous ocean crossing by agreeing to be indentured servants for four or more years. That was a high price, but hundreds of thousands of landless peasants were willing to pay it. (For some it was not a choice: English courts frequently sentenced vagrants and other criminals to overseas indentured servitude.)

Labor in the Metropolis

For many of the dispossessed, establishing new farms in England or overseas was not possible or, perhaps, desirable. The alternative was paid employment, and that was most easily found — they hoped — in London.

“Whereas the population of England less than doubled from 3.0 million to 5.1 million between 1550 and 1700, London quadrupled from 120,000 to 490,000” — making it home to nearly 10% of the national population.[17]London normally had a high mortality rate, and repeated outbreaks of plague killed tens of thousands, so that growth could only have occurred if about 10,000 people moved there every year. Living conditions were terrible, but wages were higher than anywhere else, and hundreds of thousands of landless workers saw it as their best hope.

Most histories of the city emphasize its role as a hub of global trade and empire. As Brian Dietz comments, “historians by and large hesitate to associate London with manufacturing. An industrial image somehow seems inappropriate.”[18]

That’s understandable if “London” means only the walled capital-c City and the immediately surrounding parishes, where rich merchants lived and worked, and where guilds formed in medieval times still controlled most economic activity, but London was more than that. Most migrants lived in the eastern suburbs, which grew an astonishing 1400 percent between 1560 and 1680. In those suburbs, and south of the Thames, there were so many industrial operations that historian A.L. Beier describes the metropolis as an “engine of manufacture.” There were “water and corn mills on the rivers Lea and Thames; wharves and docks for repairing and fitting out ships between Shadwell and Limehouse; as well as lime-burning, brewing, bell-founding, brick and tile manufacture, wood- and metal-working.”[19]

In the metropolis as a whole, industry was more important than commerce. Few records of the size and organization of industries have survived, but it appears from burial records that in the 1600s, about 40 percent of the people in the metropolis worked mainly in manufacturing, particularly clothing, building, metalwork and leather work. Another 36 percent worked primarily in retail.[20]

Despite the growth of industry, few workers in London or elsewhere found long-term or secure jobs. Most wage-workers never experienced steady work or earned predictable incomes.

“Continuity in employment was not to be expected save among a minority of exceptionally skilled and valued employees. Most workers were engaged for the duration of a particular job, or in the case of seamen for a ‘run’ or voyage, while general labor was usually hired on a daily basis. The bulk of the laboring population, both male and female, therefore constituted a large pool of partially employed labor, which was drawn upon selectively as need arose. … For some, periods of fairly regular employment were punctuated by lengthy bouts of idleness. For others, days of work were scattered intermittently across the year. …[21]

London was by far the largest manufacturing center in England, but migrant workers played key roles in industrial growth in smaller cities as well. Among others, Coventry (population 7,000) attracted spinners, weavers, and cloth finishers, and Birmingham (population 5,000) was an important center for cutlery and nail manufacture.[22]

Working at Sea

In previous articles I discussed the Fishing Revolution — “the development and growth of intensive fishing in the North Sea and northwestern Atlantic Ocean in the fifteenth and sixteenth centuries.” Thousands of workers travelled to distant fishing grounds, where they worked for six or more months a year, catching, processing and preserving herring and cod. The Newfoundland fishery alone used more ships and required more workers than the more famous Spanish treasure fleet that carried silver from Central and South America. The offshore bank-ships and onshore fishing-rooms were factories, long before the industrial revolution, and the men who worked in them were among the first proletarians of the capitalist epoch.

In the 1600s, English ships and fishworkers became a dominant force in North Atlantic fishing. “The success of the North Sea and Newfoundland fisheries depended on merchants who had capital to invest in ships and other means of production, fishworkers who had to sell their labor power in order to live, and a production system based on a planned division of labor.”[23]

The growth of long-distance fishing prefigured and contributed to the growth of a larger maritime working class. Mainstream economic histories of 16th and 17th century England usually discuss the merchant companies that organized trade with Russia, Scandinavia, the Ottoman Empire, India and Africa, but few have much to say about the seamen whose labor made their trading voyages possible.

Fortunately, historians Marcus Rediker and Peter Linebaugh have been remedying that neglect. In Between the Devil and the Deep Blue Sea and The Many-Headed Hydra, they document the growth of a working class on merchant and naval ships — “a setting in which large numbers of workers cooperated on complex and synchronized tasks, under slavish, hierarchical discipline in which human will was subordinated to mechanical equipment, all for a money wage. The work, cooperation and discipline of the ship made it a prototype of the factory.”[24]

The capital that merchants invested in long-distance trade “necessarily set massive amounts of free wage labor in motion.”

“In the mid-sixteenth century, between 3,000 and 5,000 Englishmen plied the waves. But by 1750, after two centuries of intensive development, their number had ballooned to more than 60,000. Merchant shipping mobilized huge masses of men for shipboard labor. These workers entered new relationships both to capital — as one of the first generations of free waged laborers — and to each other — as collective laborers. … These cooperating hands did not own the tools or materials of production, and consequently they sold their skill and muscle in an international market for monetary wages. They were an absolutely indispensable part of the rise and growth of North Atlantic capitalism.”[25]

The Elizabethan Leap

Despite migration and emigration, England’s rural population grew substantially in the 15th and 16th centuries. The growth was accompanied by restructuring — the beginning of a long-term economic transition, away from farming to rural industry.

“The rural population wholly engaged in agriculture fell from 76 per cent in 1520 to 70 per cent in 1600, and 60.5 per cent in·1670. The ‘rural non-agricultural population,’ a category which includes the inhabitants of small towns a well as those of industrial villages, rose from 18.5 per cent in 1520 to 22 per cent in 1600, and 26 per cent by 1670.”[26]

Old rural industries prospered and new ones emerged as a result of what Marxist historian Andreas Malm calls the Elizabethan leap — the spectacular growth in the production of coal for both industrial and domestic use, replacing wood and charcoal. “The years around 1560 marked the onset of a virtual coal fever, all major fields soon undergoing extensive development; over the coming century and a half, national output probably soared more than tenfold.”[27]There were substantial coal mines in south Wales and Scotland, but the largest collieries were financed by groups of merchants and landowners in northeast England. Shipments down the east coast, from Newcastle to the fast-growing London market, rose from 50,000 tons a year in 1580 to 300,000 tons in 1640.

“Large specialist workforces with an elaborate division of labor were employed in sinking, timbering and draining pits, the hewing, dragging, winding and sorting of coal and its transportation to riverside staithes, where it was stored ready for shipment downriver in keelboats to meet the collier fleets at the mouths of the Tyne and Wear. …

“The overall growth of the industry meant that by 1650 coal was Britain’s principal source of fuel, not only for domestic heating, but also for the smithies, forges, lime kilns, salt pans, breweries, soapworks, sugar refineries, dyeing vats, brick kilns and numerous other industrial processes which consumed perhaps a third of total output.”[28]

By 1640, the English coal industry was producing three to four times as much coal as all of the rest of Europe combined, and employed more workers than all other kinds of English mining combined.[29] Some 12,000 to 15,000 workers labored directly in coal mining, and more worked in transportation and distribution — “those who produced the coal were greatly outnumbered by the carters, waggonmen, keelmen, seamen, lightermen, heavers, and coalmen who handled it on its way from pithead to hearth.”[30]

Spinners and Weavers

The growth of coal mining and coal-based industries was impressive, but wool was by far the most important raw material, and clothmaking was the largest non-agricultural occupation.[31] Until the late 1400s most raw wool was produced for export, mainly to cloth makers in Flanders, but by the mid-1500s, almost all of it was spun and woven in England. By 1700 English textile production had increased more than 500 percent, and cloth accounted for at least 80 percent of the country’s exports.

For centuries, cloth had been made by individual artisans for family use and for sale in local markets, but in the 1500s production came under the control of clothiers who delivered large quantities of wool to spinners, then collected the thread and delivered it to weavers. They specified what kinds of thread and cloth should be made, and shipped the product to the London merchants who controlled trade with Europe.

Clothmaking involved multiple tasks, including shearing, sorting and cleaning the raw wool, separating and organizing the fibers by combing or carding, dyeing, spinning, and weaving. Spinning, done almost exclusively by women, was the most time-consuming and employed the most workers.

The importance of women in spinning is illustrated by the fact that in the 1500s, the word spinster came to mean a single woman, and distaff (the staff that held wool or flax during spinning) referred to the female side of a family line.

Working backward from the amount of cloth produced for export and domestic use, historian Craig Muldew estimates that at least 225,000 women worked as spinners in 1590, 342,000 in 1640, and 496,000 in 1700. These estimates assume that all the spinning was done by married women, who would have to do other household work as well. Some would have been done by single women, so the actual number of working spinners was probably somewhat smaller, but nevertheless, “spinning was by far the largest industrial occupation in early modern England.”[32]

Roughly speaking, it took ten spinners working full time to produce enough thread to keep one weaver and an assistant working full time. Weavers were almost all men: some were employed in workshops with a few other weavers, but most worked in their homes. By the early 1600s, it was not unusual for a single capitalist to employ hundreds of cottage workers, and some clothiers employed as many as a thousand, all paid on a piece-work basis. For capitalists, putting-out was an effective means of mobilizing many workers in a complex division of labor while retaining effective control and minimizing capital investment. Cottagers were a wonderfully flexible workforce, easily discarded when the market contracted, which it often did.

Some spinners and weavers were successful peasants who supplemented their income with part-time wage-labor, but a growing number received most of their income in wages, and topped that up with the produce of small plots of land and the commons. As Marxist historian Brian Manning points out, in the seventeenth century increasing numbers had no land — they were “were very poor at the best of times, but during the periodic depressions of trade and mass unemployment they came close to starving.”[33] A class division was developing, between the peasantry and a rural proletariat.

“The critical divide lay in the borderland in which small holders or ‘cottage-famers’ with a little land and common rights, but partly dependent on wages earned in agriculture or industry, shaded into landless cottagers wholly dependent on wages. In the background to the revolution the number of the latter was growing.”[34]

In traditional handicraft production, the artisan purchased wool or flax from a farmer, decided what to make, and sold the finished product in a market or to an itinerant merchant. In the putting out system, a capitalist provided the raw material, dictated the type, quantity and quality of product to be produced, owned the product from beginning to end, and controlled payment. The producers were no longer independent artisans engaged in petty commodity production, they were employees in a system of capitalist manufacture.

A new class

As Marx wrote, a new class of wage-laborers was born in England when “great masses of men [were] suddenly and forcibly torn from their means of subsistence, and hurled onto the labor-market as free, unprotected and rightless proletarians.”[35]

With those words, and in his entire account of “so-called primitive accumulation,” Marx was describing the long arc of capitalist development, not an overnight change. It was sudden for those who lost their land, but the social transformation took centuries. In the early 1700s, two hundred years after Thomas More condemned enclosures and depopulation in Utopia, about a third of English farmland was still unenclosed, and most people still lived and worked on the land. It took another great wave of assaults on commons and commoners, after 1750, to complete the transition to industrial capitalism.

The century before the English revolution was a time of transition, a time when, to paraphrase Gramsci, the old order was dying while the new order was struggling to be born. An important part of that transition, as I have tried to show in this article, was the exclusion of uncounted commoners from the land, and the consequent birth of a new class of wage-laborers. None of the industries described here could have survived a day without them.

Over time, and with many detours and reverses, the dispossessed became proletarians.

Looking back, that transition appears inevitable, but it did not seem so to commoners at the time. They furiously resisted the privatizations that forced them off the land and into wage-labor. Mass opposition to the destruction of the commons was widespread, and some argued eloquently for a commons-based alternative to both feudalism and capitalism.

To be continued …

Banner image: Building and clothmaking were among the largest industrial occupations in the 17th century.


Notes

[1] Karl Marx, Capital: A Critique of Political Economy, trans. Ben Fowkes, vol. 1, (Penguin, 1976), 272-3.

[2] Christopher Hill, Liberty Against the Law: Some Seventeenth-Century Controversies (Verso, 2020), 66.

[3] Christopher Hill, Change and Continuity in Seventeenth Century England (Weidenfeld and Nicolson, 1974), 221, 237.

[4] Marx, Capital v.1, 273.

[5] Ann Kussmaul, Servants in Husbandry in Early Modern England (Cambridge University Press, 1981), 3, 4.

[6] Kussmaul, Servants in Husbandry, 9.

[7] Andy Wood, Riot, Rebellion and Popular Politics in Early Modern England (Palgrave, 2002), 83.

[8] Jane Humphries, “Enclosures, Common Rights, and Women: The Proletarianization of Families in the Late Eighteenth and Early Nineteenth Centuries,” The Journal of Economic History, (March 1990), 21. Humphries’ research focused on the 1700s, but her remarks apply with equal force to earlier years.

[9] Jeremy Boulton, “The ‘Meaner Sort’: Laboring People and the Poor,” in A Social History of England, 1500-1750, ed. Keith Wrightson (Cambridge University Press, 2017), 310-30.

[10] Maurice Dobb, Studies in the Development of Capitalism, Revised ed. (International Publishers, 1963), 233.

[11] Thorold Rogers, A History of Agriculture and Prices in England, vol. 5 (Clarendon Press, 1887), 628.

[12] R. H. Tawney, The Agrarian Problem in the Sixteenth Century (Lector House, 2021 [1912]), 33.

[13] Quoted in C.S.L. Davies, “Slavery and Protector Somerset; The Vagrancy Act of 1547.” Economic History Review 19, no. 3 (1966), 534.

[14] Marx, Capital: v.1, 899.

[15] Brian Manning, The English People and the English Revolution (Bookmarks, 1991), 187-8.

[16] No one knows exactly how many people immigrated and emigrated, because no one kept records. These figures are from the most authoritative study: E. A. Wrigley and R. S. Schofield, The Population History of England 1541-1871: A Reconstruction (Edward Arnold, 1981), 219-228.

[17] Roger Finlay and Beatrice Shearer, “Population Growth and Suburban Expansion,” in London 1500-1700: The Making of the Metropolis, ed. A. L. Beier and Roger Finlay (Longman, 1986), 38. Other estimates of London’s 1700 population range as high as 575,000.

[18] Brian Dietz, “Overseas Trade and Metropolitan Growth,” in London 1500-1700: The Making of the Metropolis, ed. A. L. Beier and Roger Finlay (Longman, 1986), 129.

[19] A. L. Beier, “Engine of Manufacture: The Trades of London,” in London 1500-1700, ed. Beier and Finlay, 163.

[20] Beier, “Engine of Manufacture,” 148.

[21] Keith Wrightson, Earthly Necessities: Economic Lives in Early Modern Britain (Yale University Press, 2000), 313.

[22] Brian Manning, Aristocrats, Plebeians and Revolution in England 1640-1660 (Pluto Press, 1996), 62.

[23] Ian Angus, “Intensive Fishing and the Birth of Capitalism,” Part OnePart TwoPart ThreePart FourClimate & Capitalism, February-April, 2021.

[24] Peter Linebaugh and Marcus Rediker, The Many-Headed Hydra: Sailors, Slaves, Commoners, and the Hidden History of the Revolutionary Atlantic (Beacon Press, 2013), 150.

[25] Marcus Rediker, Between the Devil and the Deep Blue Sea: Merchant Seamen, Pirates and the Anglo-American Maritime World, 1700–1750 (Cambridge University Press, 1987), 290.

[26] Wrightson, Earthly Necessities, 172.

[27] Andreas Malm, Fossil Capital: The Rise of Steam Power and the Roots of Global Warming (Verso, 2016), 48.

[28] Wrightson, Earthly Necessities, 170-71. A staithe was a wharf built specifically for transshipping coal.

[29] J. U. Nef, “The Progress of Technology and the Growth of Large-Scale Industry in Great Britain, 1540-1640,” Economic History Review 5, no. 1 (October 1934), 14.

[30] John Hatcher, The History of the British Coal Industry, vol. 1 (Clarendon Press: 1993), 350.

[31] Peter J. Bowden, The Wool Trade in Tudor and Stuart England (Routledge, 2010 [1962]), xv; B. E. Supple, Commercial Crisis and Change in England 1600-1642 (Cambridge University Press, 1959), 6.

[32] Craig Muldew, “‘Th’ancient Distaff’ and ‘Whirling Spindle’”. Economic History Review 65, no. 2 (2012), 518, 523.

[33] Brian Manning, Aristocrats, Plebeians and Revolution in England 1640-1660 (Pluto Press, 1996), 62.

[34] Brian Manning, 1649: The Crisis of the English Revolution (Bookmarks, 1992), 71-2.

[35] Marx, Capital v1, 876.

Covid, climate, and ‘dual metabolic rupture’

Covid, climate, and ‘dual metabolic rupture’

Editor’s note: While it’s true that “it is the profit machine that is polluting our atmosphere, warming our planet, and destroying our ecosystems”, the real root of human destructiveness lies further back in history, when groups of people started agriculture, building cities and forming human supremist ideologies that disconnected human cultures from all other living beings.

This article originally appeared in The Ecologist.
Featured image: “Unless” by Nell Parker


By Neil Faulkner

We thought climate catastrophe the main danger. Now we know there is another. A double-whammy ecological crisis threatens collapse into dystopian chaos.

“Pathogens, a great and terrible global threat to human and many a non-human alike, [are] as much a Sword of Damocles hovering above civilisation as climate change.”

Evolutionary epidemiologist Rob Wallace wrote this in 2015. But he and many colleagues have been issuing increasingly urgent warnings since the 1990s that globalised agribusiness is breeding and spreading new, deadly, fast-transmission viruses.

The urgency around pandemics began to ramp up around the same time calls for climate action became mainstream. Many of us have been focused on the climate emergency – and nothing here should be taken to imply we were wrong – but the last year has taught a sharp lesson: deadly pathogens pose an equally menacing threat to human civilisation.

Catastrophe

Since the first United Nations COP conference on global warming in 1995, the climate emergency has got much worse. Carbon emissions have accelerated from 26 billion tonnes in 1995 to 37 billion tonnes in 2018. Atmospheric concentrations have risen from 350ppm in 1990 to 410ppm today. Half the increase in average global temperatures since the Industrial Revolution has occurred since 1995. The average volume of Arctic sea-ice has roughly halved in the last 40 years. Whatever the metric, the same story.

The effects are all around us. More frequent and more intense heat-waves are causing increases in wildfires, droughts, and desertification. Rising and warming seas are causing heavier rainfall, more serious flooding, more frequent mega-storms, and the inundation of coastal areas. These changes are driving the world’s sixth mass extinction, with species loss running at 1,000 times the normal rate. Climate change is destroying livelihoods, increasing disease, displacing people.

We stand on the brink of critical tipping-points when incremental shifts lead to sudden and irreversible lurches in the Earth’s ecosystem. Among the potential tipping-points are: abrupt collapse of the West Antarctic ice-sheet; abrupt collapse of the East Antarctic ice-sheet; abrupt collapse of the Greenland ice-sheet; thawing of Arctic permafrost and release of methane gas; rapid deforestation of the Amazon; and failure of the Atlantic Gulf Stream. Some scientists fear a ‘global cascade’ of interacting tipping-points.

The failure of the global political elite is systemic. It is not that we do not know what to do. It is not that the wrong policies have been adopted. It is that the economic and geopolitical system – the current world order – cannot deliver the radical action necessary.

The OECD (Organisation for Economic Co-operation and Development), representing the world’s leading industrial economies, considered the pre-pandemic global growth rate of three percent to have been too low. Yet such annual growth rate means a doubling in the size of the world economy every quarter century.

The fossil-fuel corporations plan to extract twice the amount of coal, oil, and gas between now and 2030 than can be burned if we are to restrict global temperature rise to the 1.5ºC ‘aim’ of the Paris Agreement.

This ‘aim’ is not ambitious enough: most climate scientists predict severe damage to the Earth’s eco-system with this level of warming. But even this ‘aim’ falls well below the ‘pledges’ of the COP participants, which, even if implemented, are expected to result in a disastrous 3ºC of global warming. Many leading scientists think we are heading for at least 4ºC of global warming.

Metabolic

The term ‘metabolic rift’ has been used by some radical commentators, like John Bellamy Foster, to describe what is happening. I prefer ‘rupture’ because it better captures the violence of a corporate capitalist system that is out of control and tearing apart human societies and natural ecosystems.

Metabolism is a scientific word to do with how chemical changes reconfigure energy and sustain life. All of us need to get science-wise, to understand what is happening to our planet, to get a handle on what I am calling the ‘Dual Metabolic Rupture’.

Humans are part of Nature. On the one hand, we are animals with material needs and organic form. On the other, our actions impact upon the rest of Nature, sometimes degrading it, sometimes remodelling it, always having an effect.

All the products of human labour are therefore part of Nature. Everything we do to provide ourselves with a livelihood involves drawing upon the resources of Nature and refashioning them into new forms.

These processes are not reversible, but they may be repeatable. If a glacier melts because the temperature rises, the water of which it is formed flows away. If a new glacier forms in the same place when the temperature falls again, it must be comprised of another body of water. In Nature, as in Society, everything is process and motion.

The energy involved in natural processes is a constant: it can be endlessly recycled, but it cannot be destroyed, so whatever you do, it will still be there in one form or another. This is one of the basic laws of physics (known as ‘the First Law of Thermodynamics’).

It follows that human beings may interact with Nature in ways that are ‘renewable’ or ‘sustainable’ – where energy is recycled in essentially repetitive ways – or in other ways that cause a metabolic ‘rupture’ or ‘rift’ – where energy is reconstituted as a destructive force.

Let us take two contrasting examples. A hoe-cultivator who harvests a garden plot of cassava, feeds the tubers and leaves to her pigs, and then lets them roam to manure the plot, is engaged in a recycling of energy that is ecologically sustainable.

Corporations that extract oil, refine it into petroleum, and then sell it to other corporations to burn in jet engines are doing something quite different: theirs is not a renewable process, but a release of carbon waste into the atmosphere and a permanent remodelling of the Earth’s metabolism.

The basic rhythms of pre-capitalist societies were determined by the cycle of the seasons. But capitalism is a system of competitive capital accumulation hard-wired by the profit motive for exponential growth.

The former were always essentially local or regional, so that what happened in one place had limited impact in others: the latter is now a fully globalised system which has the whole of humanity and the entire global environment in its grasp.

In the end, it is simple: it is the profit machine that is polluting our atmosphere, warming our planet, and destroying our ecosystems.

But that’s not all it’s doing.

Anthropocene

The system – let’s define it: globalised, financialised monopoly-capitalism – is blind to everything except the balance sheet, the bottom line, the annual profit.

The lords of capital have turned the Earth – its lands, its waters, its minerals – into private property. They have commodified its ecosystems and appropriated its bounty. And in their wake they spew waste and pollution that become ‘externalities’ for which others must pay.

Where to start? The catalogue of devastation is so long. Forests are cut down, wetlands drained, soils eroded. Water extraction turns farmland into desert. Chemicals are dumped in oceans, lakes, and rivers. Toxins leak into groundwater. Fertilisers, herbicides, and pesticides contaminate food supplies.

Landfills overflow with synthetic waste. Nuclear power plants melt down and fill air, land, and sea with carcinogenic particles. A chemical smog fills urban streets and poisons children on the way to school. Plastic waste degrades into trillions of microscopic specks that infect every living organism.

Now, from deep within this mayhem, a second titan of destruction has emerged to stand alongside the mega-threat of climate change: pandemic disease.

Both titans are formed of trillions of tiny particles. Climate change is driven by atoms of carbon dioxide – tiny particles of dead organic matter pumped into the atmosphere when fossil fuels are burned. Pandemic disease is driven by microscopic parasites – tiny particles of living organic matter that breed, spread, and evolve by infecting the bodies of animals.

But that does not mean Covid-19 is a natural disaster, any more than carbon pollution. Nor is it an Act of God or a ‘Chinese’ conspiracy. Covid is a human-made catastrophe, as much an artefact of the Anthropocene as global warming.

I agree with colleagues who argue that the Holocene is over. This is the term we have used to describe the last 11,700 years of Earth history, since the end of the last Ice Age – until now. From around 1950, and at an accelerating rate since, the Earth system has been undergoing radical change as a result of human action. We have entered a new geological era in which Anthropos (the Greek word for human) is the primary agent of change. The primary form of change is metabolic rupture.

Covid-19 is a pandemic disease of the Anthropocene’s metabolic rupture.

Pandemic

Mainstream commentary on the pandemic is refracted through a neoliberal prism. Attention focuses on immediate problems and proximate causes. I am not talking about serial liars like Johnson and his third-rate cabinet of public-school toffs and corporate spivs. I am talking about more honest commentators keen to see through the spin and smoke-cloud that shields a corrupt and incompetent political class.

But it is not enough to expose the negligence, crony capitalism, and eugenicist experiments of the Tories – the failure of test-and-trace, the lack of PPE, the locking down too late and lifting too early, the discharging of the sick into care homes, the spreading of the virus in schools and universities, and so much more.

It is necessary, but not enough. The narcissistic charlatan who runs the government might eventually be thrown out. But so what? There is a much bigger issue: the metabolic rupture between corporate agribusiness and natural ecology that has created the multiple global incubators of new deadly diseases.

In 1950, a large proportion of the Earth’s people were peasant farmers, predominantly in the Global South. As recently as 1980, only 20 percent of China’s population was urban; the proportion today is 60 percent. A growing number of those who remain in the villages, moreover, have been transformed into wage-labourers.

The advance of corporate agribusiness is relentless. As I write, the Hindu-chauvinist regime of Narendra Modi is facing an uprising of small farmers whose livelihoods are threatened with destruction by neoliberal ‘reform’. So desperate is their plight that record numbers of India’s small farmers have been committing suicide.

As well as destroying traditional communities, agribusiness is expanding into the wilderness, uprooting forests, destroying the diversity and balance of natural ecologies, and replacing them with vast monocultures. Half the habitable surface of the Earth is now devoted to agriculture, with millions of acres added every year.

Much of the crop-land produces animal feed for the hundreds of millions of cattle, sheep, pigs, and poultry being fast-fattened for the global supply-chains that loop the world. The mega-complexes of Big Farm’s industrialised animal production are laced around and between the mega-slums of the Global South’s ever-growing urban proletariat.

This is what links a remote bat-cave in hinterland China with the morgues of New York and London. Big Farm batters down natural ecology, destroying diversity and firebreaks. Viruses that would have burnt themselves out in the forest for lack of carriers adapt to a new ecology of monoculture, animal factories, and slum cities; they mutate and evolve and then achieve fast-track transmission through mass concentrations of the same species.

The global supply-chains of giant transnationals with operations in half a dozen countries and markets in a thousand cities do the rest.

Once a new variant is established, it replicates by the trillion at hyper-speed, throwing up chance mutations, testing new ways of spreading. The disease becomes endemic and chronic – embedded in human society – and continues to evolve, waging a relentless life-or-death struggle against lockdowns and vaccines by constant shape-sifting in its efforts to breach the defences.

Warning

This – the pandemic diseases created and spread by corporate agribusiness – is then layered over societies mired in poverty and stripped of public health-provision by neoliberal ‘structural adjustment programmes’, privatisation, and austerity cuts.

The epidemiologists have been warning of the dangers for a quarter of a century. There have been dozens of outbreaks of different viruses or variants, all involving a similar basic mechanism: the introduction of a wild-animal virus, its transmission and evolution through factory-farm complexes, a jump from animal to human, often in mutant form, and rapid global spread through transnational supply-chains.

The warning, endlessly repeated, was that, sooner or later, one of the new diseases created by neoliberal capitalism would take off. But there is no profit in pandemic precaution.

The improvised plague cemeteries; the body-bags in the morgues; the patients breathing through ventilators; the traumatised and exhausted health workers; the everyday folk left grieving; the jobs lost, businesses gone bust, homes lost to the bailiffs; the swelling toll of mental breakdowns; the loneliness, the shrivelled lives, the sense of desolation and despair: all this and more amount to so many ‘externalities’ for the profit machine.

The machine carries on. It is being recalibrated. Some businesses may be shutting down, but big capital is highly mobile. The money moves at click-key speed. It flows from a place where profits are down to another where they are up.

America’s 660 billionaires, for example, are doing just fine right now. Since March last year, their wealth has increased 39 percent, from just under $3 trillion to more than $4 trillion today. It is the rest of us, of course, who pay for the system’s ‘externalities’.

Those ‘externalities’ now take the form of a Dual Metabolic Rupture between humanity and the planet, as industrial pollution destroys our ecosystem, and agribusiness generates wave after wave of killer pathogen. We are the inhabitants of a new geological age – the Anthropocene – in which globalised, financialised monopoly-capitalism has become an existential threat to life on Earth.

What happens next depends on what we do. The imperative to get active has never been greater.


Neil Faulkner is the author of A Radical History of the World and co-author of System Crash: an activist guide to making revolution.

Intensive Fishing and the Birth of Capitalism, Part 4

Intensive Fishing and the Birth of Capitalism, Part 4

This is part 4 of a series that originally appeared on ClimateandCapitalism. You can read part 1, part 2 and part 3.
Featured image: 
Processing cod in a 16th Century Newfoundland ‘Fishing Room’


THE FISHING REVOLUTION

Centuries before the industrial revolution, the first factories transformed seafood production

By Ian Angus


Marxist historians have been debating the origin of capitalism since the 1940s. It is true, as Eric Hobsbawm once commented, that “nobody has seriously maintained that capitalism prevailed before the 16th century, or that feudalism prevailed after the late 18th,”[1] but despite years of vigorous discussion in many excellent books and articles, there is still no consensus on when, where and how the new system formed and became dominant.[2]

This article does not try to resolve the debate or propose a new grand narrative. My goal, rather, is to draw attention to an important aspect of early capitalism that has been almost entirely ignored by all of the participants: the development and growth of intensive fishing in the North Sea and northwestern Atlantic Ocean in the fifteenth and sixteenth centuries.

‘An immense fishing enterprise’

As we will see, transatlantic fishing in the 1500s was one of the world’s first capitalist industries. But even if that were not true, recent research into its size and scope demonstrates its extraordinary importance to the economic history of that period.

Part Two of this article discussed the work of Selma Barkham, whose archival research documented the previously unknown large-scale Basque whaling operations in the Strait of Belle Isle.

Similarly, Laurier Turgeon of Laval University has shown that the transatlantic cod fishing industry was much larger than previously thought. His work, based on archival records in French port cities, documents “an immense fishing enterprise that has been largely overlooked in the maritime history of the North Atlantic.” In the second half of the sixteenth century, “the French Newfoundland vessels represented one of the largest fleets in the Atlantic. These 500 or so ships had a combined loading capacity of some 40,000 tons burden [56,000 cubic meters], and they mobilized 12,000 fishermen-sailors each year.”

To those must be added annual crossings by some 200 Spanish, Portuguese and English ships.

“The Newfoundland fleet surpassed by far the prestigious Spanish fleet that trafficked with the Americas, which had only half the loading capacity and half as many crew members….  The Gulf of the Saint Lawrence represented a site of European activity fully comparable to the Gulf of Mexico or the Caribbean. Far from being a marginal space visited by a few isolated fishermen, Newfoundland was one of the first great Atlantic routes and one of the first territories colonized in North America.”[3]

Historian Peter E. Pope reaches a similar conclusion in his award-winning study of early English settlements in Newfoundland:

“By the later sixteenth century, European commercial activity in Atlantic Canada exceeded, in volume and value, European  trade with the Gulf of Mexico, which is usually treated as the American center of gravity of early transatlantic commerce … The early modern fishery at Newfoundland was an enormous industry for its time, and even for our own.[4]

In the same period, close to 1,000 ships sailed annually to the North Sea from Holland, Zeeland and Flanders. The Netherlands-based fishing industry was so important that Philip II used part of his American gold and silver to finance warships that protected the Dutch herring fleet from attacks by French and Scottish privateers.

In the 1400s, the Dutch fleet in the North Sea caught and processed huge volumes of fish, making herring the most-widely consumed fish in northern Europe. In the 1500s, the North Sea herring catch remained stable while the Newfoundland fishery transformed the market — in 1580, Newfoundland fishers brought back 200,000 tonnes of cod, more than double the North Sea herring catch in its best year. By the end of the century, cod had replaced herring as the most important commodity fish in Europe, by a large margin. This graph shows the growth of herring and cod sold in continental Europe from 1400 to 1750.

Old and New World supplies (tonnes) of herring and cod to European market. (Source: Holm et al, “The North Atlantic Fish Revolution ca. AD 1500” Quaternary Research, 2018)


It is clear that in the 1500s intensive fishing became a major industry, an important component of the revolutionary social and economic changes then underway across Europe.

The first capitalist factories

In 1776, in the first chapter of The Wealth of Nations, Adam Smith famously attributed the “greatest improvements in the productive powers of labor” to “the effects of the division of labor,” in what he called manufactories. In some pin-making establishments, for example, “about eighteen distinct operations … are all performed by distinct hands,” By dividing up the tasks, pin factories produced many times more pins than would have been possible if each worker made them individually.[5]

Less famous, perhaps, is the particular emphasis that Karl Marx placed on the importance of division of labor in manufacture, his term for “combining together different handicrafts under the command of a single capitalist” [6] before the introduction of machinery in the industrial revolution. “The division of labor in the workshop, as practiced by manufacture, is an entirely specific creation of the capitalist mode of production.”[7]

A recent book claims that production by division of labor was invented in the 1470s, on Portuguese sugar plantations on the island of Madeira. The assignment of different activities to different groups of slaves shows, the authors say, that “the plantation was the original factory.”[8]

While that was an important development, it was not the first case of factory food production. Over half a century earlier, as we saw in Part One, Dutch merchants, shipbuilders, and fishworkers introduced a sophisticated division of labor to produce food in much greater volume — not a luxury product like sugar, but a mass commodity, seafood. The large, broad-bottomed herring busses, in which teams of workers captured, processed and preserved fish in the North Sea, have a strong claim to being the first capitalist factories.

French fishers used similar vessels, called bankers or bank ships, on Newfoundland’s Grand Banks in the 1500s. Laurier Turgeon describes a typical division of labor in “the precursor of our factory ships,” as the cod were hooked and hauled up:

“All eviscerating or dressing operations were carried out on deck where activity had turned well and truly into assembly-line production. The ship’s boys grabbed the fish [from one of the fishers] and threw it onto the splitting-table. The ‘header’ severed the head, gutted it, and in the very same movement, pushed it towards the ‘splitter’ at the opposite end of the table. Two or three deft strokes of the knife sufficed to remove the backbone, after which the ‘dressed’ filet dropped down the hatch into the ship’s hold. There, the salter laid it out between two thick layers of salt.”

Work continued apace from dawn to dark, even overnight when the catch was particularly good. Every bank ship was “a workshop for the preparation and curing of fish” and the workers’ activity “resembled 19th-century factory labor in many respects.”[9]

The inland cod fishery also involved an assembly-line division of labor, in facilities built each year on Newfoundland’s stony beaches. A journal kept by ship’s surgeon James Yonge in the 1600s, summarized here by historian Peter Pope, describes the factory-like operation of Newfoundland fishing stations, called fishing rooms by English fishworkers.

“If fishing was good, the crews would head for their fishing rooms in late afternoon, each boat with as many as one thousand or twelve hundred fish, weighing altogether several tonnes. … The shore crews began the task of making fish right on the stage head, the combination wharf and processing plant where the fish was unloaded. A boy would lay the fish on a table for the header, who gutted and then decapitated the fish…. The cod livers were set aside and dumped into a train vat, where the oil rendered in the sun. The header pushed the gutted fish across the table to the splitter, who opened the fish and removed the spine…. Untrained boys moved the split fish in handbarrows and piled it up for an initial wet-salting. This salting required experience and judgment, as Yonge stressed: ‘A salter is a skillful officer, for too much salt burns the fish and makes it break, and wet, too little makes it redshanks, that is, look red when dried, and so is not merchantable.’ …

“After a few days in salt, the shore crews would rinse the fish in seawater and pile it on a platform of beach stones, called a horse, for a day or two before spreading it out to dry on a cobble beach or on flakes, rough wooden platforms covered with fir boughs or birch bark….. At night and in wet weather, the fish being processed had to be turned skin side up or collected in protected heaps. After four or five days of good weather, it was ready to be stored in carefully layered larger piles containing about fifteen hundred fish.”[10]

On long beaches, there could be multiple fishing rooms with workers from many ships in close proximity. As Pope writes, “This sophisticated division of labor, the large size of the production unit, together with the time discipline imposed by a limited fishing season gave the dry fishery some of the qualities of later manufacturing industries.”[11]

The sixteenth century fishing rooms and bank ships were factories, long before the industrial revolution.

‘A distinctly capitalist institution’

In Capital, Marx argues that merchant activity as such — buying cheap in one place and selling dear in another — did not undermine the feudal mode of production, nor did craftsmen who made and sold their own products. It was the integration of manufacture and trade that laid the basis for a new social order: “the production and circulation of commodities are the general prerequisites of the capitalist mode of production.”[12] The actual transition to capitalism, he wrote, occurred in three ways: some merchants shifted into manufacturing; some merchants contracted with multiple independent craftsmen; and some craftsmen expanded their operations to produce for the market themselves.[13]

But, as Maurice Dobb comments in Studies in the Development of Capitalism, the problem with schematic transition schemas, including Marx’s, is that the actual process was “a complex of various strands, and the pace and nature of the development differ widely in different countries.”[14]

For example, Selma Barkham found that Basque whaling expeditions to Labrador were organized and financed by what she calls money-men: “men with a solid financial background, and a good deal of experience, both in money-raising and in the insurance industry.”[15]

In England, on the other hand, as Gillian Cell shows, the Newfoundland fishery was “run by men of limited capital … [It] was primarily the preserve of the west-countrymen,” not London’s merchant grandees, and certainly not money-men. The largest capital expense, the ship itself, was typically shared among several investors. “Most commonly a ship would be divided into thirty-two parts, any number of which might be owned by the same merchant, but on occasion there might be as many as sixty-four.” In other cases, investors reduced their cost and risk by leasing ships, with no payment due until they returned.[16]

The investors hired a captain who hired the sailors and fishers, and contracted with a victualler who provided fishing gear, boats, barrels, salt, and other essentials, including food and drink for a long voyage. One person might play multiple roles — the captain and victualler might also be investors, for example.

A capitalist enterprise requires capital; it also requires workers. The very existence of intensive fishing in the fifteenth and sixteenth centuries shows that there were thousands of men and boys in England and western Europe whose livelihood depended on working in the distant fishing factories.

It was arduous and dangerous work that took them away from home for most of the year. Just travelling to and from the fishing grounds took a month or more each way, in crowded wooden ships that might sink at any time. Maritime historian Samuel Elliot Morrison described the sixteenth century Newfoundland fishery as “a graveyard of ships” — more merchant ships were lost at sea in the years 1530-1600 than in all of World War II.[17]

And yet captains apparently had no difficulty in recruiting full crews of skilled and unskilled workers every year.

Little research has been done on the social origins of these workers, but it is surely significant that the rapid expansion of long-distance fishing in England in the 1500s coincided with a wave of rural enclosures and consolidation, in which “the traditional peasant community was undermined as layers of better-off peasants became wealthy yeoman farmers, some entering the ranks of the gentry, while others were pauperized and proletarianized — and on a massive scale.”[18] In the long sixteenth century (roughly 1450 to 1640), “great masses of men [were] suddenly and forcibly torn from their means of subsistence, and hurled onto the labor-market as free, unprotected and rightless proletarians.”[19]

In the Netherlands in the mid-1500s, about five percent of the male population worked in the herring industry.[20] There, and in England, France and Spain, a growing number of men who had formerly supplemented their diet and income with occasional fishing now had to work for others — having lost their land, they turned to the sea full time. Some may still have owned small plots of land and others probably worked as agricultural laborers between voyages, but all were part of a new maritime working class whose labor enriched a rising class of merchant-industrialists.

As we saw in Part One, workers on Dutch herring busses were often paid fixed wages. That was rare on English and French ships: usually, the gross proceeds from selling the catch were divided in three — one-third for the investors, one-third for the victualler, and one-third for the captain and crew. The captain took the largest part of the crew’s share, while workers received different amounts depending on their skill and experience, with laborers and boys receiving the least. Share payment reduced the investors’ losses when the catch was small or lost. It was also a form of labor discipline: as an English merchant wrote, because the fisherworkers’ income depended on the size of the catch, there was “lesse feare of negligence on their part.”[21]

From a purely legal standpoint, the merchants, shipowners, victuallers and fishworkers on each expedition were part of a joint venture, but as Daniel Vickers writes, that formality did not change the fundamental class relationship.

“Relations between merchants and their men remained in substance those of capital and labor. Merchants still garnered the lion’s share of the profits (and bore most of the losses); they retained complete ownership of the vessel, provisions, and gear throughout the voyage; and they could do with their capital what they wished once the fish had been sold. By early modern standards of economic organization, this transatlantic fishery was a distinctively capitalist institution.”[22]

Ecological Impact

Beginning in the early 1600s, a few English mariners sailed an additional 900 miles or so from Newfoundland to the area now known as New England. All were astonished by the abundance of fish — and especially by their size.

  • John Brereton, 1602: “Fish, namely Cods, which as we encline more unto the South, are more large and vendible for England and France than the Newland fish.”
  • James Rosier, 1605: Compared to Newfoundland cod, New England cod were “so much greater, better fed, and abundant with traine [oil]” and “all were generally very great, some they measured to be five foot long, and three foot about.”
  • Robert Davies, 1607: “Hear wee fysht three howers & tooke near to hundred of Codes very great & large fyshe bigger & larger fyshe then that which coms from the bancke of the new Foundland.”[23]

Newfoundland and New England cod are separated by geography, but they are the same species. The difference in size and abundance wasn’t caused by genetics, but by a century of intensive fishing. Marine biologist Callum Roberts explains:

“By the time of these voyages, Newfoundland cod had been intensively exploited for a hundred years, and fishing there had evidently already had an impact on fish numbers and size. Catching fish reduces their average life span. Since fish like cod continue growing throughout their life span, fishing therefore reduces the average size of individuals in a population. The Newfoundland fishery had driven down the average size of cod, and the relatively unexploited stocks in New England became a reminder of the past.”[24]

A recent study estimates that until the late 1800s the annual catch was less than 10% of the total cod population[25], far below the level deemed sustainable in the twentieth century. That, together with the fact that the catch increased, year after year, seems to imply that in the early modern fishing had little or no impact, but that is misleading, because the total cod population was composed of distinct local populations. Since fishing operations tended to stay in areas where fish congregated, local cod populations could be, and were, diminished by intensive fishing.

By 1600, for example, in the area known as the English shore, “fishers made, on average, only about 60 percent of the catch per boat that they had come to expect.”[26] The total catch remained high because some fishers worked harder, using more boats or staying at sea longer, while others shifted geographically, targeting less depleted populations as far away as the aptly named Cape Cod in Massachusetts.

“As human fishing removed larger, more mature fish from each substock, the chances of abrupt swings in the reproductive rate increased. In short, even at the seemingly ‘moderate’ levels of the 1600s and 1700s, fishing altered the age (and perhaps gender) structures, size, weight, and spawning and feeding habits, and the overall size of codfish stocks in the North Atlantic.”[27]

Cod are among the most prolific vertebrates on earth. Mature females release 3 to 9 million eggs a year: someone once calculated that if they all grew to maturity, in three years it would be possible to walk across the ocean in their backs. In reality, only a few hatch and few of those avoided being eaten as larvae, but under normal conditions (i.e. before intensive fishing) enough survived to maintain a stable population in the trillions. Intensive fishing disrupted that metabolic and reproductive cycle, but the total number of cod was so great that it took nearly five centuries for the world’s largest fishery to collapse.

A Fishing Revolution

In 2018, a team of environmental historians led by Poul Holm proposed that the birth and rapid growth of intensive fishing in Newfoundland should be called the Fish Revolution. A careful study of the fishery’s size, its impact on European markets and diets, and its environmental effects led them to conclude that historians “have grossly underestimated the historical economic significance of the fish trade, which may have been equal to the much more famed rush to exploit the silver mines of the Incas.” The Fish Revolution was “a major event in the history of resource extraction and consumption. … [that] permanently changed human and animal life in the North Atlantic region.”

“The wider seafood market was transformed in the process, and the marine expansion of humans across the North Atlantic was conditioned by significant climatic and environmental parameters. The Fish Revolution is one of the clearest early examples of how humans can affect marine life on our planet and of how marine life can in return influence and become, in essence, a part of a globalizing human world.”[28]

That conclusion synthesizes a large body of recent research. It is, I think, absolutely correct as far as it goes, but it needs to be supported a deeper understanding of the social and economic drivers of change. In brief, the Fish Revolution was caused by a Fishing Revolution.

The success of the North Sea and Newfoundland fisheries depended on merchants who had capital to invest in ships and other means of production, fishworkers who had to sell their labor power in order to live, and a production system based on a planned division of labor. It would not have been possible in the Middle Ages, because none of those elements existed. The long-distance fishing operations of the fifteenth and sixteenth centuries were among the first examples, and very likely the largest examples, of what Marx called manufacture — “a specifically capitalist form of the process of social production.”[29]

In the Fishing Revolution, capital in pursuit of profit organized human labor to turn living creatures into an immense accumulation of commodities. From 1600 on, up to 250,000 metric tonnes of cod a year were caught, processed, and preserved in Newfoundland and transported across the ocean for sale. That increased production supported a qualitative increase in the volume of fish consumed in Europe — and it began the long-term depletion of ocean life that in our time has pushed cod and many other ocean species to the brink of extinction.

+ + + + + +

Many questions remain. How did the huge increase in fish from Newfoundland affect coastal and regional fisheries in Europe? Who were the workers who joined long distance fishing fleets? Did the same men return year after year, or was it a temporary expedient for some? How did the merchants who financed the expeditions invest their profits? We know that merchants who invested in American colonies tended to support Parliament when Civil War broke out in England the 1640s, but what about the West Country capitalists who organized transatlantic fishing? How were North Atlantic ecosystems affected by the large-scale removal of top predators?

More research is needed, but the existence of a large fishing industry during what Marx called the age of manufacture is beyond doubt. Despite that, historians debating the origin of capitalism have rarely mentioned the industry that employed more working people than any field other than farming. I hope this article contributes to a more rounded picture, and shows that no account of capitalism’s origins is complete if it omits the development and growth of intensive fishing in the centuries when capitalism was born.


This four-part article on intensive fishing and the birth of capitalism is part of my continuing project on metabolic rifts. Your constructive comments, suggestions, and corrections will help me get it right. -IA


Notes

[1] Eric Hobsbawm, “From Feudalism to Capitalism,” in The Transition from Feudalism to Capitalism, ed. Rodney Hilton (Verso, 1978), 162.

[2] Since the 1980s, the two leading schools of thought have been Political Marxism, associated with Robert Brenner, and World-systems Analysis, associated with Immanuel Wallerstein. For recent work from those currents, see: Xavier Lafrance and Charles Post, eds., Case Studies in the Origins of Capitalism (Palgrave MacMillan, 2019); and Christopher K. Chase-Dunn and Salvatore J. Babones, eds., Routledge Handbook of World-systems Analysis (Routledge, 2012).

Important books that critique and move beyond both approaches include: Henry Heller, The Birth of Capitalism (Pluto, 2011); Neil Davidson, How Revolutionary Were the Bourgeois Revolutions? (Haymarket, 2012); and Alexander Anievas and Kerem Nişancıoğlu, How the West Came to Rule (Pluto 2015).

[3] Laurier Turgeon, “Codfish, Consumption, and Colonization: The Creation of the French Atlantic World During the Sixteenth Century,” in Bridging the Early Modern Atlantic World, ed. Caroline A. Williams (Routledge, Taylor & Francis, 2016) 37-38.

[4] Peter E. Pope, Fish into Wine: The Newfoundland Plantation in the Seventeenth Century (University of North Carolina Press, 2004) 13, 22.

[5] Adam Smith, The Wealth of Nations (Modern Library, 2000) 3-5.

[6] Karl Marx, Capital: A Critique of Political Economy, trans. Ben Fowkes, vol. 1, (Penguin Books, 1976), 456-7.

[7] Marx, Capital, vol. 1, 480.

[8] Raj Patel and Jason W. Moore, A History of the World in Seven Cheap Things (University of California Press, 2017) 14-16.

[9] Laurier Turgeon, The Era of the Far-Distant Fisheries: Permanence and Transformation, (Centre for Newfoundland Studies, 2005) 40, 39.

[10] Pope, Fish Into Wine, 25-28. The relevant section of Yonge’s journal is online at https://www.heritage.nf.ca/articles/exploration/james-yonge-journal-extract-1663.php

[11] Pope, Fish Into Wine, 171-2.

[12] Marx, Capital, vol. 1, 473.

[[13] Karl Marx, Capital: A Critique of Political Economy, trans. David Fernbach, vol. 3, (Penguin Books, 1981), 452-5)

[14] Maurice Dobb, Studies in the Development of Capitalism, (International Publishers, 1963 [1947]), 126.

[15] Selma Huxley Barkham, “The Basque Whaling Establishments in Labrador 1536-1632 — A Summary,” Arctic 37, no. 4 (December 1984) 517.

[16] Gillian T. Cell, English Enterprise in Newfoundland, 1577-1660, Kindle ed. (University of Toronto Press, 1969), chapter 1.

[17] Samuel Eliot Morison, The European Discovery of America: The Northern Voyages (Oxford University Press, 1971), 268.

[18] David McNally, Against the Market: Political Economy, Market Socialism and the Marxist Critique (Verso, 1993), 10.

[19] Marx, Capital, vol. 1, 876.

[20] James D. Tracy, “Herring Wars: The Habsburg Netherlands and the Struggle for Control of the North Sea, ca. 1520-1560,” Sixteenth Century Journal 24, no. 2 (Summer 1993) 254

[21] Sir David Kirke in 1639, quoted in Pope, Fish Into Wine, 161.

[22] Daniel Vickers, Farmers & Fishermen: Two Centuries of Work in Essex County, Massachusetts, 1630-1850 (University of North Carolina Press, 1994), 89-90.

[23] Brereton, Rosier, and Davies quoted in Callum Roberts, The Unnatural History of the Sea (Island Press, 2007) 37-38.

[24] Callum Roberts, The Unnatural History of the Sea (Island Press, 2007), 38.

[25] G. A. Rose, “Reconciling Overfishing and Climate Change with Stock Dynamics of Atlantic Cod (Gadus morhua) over 500 Years,” Canadian Journal of Fisheries and Aquatic Sciences (September 2004), 1553-1557.

[26] Peter Pope, “Early estimates: Assessment of catches in the Newfoundland cod fishery, 1660-1690,” quoted in John F. Richards, The Unending Frontier: An Environmental History of the Early Modern World (University of California Press, 2005), 567.

[27] John F. Richards, The Unending Frontier: An Environmental History of the Early Modern World (University of California Press, 2005), 569.

[28] Poul Holm et al., “The North Atlantic Fish Revolution (ca. AD 1500),” Quaternary Research, 2019, 1-15.

[29] Marx, Capital, vol. 1, 486.

Sonora on Lithium – Part 1

Sonora on Lithium – Part 1

By Straquez

Mine is the Ignorance of the Many

I was born in Mexico City surrounded by big buildings, a lot of cars and one of the most contaminated environments in the world. When I was 9 years old my family moved to Tijuana in North West Mexico and from this vantage point, on the wrong side of the most famous border town in the world,  I became acquainted with American culture. I grew up under the American way of life, meaning in a third-world city ridden with poverty, corruption, drug trafficking, prostitution, industry and an immense hate for foreigners from the South.

Through my school years, I probably heard a couple of times how minerals are acquired and how mining has brought “prosperity” and “progress” to humanity. I mean, even my family name comes from Cornwall, known for its mining sites. The first Straffon to arrive from England to Mexico did so around 1826 in Real del Monte in the State of Hidalgo (another mining town!). However, it is only recently, since I have started following the wonderful work being done in Thacker Pass by Max Wilbert and Will Falk that the horrors of mining came into focus and perspective.

What is mining? You smash a hole in the ground, go down the hole and smash some more then collect the rocks that have been exposed and process them to make jewelry, medicines or technology. Sounds harmless enough. It’s underground and provides work and stuff we need, right? What ill could come out of it? After doing some digging (excuse the pun), I feel ashamed of my terrible ignorance. Mine is the ignorance of the many. This ignorance is more easily perpetuated in a city where all the vile actions are done just so we can have our precious electronics, vehicles and luxuries.


Mine Inc.

Mining, simply put, is the extraction of minerals, metals or other geological materials from earth including the oceans. Mining is required to obtain any material that cannot be grown or artificially created in a laboratory or factory through agricultural processes. These materials are usually found in deposits of ore, lode, vein, seam, reef or placer mining which is usually done in river beds or on beaches with the goal of separating precious metals out of the sand. Ores extracted through mining include metals, coal, oil shale, gemstones, calcareous stone, chalk, rock salt, potash, gravel, and clay. Mining in a wider sense means extraction of any resource such as petroleum, natural gas, or even water.

Mining is one of the most destructive practices done to the environment as well as one of the main causes of deforestation. In order to mine, the land has to be cleared of trees, vegetation and in consequence all living organisms that depend on them to survive are either displaced or killed. Once the ground is completely bare, bulldozers and excavators are used to smash the integrity of the land and soil to extract the metals and minerals.

Mining comes in different forms such as open-pit mining. Like the name suggests, is a type of mining operation that involves the digging of an open pit as a means of gaining access to a desired material. This is a type of surface mining that involves the extraction of minerals and other materials that are conveniently located in close proximity to the surface of the mining site. An open pit mine is typically excavated with a series of benches to reach greater depths.

Open-pit mining initially involves the removal of soil and rock on top of the ore via drilling or blasting, which is put aside for future reclamation purposes after the useful content of the mine has been extracted. The resulting broken up rock materials are removed with front-end loaders and loaded onto dump trucks, which then transport the ore to a milling facility. The landscape itself becomes something out of a gnarly science-fiction movie.

Once extracted, the components are separated by using chemicals like mercury, methyl-mercury and cyanide which of course are toxic to say the least. These chemicals are often discharged into the closest water sources available –streams, rivers, bays and the seas. Of course, this causes severe contamination that in turn affects all the living organisms that inhabit these bodies of water. As much as we like to distinguish ourselves from our wild kin this too affects us tremendously, specially people who depend on the fish as their staple food or as a livelihood.

One of the chemical elements that is so in demand in our current economy is Lithium. Lithium battery production today accounts for about 40% of lithium mining and 25% of cobalt mining. In an all-battery future, global mining would have to expand by more than 200% for copper, by a minimum of 500% for lithium, graphite, and rare earths, and far more for cobalt.

Lithium – Isn’t that a Nirvana song?

Lithium is the lightest metal known and it is used in the manufacture of aircraft, nuclear industry and batteries for computers, cellphones, electric cars, energy storage and even pottery. It also can level your mood in the form of lithium carbonate. It has medical uses and helps in stabilizing excessive mood swings and is thus used as a treatment of bipolar disorder. Between 2014 and 2018, lithium prices skyrocketed 156% . From 6,689 dollars per ton to a historic high of 17,000 dollars in 2018. Although the market has been impacted due to the on-going pandemic, the price of lithium is also rising rapidly with spodumene (lithium ore) at $600 a ton, up 40% on last year’s average price and said by Goldman Sachs to be heading for $676/t next year and then up to $707/t in 2023.

Lithium hydroxide, one of the chemical forms of the metal preferred by battery makers, is trading around $11,250/t, up 13% on last year’s average of $9978/t but said by Goldman Sachs to be heading for $12,274 by the end of the year and then up to $15,000/t in 2023. Lithium is one of the most wanted materials for the electric vehicle industry along cobalt and nickel. Demand will only keep increasing if battery prices can be maintained at a low price.

Simply look at Tesla’s gigafactory in the Nevada desert which produces 13 million individual cells per day. A typical Electronic Vehicle battery cell has perhaps a couple of grams of lithium in it. That’s about one-half teaspoon of sugar. A typical EV can have about 5,000 battery cells. Building from there, a single EV has roughly 10 kilograms—or 22 pounds—of lithium in it. A ton of lithium metal is enough to build about 90 electric cars. When all is said and done, building a million cars requires about 60,000 tons of lithium carbonate equivalent (LCE). Hitting 30% penetration is roughly 30 million cars, works out to about 1.8 million tons of LCE, or 5 times the size of the total lithium mining industry in 2019.

Considering that The United States-Mexico-Canada Agreement (USMCA) is being negotiated, lithium exploitation is a priority as a “must be secured” supply chain resource for the North American corporate machine. In 3 years, cars fabricated in these three countries must have at least 75% of its components produced in the North American region so they can be duty-free. This includes the production of lithium batteries that could also become a profitable business in Mexico.

Sonora on Lithium

In the mythical Sierra Madre Occidental (“Western Mother” Mountain Range) which extends South of the United States, there is a small town known as Bacadéhuachi. This town is approximately 11 km away from one of the biggest lithium deposits in the world known as La Ventana. At the end of 2019, the Mexican Government confirmed the existence of such a deposit and announced that a concession was already granted on a joint venture project between Bacanora Minerals (a Canadian company) and Gangfeng Lithium (a Chinese company) to extract the coveted mineral. The news spread and lots of media outlets and politicians started to refer to lithium as “the oil of the future.”

I quote directly the from Bacanora Lithium website:

Sonora Lithium Ltd (“SLL”) is the operational holding company for the Sonora Lithium Project and owns 100% of the La Ventana concession. The La Ventana concession accounts for 88% of the mined ore feed in the Sonora Feasibility Study which covers the initial 19 years of the project mine life. SLL is owned 77.5% by Bacanora and 22.5% by Ganfeng Lithium Ltd.

Sonora holds one of the world’s largest lithium resources and benefits from being both high grade and scalable. The polylithionite mineralisation is hosted within shallow dipping sequences, outcropping on surface. A Mineral Resource estimate was prepared by SRK Consulting (UK) Limited (‘SRK’) in accordance with NI 43-101.”

The Sonora Lithium Project is being developed as an open-pit strip mine with operation planned in two stages. Stage 1 will last for four years with an annual production capacity of approximately 17,500t of lithium carbonate, while stage 2 will ramp up the production to 35,000 tonnes per annum (tpa). The mining project is also designed to produce up to 28,800 tpa of potassium sulfate (K2SO4), for sale to the fertilizer industry.

On September 1st, 2020, Mexico’s President, Andres Manuel Lopez Obrador, dissolved the Under-secretariat of Mining as part of his administration’s austerity measures. This is a red flag to environmental protection as it creates a judicial void which foreign companies will use to allow them greater freedom to exploit more and safeguard less as part of their mining concession agreements.

Without a sub-secretariat, mediation between companies, communities and environmental regulations is virtually non-existent. Even though exploitation of this particular deposit had been adjudicated a decade ago under Felipe Calderon’s administration, the Mexican state is since then limited to monitoring this project. This lack of regulatory enforcement will catch the attention of investors and politicians who will use the situation to create a brighter, more profitable future for themselves and their stakeholders.

To my mind there is a bigger question – how will Mexico benefit from having one of the biggest deposits of lithium in the world? Taking into account the dissolution of the Mining sub-secretariat and the way business and politics are usually handled in Mexico, I do wonder who will be the real beneficiaries of the aforementioned project.

Extra Activism

Do not forget, mining is an integral part of our capitalist economy; mining is a money making business – both in itself and as a supplier of materials to power our industrial civilization. Minerals and metals are very valuable commodities. Not only do the stakeholders of mining companies make money, but governments also make money from revenues.

There was a spillage in the Sonora river in 2014. It affected over 22,000 people as 40 million liters of copper sulfate were poured into its waters by the Grupo Mexico mining group. Why did this happen? Mining companies are run for the profit of its stakeholder and it was more profitable to dump poison into the river than to find a way to dispose it with a lower environmental impact. Happily for the company stakeholders, company profit was not affected in the least.

Even though the federal Health Secretariat in conjunction with Grupo México announced in 2015 the construction of a 279-million-peso (US $15.6-million) medical clinic and environmental monitoring facility to be known as the Epidemiological and Environmental Vigilance Unit (Uveas) to treat and monitor victims of the contamination, until this day it has not been completed. The government turned a blind eye to the incident after claiming they would help. All the living beings near the river are still suffering the consequences.

Mining is mass extraction and this takes us to the practice of “extractivism” which is the destruction of living communities (now called “resources”) to produce stuff to sell on the world market – converting the living into the dead. While it does include mining – extraction of fossil fuels and minerals below the ground, extractivism goes beyond that and includes fracking, deforestation, agro-industry and megadams.

If you look at history, these practices have deeply affected the communities that have been unlucky enough to experience them, especially indigenous communities, to the advantage of the so-called rich. Extractivism is connected to colonialism and neo-colonialism; just look at the list of mining companies that are from other countries – historically companies are from the Global North. Regardless of their origins, it always ends the same, the rich colonizing the land of the poor. Indigenous communities are disproportionately targeted for extractivism as the minerals are conveniently placed under their land.

While companies may seek the state’s permission, even work with them to share the profits, they often do not obtain informed consent from communities before they begin extracting – moreover stealing – their “resources”. The profit made rarely gets to the affected communities whose land, water sources and labor is often being used. As an example of all of this, we have the In Defense of the Mountain Range movement in Coatepec, Veracruz. Communities are often displaced, left with physical, mental and spiritual ill health, and often experience difficulties continuing with traditional livelihoods of farming and fishing due to the destruction or contamination of the environment.


Cristopher Straffon Marquez a.k.a. Straquez is a theater actor and language teacher currently residing in Tijuana, Baja California, Mexico. Artist by chance and educator by conviction, Straquez was part of the Zeitgeist Movement and Occupy Tijuana Movement growing disappointed by good intentions misled through dubious actions. He then focused on his art and craft as well as briefly participating with The Living Theatre until he stumbled upon Derrick Jensen’s Endgame and consequently with the Deep Green Resistance: Strategy to Save the Planet both changing his mind, heart and soul. Since then, reconnecting with the land, decolonizing the mind and fighting for a living planet have become his goals.

Letter #16 Re-Evaluating Solar Photovoltaic Power: Considering the ecological impacts we aim to reduce

Letter #16 Re-Evaluating Solar Photovoltaic Power: Considering the ecological impacts we aim to reduce

In her “Letter to Greta Thunberg” series, Katie Singer explains the real ecological impacts of so many modern technologies on which the hope for a bright green (tech) future is based on.


A letter to Greta Thunberg
by Katie Singer

Even when reality is harsh, I prefer it. I’d rather engineers say that my water could be off for three hours than tell me that replacing the valve will take one hour. I prefer knowing whether or not tomatoes come from genetically modified seed. If dyeing denim wreaks ecological hazards, I’d rather not keep ignorant.

The illusion that we’re doing good when we’re actually causing harm is not constructive. With reality, discovering true solutions becomes possible.

As extreme weather events (caused, at least in part, by fossil fuels’ greenhouse gas [GHG] emissions) challenge electrical infrastructures, we need due diligent evaluations that help us adapt to increasingly unpredictable situations—and drastically reduce greenhouse gas emissions and ecological damage. I have a hard time imagining a future without electricity, refrigerators, stoves, washing machines, phones and vehicles. I also know that producing and disposing of manufactured goods ravages the Earth.

Internationally, governments are investing in solar photovoltaics (PVs) because they promise less ecological impacts than other fuel sources. First, I vote for reviewing aspects of solar systems that tend to be overlooked.

Coal-fired power plants commonly provide electricity to smelt silicon for solar panels. Photo credit: Petr Štefek

Hazards of Solar Photovoltaic Power
1. Manufacturing silicon wafers for solar panels depends on fossil fuels, nuclear and/or hydro power. Neither solar nor wind energy can power a smelter, because interrupted delivery of electricity can cause explosions at the factory. Solar PV panels’ silicon wafers are “one of the most highly refined artifacts ever created.”[1] Manufacturing silicon wafers starts with mining quartz; pure carbon (i.e. petroleum coke [an oil byproduct] or charcoal from burning trees without oxygen); and harvesting hard, dense wood, then transporting these substances, often internationally, to a smelter that is kept at 3000F (1648C) for years at a time. Typically, smelters are powered by electricity generated by a combination of coal, natural gas, nuclear and hydro power. The first step in refining the quartz produces metallurgical grade silicon. Manufacturing solar-grade silicon (with only one impurity per million) requires several other energy-intensive, greenhouse gas (GHG) and toxic waste-emitting steps. [2] [3] [4]

2. Manufacturing silicon wafers generates toxic emissions
In 2016, New York State’s Department of Environmental Conservation issued Globe Metallurgical Inc. a permit to release, per year: up to 250 tons of carbon monoxide, 10 tons of formaldehyde, 10 tons of hydrogen chloride, 10 tons of lead, 75,000 tons of oxides of nitrogen, 75,000 tons of particulates, 10 tons of polycyclic aromatic hydrocarbons, 40 tons of sulfur dioxide and up to 7 tons of sulfuric acid mist. To clarify, this is the permittable amount of toxins allowed annually for one metallurgical-grade silicon smelter in New York State. [5] Hazardous emissions generated by silicon manufacturing in China (the world’s leading manufacturer of solar PVs) likely has significantly less regulatory limits.

3. PV panels’ coating is toxic
PV panels are coated with fluorinated polymers, a kind of Teflon. Teflon films for PV modules contain polytetrafluoroethylene (PTFE) and fluorinated ethylene (FEP). When these chemicals get into drinking water, farming water, food packaging and other common materials, people become exposed. About 97% of Americans have per- and polyfluoroalkyl substances (PFAs) in their blood. These chemicals do not break down in the environment or in the human body, and they can accumulate over time. [6] [7] While the long-term health effects of exposure to PFAs are unknown, studies submitted to the EPA by DuPont (which manufactures them) from 2006 to 2013 show that they caused tumors and reproductive problems in lab animals. Perfluorinated chemicals also increase risk of testicular and kidney cancers, ulcerative colitis (Crohn’s disease), thyroid disease, pregnancy-induced hypertension (pre-eclampsia) and elevated cholesterol. How much PTFEs are used in solar panels? How much leaks during routine operation—and when hailstorms (for example) break a panels’ glass? How much PTFE leaks from panels discarded in landfills? How little PFA is needed to impact health?

4. Manufacturing solar panels generates toxic waste. In California, between 2007 and the first half of 2011, seventeen of the state’s 44 solar-cell manufacturing facilities produced 46.5 million pounds of sludge (semi-solid waste) and contaminated water. California’s hazardous waste facilities received about 97 percent of this waste; more than 1.4 million pounds were transported to facilities in nine other states, adding to solar cells’ carbon footprint. [8]

5. Solar PV panels can disrupt aquatic insects’ reproduction. At least 300 species of aquatic insects (i.e. mayflies, caddis flies, beetles and stoneflies) typically lay their eggs on the surface of water. Birds, frogs and fish rely on these aquatic insects for food. Aquatic insects can mistake solar panels’ shiny dark surfaces for water. When they mate on panels, the insects become vulnerable to predators. When they lay their eggs on the panels’ surface, their efforts to reproduce fail. Covering panels with stripes of white tape or similar markings significantly reduces insect attraction to panels. Such markings can reduce panels’ energy collection by about 1.8 percent. Researchers also recommend not installing solar panels near bodies of water or in the desert, where water is scarce. [9]

Solar PV users may be unaware of their system’s ecological impacts. Photo credit: Vivint Solar from Pexels

6. Unless solar PV users have battery backup (unless they’re off-grid), utilities are obliged to provide them with on-demand power at night and on cloudy days. Most of a utility’s expenses are dedicated not to fuel, but to maintaining infrastructure—substations, power lines, transformers, meters and professional engineers who monitor voltage control and who constantly balance supply of and demand for power. [10] Excess power reserves will increase the frequency of alternating current. When the current’s frequency speeds up, a motor’s timing can be thrown off. Manufacturing systems and household electronics can have shortened life or fail catastrophically. Inadequate reserves of power can result in outages.

The utility’s generator provides a kind of buffer to its power supply and its demands. Rooftop solar systems do not have a buffer.

In California, where grid-dependent rooftop solar has proliferated, utilities sometimes pay nearby states to take their excess power in order to prevent speeding up of their systems’ frequency. [11]

Rooftop solar (and wind turbine) systems have not reduced fossil-fuel-powered utilities. In France, from 2002-2019, while electricity consumption remained stable, a strong increase in solar and wind powered energy (over 100 GW) did not reduce the capacity of power plants fueled by coal, gas, nuclear and hydro. [12]

Comparing GHG emissions generated by different fuel sources shows that solar PV is better than gas and coal, but much worse than nuclear and wind power. A solar PV system’s use of batteries increases total emissions dramatically. Compared to nuclear or fossil fuel plants, PV has little “energy return on energy Invested.” [13]

7. Going off-grid requires batteries, which are toxic. Lead-acid batteries are the least expensive option; they also have a short life and lower depth of discharge (capacity) than other options. Lead is a potent neurotoxin that causes irreparable harm to children’s brains. Internationally, because of discarded lead-acid batteries, one in three children have dangerous lead levels in their blood. [14] Lithium-ion batteries have a longer lifespan and capacity compared to lead acid batteries. However, lithium processing takes water from farmers and poisons waterways. [15] Lithium-ion batteries are expensive and toxic when discarded. Saltwater batteries do not contain heavy metals and can be recycled easily. However, they are relatively untested and not currently manufactured.

8. Huge solar arrays require huge battery electric storage systems (BESS). A $150 million battery storage system can provide 100 MW for, at most, one hour and eighteen minutes. This cannot replace large-scale delivery of electricity. Then, since BESS lithium-ion batteries must be kept cool in summer and warm in winter, they need large heating, ventilation, air conditioning (HVAC) systems. (If the Li-ion battery overheats, the results are catastrophic.) Further, like other batteries, they lose their storage capacity over time and must be replaced—resulting in more extraction, energy and water use, and toxic waste. [16]

9. Solar PV systems cannot sufficiently power energy guzzlers like data centers, access networks, smelters, factories or electric vehicle [EV] charging stations. If French drivers shifted entirely to EVs, the country’s electricity demands would double. To produce this much electricity with low-carbon emissions, new nuclear plants would be the only option. [17] In 2007, Google boldly aimed to develop renewable energy that would generate electricity more cheaply than coal-fired plants can in order to “stave off catastrophic climate change.” Google shut down this initiative in 2011 when their engineers realized that “even if Google and others had led the way toward a wholesale adaptation of renewable energy, that switch would not have resulted in significant reductions of carbon dioxide emissions…. Worldwide, there is no level of investment in renewables that could prevent global warming.” [18]

10. Solar arrays impact farming. When we cover land with solar arrays and wind turbines, we lose plants that can feed us and sequester carbon. [19]

11. Solar PV systems’ inverters “chop” current and cause “dirty” power, which can impact residents’ health. [20]

12. At the end of their usable life, PV panels are hazardous waste. The toxic chemicals in solar panels include cadmium telluride, copper indium selenide, cadmium gallium (di)selenide, copper indium gallium (di)selenide, hexafluoroethane, lead, and polyvinyl fluoride. Silicon tetrachloride, a byproduct of producing crystalline silicon, is also highly toxic. In 2016, The International Renewable Energy Agency (IRENA) estimated that the world had 250,000 metric tons of solar panel waste that year; and by 2050, the amount could reach 78 million metric tons. The Electric Power Research Institute recommends not disposing of solar panels in regular landfills: if modules break, their toxic materials could leach into soil. [21] In short, solar panels do not biodegrade and are difficult to recycle.

To make solar cells more recyclable, Belgian researchers recommend replacing silver contacts with copper ones, reducing the silicon wafers’ (and panels’) thickness, and removing lead from the panels’ electrical connections. [22]

Aerial view of a solar farm. Photo credit: Dsink000

 

 

 

 

 

 

 

13. Solar farms warm the Earth’s atmosphere.
Only 15% of sunlight absorbed by solar panels becomes electricity; 85% returns to the environment as heat. Re-emitted heat from large-scale solar farms affects regional and global temperatures. Scientists’ modeling shows that covering 20% of the Sahara with solar farms (to power Europe) would raise local desert temperatures by 1.5°C (2.7°F). By covering 50% of the Sahara, the desert’s temperature would increase by 2.5°C (4.5°F). Global temperatures would increase as much as 0.39°C—with polar regions warming more than the tropics, increasing loss of Arctic Sea ice. [23] As governments create “green new deals,” how should they use this modeling?

Other areas need consideration here: dust and dirt that accumulate on panels decreases their efficiency; washing them uses water that might otherwise go to farming. Further, Saharan dust, transported by wind, provides vital nutrients to the Amazon’s plants and the Atlantic Ocean. Solar farms on the Sahara could have other global consequences. [24]

14. Solar PV users may believe that they generate “zero-emitting,” “clean” power without awareness of the GHGs, extractions, smelting, chemicals and cargo shipping involved in manufacturing such systems—or the impacts of their disposal. If our only hope is to live with much less human impact to ecosystems, then how could we decrease solar PVs’ impacts? Could we stop calling solar PV power systems “green” and “carbon-neutral?” If not, why not?


Katie Singer’s writing about nature and technology is available at www.OurWeb.tech/letters/. Her most recent book is An Electronic Silent Spring.

REFERENCES

1. Schwarzburger, Heiko, “The trouble with silicon,” PV Magazine, September 15, 2010.

2. Troszak, Thomas A., “Why do we burn coal and trees to make solar panels?” August, 2019.  https://www.researchgate.net/publication/335083312_Why_do_we_burn_coal_and_trees_to_make_solar_panels

3. Kato, Kazuhiko, et. al., “Energy Pay-back Time and Life-cycle CO2 Emission of Residential PV Power System with Silicon PV Module,” Progress in Photovoltaics: Research and Applications, John Wiley & Sons, 1998.

4. Gibbs, Jeff and Michael Moore, “Planet of the Humans,” 2019 documentary about the ecological impacts and money behind “renewable” power systems, including solar, wind and biomass. www.planetofthehumans.com

5. New York State Dept. of Environmental Conservation – Facility DEC ID: 9291100078 PERMIT Issued to: Global Metallurgical Inc.; http://www.dec.ny.gov/dardata/boss/afs/permits/929110007800009_r3.pdf  

6. https://www.epa.gov/pfas/basic-information-pfas; https://www.niehs.nih.gov/health/topics/agents/pfc/index.cfm
https://www.medpagetoday.com/publichealthpolicy/environmentalhealth/84009
Way, Dan, “Policymakers demand answers about GenX-like compounds in solar panels,” CJ Exclusives, July 16, 2018. https://www.carolinajournal.com/news-article/policymakers-largely-unaware-of-genx-like-compounds-in-solar-panels/
“Solar panels could be a source of GenX and other perfluorinated contaminants,” NSJ Staff News, Feb. 16, 2018.  https://nsjonline.com/article/2018/02/solar-panels-could-be-a-source-of-genx-and-other-perflourinated-contaminants/
Lerner, Sharon, “The Teflon Toxin,” The Intercept, Aug. 17, 2015. About PFOAs, hazardous chemicals used in Teflon coating and on solar panels and found in 97% of peoples’ bodies.
Lim, Xiao Zhi “The Fluorine Detectives,” Nature, Feb. 13, 2019. https://www.scientificamerican.com/article/the-fluorine-detectives/  

7. Rich, Nathaniel, “The Lawyer Who Became DuPont’s Worst Nightmare,” January 6, 2016. About attorney Robert Bilott’s twenty-year battle against DuPont for contaminating a West Virginia town with unregulated PFOAs. See also Todd Haynes film, “Dark Waters,” 2019.

8. https://www.wired.com/story/solar-panels-are-starting-to-die-leaving-behind-toxic-trash/
Hodgson, Sam, “Solar panel makers grapple with hazardous waste problem,” Associated Press, Feb. 11, 2013; https://business.financialpost.com/commodities/energy/solar-panel-makers-grapple-with-hazardous-waste-problem

9. Egri, Adam, Bruce A. Robertson, et al., “Reducing the Maladaptive Attractiveness of Solar Panels to Polarotactic Insects,” Conservation Biology, April, 2010.

10. “Exhibit E to Nevada Assembly Committee on Labor,” Submitted by Shawn M. Elicegui, May 20, 2025, on behalf of NV Energy.

11. https://www.latimes.com/business/la-fi-solar-batteries-renewable-energy-california-20190605-story.html “California has too much solar power. That might be good for ratepayers,” Sammy Roth, LA Times, June 5, 2019. https://www.wsj.com/articles/how-california-utilities-are-managing-excess-solar-power-1488628803, “How California Utilities Are Managing Excess Solar Power,” Cassandra Sweet, Wall Street Journal, March 4, 2017.
12 Jancovici: Audition Assemblée Nationale: Impact des EnR – 16 Mai 2019.  https://www.assemblee-nationale.fr/dyn/opendata/CRCANR5L15S2019PO762821N030.html. See also video with slides: https://www.youtube.com/watch?v=Hr9VlAM71O0&t=1560s; minutes 45:20-48:30.

13 https://jancovici.com/wp-content/uploads/2020/07/Jancovici_Mines_ParisTech_cours_7.pdf (slides 18 -19)

14  UNICEF and Pure Earth, “A third of the world’s children poisoned by lead,” 29 July 2020. https://www.unicef.org/press-releases/third-worlds-children-poisoned-lead-new-groundbreaking-analysis-says

15. Katwala, Amit, “The spiraling environmental cost of our lithium battery addiction,” 8.5.18; https://www.wired.co.uk/article/lithium-batteries-environment-impact. Choi, Hye-Bin, et al., “The impact of anthropogenic inputs on lithium content in river and tap water,” Nature Communications, 2019.

16. Martin, Calvin Luther, “BESS Bombs: The huge explosive toxic batteries the wind& solar companies are sneaking into your backyard, Parts 1 and 2,” Aug. 28, 2019.  https://rivercitymalone.com/win-solar-energy/bess-bombs-part-1/
https://rivercitymalone.com/win-solar-energy/bess-bombs-part-2/

17. https://jancovici.com/transition-energetique/transports/la-voiture-electrique-est-elle-la-solution-aux-problemes-de-pollution-automobile/

18. https://spectrum.ieee.org/energy/renewables/what-it-would-really-take-to-reverse-climate-change.

19. Carroll, Mike, N.C. Cooperative Extension, Craven County Center, updated 2020. “Considerations for Transferring Agricultural Land to Solar Panel Energy Production.”  https://craven.ces.ncsu.edu/considerations-for-transferring-agricultural-land-to-solar-panel-energy-production/

20. Segell, Michael, “Is Dirty Electricity Making You Sick?” Prevention Magazine, Jan. 2009.

21.https://fee.org/articles/solar-panels-produce-tons-of-toxic-waste-literally/ https://www.forbes.com/sites/michaelshellenberger/2018/05/23/if-solar-panels-are-so-clean-why-do-they-produce-so-much-toxic-waste/?sh=14e584e0121c

22. O’Sullivan, Barry, “Are Your Solar Panels Recyclable?” 9 Feb. 2015.

23. Lu, Zhengyao and Benjamin Smith, “Solar panels in Sahara could boost renewable energy but damage the global climate—here’s why,” TheConversation.com, Feb. 11, 2021. https://theconversation.com/solar-panels-in-sahara-could-boost-renewable-energy-but-damage-the-global-climate-heres-why-153992

24. Gray, Ellen, “NASA Satellite Reveals How Much Saharan Dust Feeds Amazon’s Plants,” Feb. 22, 2015. https://www.nasa.gov/content/goddard/nasa-satellite-reveals-how-much-saharan-dust-feeds-amazon-s-plants